0001246360-13-000033.txt : 20130102
0001246360-13-000033.hdr.sgml : 20130101
20130102163014
ACCESSION NUMBER: 0001246360-13-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130102
FILED AS OF DATE: 20130102
DATE AS OF CHANGE: 20130102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Etzel Steven W.
CENTRAL INDEX KEY: 0001417866
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 13502343
MAIL ADDRESS:
STREET 1: ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH 2ND STREET, E-7F19
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
FORMER COMPANY:
FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19961009
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2013-01-02
false
0001024478
ROCKWELL AUTOMATION INC
ROK
0001417866
Etzel Steven W.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
false
true
false
false
VP and Treasurer
Common Stock
3742.1359
I
By Savings Plan
Common Stock
2013-01-02
4
M
false
2000
43.9
A
9074
D
Common Stock
2013-01-02
4
M
false
3000
29.37
A
12074
D
Common Stock
2013-01-02
4
S
false
5000
85.57
D
7074
D
Employee Stock Option (Right to Buy)
43.9
2013-01-02
4
M
false
2000
0
D
2005-11-08
2014-11-08
Common Stock
2000
0
D
Employee Stock Option (Right to Buy)
29.37
2013-01-02
4
M
false
3000
0
D
2009-12-03
2018-12-03
Common Stock
3000
5700
D
Shares represented by Company stock fund units acquired under the Company Savings Plan, based on information furnished by the Plan Administrator as of 10/31/2012.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan.
1,050 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Steven W. Etzel
2013-01-02