0001246360-13-000033.txt : 20130102 0001246360-13-000033.hdr.sgml : 20130101 20130102163014 ACCESSION NUMBER: 0001246360-13-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130102 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Etzel Steven W. CENTRAL INDEX KEY: 0001417866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 13502343 MAIL ADDRESS: STREET 1: ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH 2ND STREET, E-7F19 CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-01-02 false 0001024478 ROCKWELL AUTOMATION INC ROK 0001417866 Etzel Steven W. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 false true false false VP and Treasurer Common Stock 3742.1359 I By Savings Plan Common Stock 2013-01-02 4 M false 2000 43.9 A 9074 D Common Stock 2013-01-02 4 M false 3000 29.37 A 12074 D Common Stock 2013-01-02 4 S false 5000 85.57 D 7074 D Employee Stock Option (Right to Buy) 43.9 2013-01-02 4 M false 2000 0 D 2005-11-08 2014-11-08 Common Stock 2000 0 D Employee Stock Option (Right to Buy) 29.37 2013-01-02 4 M false 3000 0 D 2009-12-03 2018-12-03 Common Stock 3000 5700 D Shares represented by Company stock fund units acquired under the Company Savings Plan, based on information furnished by the Plan Administrator as of 10/31/2012. Shares exercised and sold pursuant to a Rule 10b5-1 trading plan. Shares exercised and sold pursuant to a Rule 10b5-1 trading plan. 1,050 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Karen A. Balistreri, Attorney-in-Fact for Steven W. Etzel 2013-01-02