0001024478-23-000185.txt : 20231211
0001024478-23-000185.hdr.sgml : 20231211
20231211204622
ACCESSION NUMBER: 0001024478-23-000185
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231207
FILED AS OF DATE: 20231211
DATE AS OF CHANGE: 20231211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GENEREUX SCOTT
CENTRAL INDEX KEY: 0001456171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 231479770
MAIL ADDRESS:
STREET 1: 26650 ALISO VIEJO PARKWAY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
wk-form4_1702345573.xml
FORM 4
X0508
4
2023-12-07
0
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001456171
GENEREUX SCOTT
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
0
1
0
0
Sr.VP, Chief Revenue Officer
1
Common Stock
2023-12-07
4
M
0
570
0
A
2946
D
Common Stock
2023-12-08
4
S
0
287
279.0219
D
2659
D
Common Stock
2023-12-09
4
M
0
962
0
A
3621
D
Common Stock
2023-12-11
4
S
0
375
279.6145
D
3246
D
Common Stock
2023-12-11
4
S
0
100
280.09
D
3146
D
Restricted Stock Units
2023-12-07
4
M
0
570
0
D
2022-12-07
2024-12-07
Common Stock
570
571
D
Restricted Stock Units
2023-12-09
4
M
0
962
0
D
2023-12-09
2025-12-09
Common Stock
962
1925
D
Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.0201 to $279.92. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.03 to $280.20. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Danielle White, Attorney-in-fact for Scott Genereux
2023-12-11