0001024478-23-000185.txt : 20231211 0001024478-23-000185.hdr.sgml : 20231211 20231211204622 ACCESSION NUMBER: 0001024478-23-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231211 DATE AS OF CHANGE: 20231211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENEREUX SCOTT CENTRAL INDEX KEY: 0001456171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 231479770 MAIL ADDRESS: STREET 1: 26650 ALISO VIEJO PARKWAY CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wk-form4_1702345573.xml FORM 4 X0508 4 2023-12-07 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001456171 GENEREUX SCOTT 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 Sr.VP, Chief Revenue Officer 1 Common Stock 2023-12-07 4 M 0 570 0 A 2946 D Common Stock 2023-12-08 4 S 0 287 279.0219 D 2659 D Common Stock 2023-12-09 4 M 0 962 0 A 3621 D Common Stock 2023-12-11 4 S 0 375 279.6145 D 3246 D Common Stock 2023-12-11 4 S 0 100 280.09 D 3146 D Restricted Stock Units 2023-12-07 4 M 0 570 0 D 2022-12-07 2024-12-07 Common Stock 570 571 D Restricted Stock Units 2023-12-09 4 M 0 962 0 D 2023-12-09 2025-12-09 Common Stock 962 1925 D Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.0201 to $279.92. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.03 to $280.20. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Danielle White, Attorney-in-fact for Scott Genereux 2023-12-11