0001246360-13-002804.txt : 20130514
0001246360-13-002804.hdr.sgml : 20130514
20130514124210
ACCESSION NUMBER: 0001246360-13-002804
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130513
FILED AS OF DATE: 20130514
DATE AS OF CHANGE: 20130514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Etzel Steven W.
CENTRAL INDEX KEY: 0001417866
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 13840319
MAIL ADDRESS:
STREET 1: ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH 2ND STREET, E-7F19
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-05-13
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001417866
Etzel Steven W.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
VP and Treasurer
Common Stock
3806.4344
I
By Savings Plan
Common Stock
2013-05-13
4
M
false
2300
29.37
A
9196
D
Common Stock
2013-05-13
4
S
false
2300
88.6419
D
6896
D
Employee Stock Option (Right to Buy)
29.37
2013-05-13
4
M
false
2300
0
D
2009-12-03
2018-12-03
Common Stock
2300
3400
D
Shares represented by Company stock fund units acquired under the Company Savings Plan, since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 3/31/2013.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $88.6310 to $88.6510. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
1,050 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Steven W. Etzel
2013-05-14