0001024478-21-000100.txt : 20211207
0001024478-21-000100.hdr.sgml : 20211207
20211207182010
ACCESSION NUMBER: 0001024478-21-000100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211204
FILED AS OF DATE: 20211207
DATE AS OF CHANGE: 20211207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicolas Ernest
CENTRAL INDEX KEY: 0001791766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 211477123
MAIL ADDRESS:
STREET 1: 1201 S. 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
wf-form4_163891919647978.xml
FORM 4
X0306
4
2021-12-04
0
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001791766
Nicolas Ernest
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
0
1
0
0
SVP,Chief Supply Chain Officer
Common Stock
37
I
By spouse
Common Stock
2021-12-04
4
M
0
548
0
A
5158.50
D
Common Stock
2021-12-06
4
S
0
156
341.701
D
5002.50
D
Common Stock
2021-12-06
4
S
0
61
342.5079
D
4941.50
D
Common Stock
2021-12-06
4
S
0
48
343.4571
D
4893.50
D
Common Stock
2021-12-06
4
S
0
59
345.3103
D
4834.50
D
Common Stock
500.11
I
By Savings Plan
Performance Shares
2021-12-04
4
M
0
548
0
D
2021-12-04
2021-12-04
Common Stock
548.0
0
D
Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.02 to $341.93. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.14 to $342.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.34 to $343.51. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.01 to $345.58. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Karen A. Balistreri, Attorney-in-fact for Ernest Nicolas
2021-12-07