SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
CALISE WILLIAM J JR
(Last) (First) (Middle)
777 EAST WISCONSIN AVENUE
SUITE 1400
(Street)
MILWAUKEE WI 53202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION INC [ ROK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. V. P., G. Coun. and Sec.
3. Date of Earliest Transaction (Month/Day/Year)
08/18/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/18/2003 M 16,200 A $9.4597 36,927 D
Common Stock 08/18/2003 S 16,200 D $27.0573 20,727 D
Common Stock 1,938.1309 I(1) By Savings Plan
Common Stock 6,500 I(2) Retirement Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee stock option (right to buy) $9.4597 08/18/2003 M 16,200 12/07/1994 12/07/2004 Common Stock 16,200 $0 25,000 D
Employee stock option (right to buy) $13.7747 12/06/1996 12/06/2005 Common Stock 52,368 52,368 D
Employee stock option (right to buy) $17.3914 12/09/1997 12/09/2006 Common Stock 51,341 51,341 D
Employee stock option (right to buy) $15.527 12/03/1998 12/03/2007 Common Stock 50,000 50,000 D
Employee stock option (right to buy) $10.5866 10/05/1999 10/05/2008 Common Stock 95,510 95,510 D
Employee stock option (right to buy) $20.349 (3) 10/04/2009 Common Stock 82,500 82,500 D
Employee stock option (right to buy) $11.6038 (4) 10/02/2010 Common Stock 79,200 79,200 D
Employee Stock Option $13.4 (5) 10/01/2011 Common Stock 85,000 85,000 D
Employee stock option (right to buy) $15.5 (6) 10/07/2012 Common Stock 85,000 85,000 D
Common Stock Share Equivalents (7) (8) (8) Common Stock 3,506.0339 3,506.0339(7) I Nonqualified Savings Plan
Explanation of Responses:
1. Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 8/15/03.
2. Shares held in the employee benefit plan trust under the Chadbourne & Parke Retirement Plan Trust.
3. 55,000 shares are currently exercisable and 27,500 shares become exercisable on the date on which the closing price of the shares on the New York Stock Exchange-Composite Transactions shall have exceeded 150% of the Fair Market Value on 10/04/99, for at least 20 consecutive trading days, or, if earlier, on 10/4/06.
4. 60,866 shares are currently exercisable and 18,334 shares become exercisable on 10/02/03.
5. The Option vests in three substantially equal annual installments beginning on 10/01/02.
6. The Option vests in three substantially equal annual installments beginning on 10/07/03.
7. Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 08/15/2003. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determinde unit values of the Company stock fund under the plan.
8. The share equivalents are payable in cash upon retirement or after termination of employment.
Remarks:
W. J. Calise, Jr. 08/20/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.