0001024478-23-000207.txt : 20231211
0001024478-23-000207.hdr.sgml : 20231211
20231211210412
ACCESSION NUMBER: 0001024478-23-000207
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231207
FILED AS OF DATE: 20231211
DATE AS OF CHANGE: 20231211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riesterer Terry L.
CENTRAL INDEX KEY: 0001794668
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 231479799
MAIL ADDRESS:
STREET 1: 1201 S. 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
wk-form4_1702346641.xml
FORM 4
X0508
4
2023-12-07
0
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001794668
Riesterer Terry L.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
0
1
0
0
Vice President and Controller
1
Common Stock
2023-12-07
4
M
0
86
0
A
1859
D
Common Stock
2023-12-08
4
S
0
26
279.1165
D
1833
D
Common Stock
2023-12-09
4
M
0
154
0
A
1987
D
Common Stock
2023-12-10
4
M
0
99
0
A
2086
D
Common Stock
2023-12-10
4
M
0
299
0
A
2385
D
Common Stock
2023-12-11
4
S
0
146
279.6201
D
2239
D
Common Stock
2023-12-11
4
S
0
30
280.2217
D
2209
D
Common Stock
607.67
I
By Savings Plan
Restricted Stock Units
2023-12-07
4
M
0
86
0
D
2022-12-07
2024-12-07
Common Stock
86
86
D
Restricted Stock Units
2023-12-09
4
M
0
154
0
D
2023-12-09
2025-12-09
Common Stock
154
308
D
Restricted Stock Units
2023-12-10
4
M
0
99
0
D
2021-12-10
2023-12-10
Common Stock
99
0
D
Performance Shares
2023-12-10
4
M
0
299
0
D
2023-12-10
2023-12-10
Common Stock
299
0
D
Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.9550 to $279.62. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $279.80. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.20 to $280.2325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Since the date of the last report of common stock 104 shares that were reported as indirectly held in the Company Savings Plan were rolled over into a self-directed IRA and are now reported as directly owned.
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Danielle White, Attorney-in-fact for Terry L. Riesterer
2023-12-11