0001246360-19-002667.txt : 20191212 0001246360-19-002667.hdr.sgml : 20191212 20191212192111 ACCESSION NUMBER: 0001246360-19-002667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191212 DATE AS OF CHANGE: 20191212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goris Patrick P. CENTRAL INDEX KEY: 0001696060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 191282999 MAIL ADDRESS: STREET 1: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 form.xml PRIMARY DOCUMENT X0306 4 2019-12-12 false 0001024478 ROCKWELL AUTOMATION, INC ROK 0001696060 Goris Patrick P. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false Sr. VP and CFO Common Stock 1529.0182 I By Savings Plan Common Stock 2019-12-12 4 S false 69 202.86 D 10192.96 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2019. Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/21/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. Includes 4,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-fact for Patrick P. Goris 2019-12-12