0001246360-13-002804.txt : 20130514 0001246360-13-002804.hdr.sgml : 20130514 20130514124210 ACCESSION NUMBER: 0001246360-13-002804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130513 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Etzel Steven W. CENTRAL INDEX KEY: 0001417866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 13840319 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH 2ND STREET, E-7F19 CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-05-13 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001417866 Etzel Steven W. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false VP and Treasurer Common Stock 3806.4344 I By Savings Plan Common Stock 2013-05-13 4 M false 2300 29.37 A 9196 D Common Stock 2013-05-13 4 S false 2300 88.6419 D 6896 D Employee Stock Option (Right to Buy) 29.37 2013-05-13 4 M false 2300 0 D 2009-12-03 2018-12-03 Common Stock 2300 3400 D Shares represented by Company stock fund units acquired under the Company Savings Plan, since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 3/31/2013. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $88.6310 to $88.6510. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. 1,050 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Steven W. Etzel 2013-05-14