SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Etzel Steven W.

(Last) (First) (Middle)
1201 SOUTH SECOND STREET

(Street)
MILWAUKEE WI 53204

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/07/2007
3. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION INC [ ROK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and Treasurer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 60.67 I By Savings Plan(3)
Common Stock 600(7) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) 11/08/2005 11/08/2014 Common Stock 13,300 $43.9 D
Employee Stock Option (Right to Buy) 11/07/2006(1) 11/07/2015 Common Stock 3,100 $56.36 D
Employee Stock Option (Right to Buy) 12/06/2007(2) 12/06/2016 Common Stock 3,300 $63.59 D
Common Stock Share Equivalents (4) (5) Common Stock 3.57 $0 I Nonqual. Savings Plan(6)
Explanation of Responses:
1. The option vests in three substantially equal annual installments beginning on the date exercisable.
2. The option vests in three substantially equal annual installments beginning on the date exercisable.
3. Shares represented by Company stock fund units acquired under the Company Savings Plan.
4. The share equivalents are payable in cash upon retirement or after termination of employment.
5. The share equivalents are payable in cash upon retirement or after termination of employment.
6. Share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan.
7. Shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
Karen A. Balistreri, Attorney-in-Fact for Steven W. Etzel 11/12/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.