0001225208-17-008055.txt : 20170417
0001225208-17-008055.hdr.sgml : 20170417
20170417131232
ACCESSION NUMBER: 0001225208-17-008055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170413
FILED AS OF DATE: 20170417
DATE AS OF CHANGE: 20170417
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WARRIOR MET COAL, INC.
CENTRAL INDEX KEY: 0001691303
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 810706839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16243 HIGHWAY 216
CITY: BROOKWOOD
STATE: AL
ZIP: 35444
BUSINESS PHONE: 2055546150
MAIL ADDRESS:
STREET 1: 16243 HIGHWAY 216
CITY: BROOKWOOD
STATE: AL
ZIP: 35444
FORMER COMPANY:
FORMER CONFORMED NAME: WARRIOR MET COAL, LLC
DATE OF NAME CHANGE: 20161201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANKLIN MUTUAL ADVISERS LLC
CENTRAL INDEX KEY: 0001023875
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38061
FILM NUMBER: 17764104
BUSINESS ADDRESS:
STREET 1: 101 JOHN F KENNEDY PARKWAY
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
BUSINESS PHONE: 9739122088
MAIL ADDRESS:
STREET 1: 101 JOHN F KENNEDY PARKWAY
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
FORMER NAME:
FORMER CONFORMED NAME: FRANKLIN MUTUAL ADVISERS INC
DATE OF NAME CHANGE: 19960928
4
1
doc4.xml
X0306
4
2017-04-13
0001691303
WARRIOR MET COAL, INC.
HCC
0001023875
FRANKLIN MUTUAL ADVISERS LLC
101 JOHN F. KENNEDY PARKWAY
SHORT HILLS
NJ
07078-2705
1
1
Common Stock
2017-04-13
4
S
0
2718359.0000
17.8125
D
4632574.0000
I
See Footnote
See Exhibit 99-1 for text of footnote, which Exhibit is incorporated by reference herein.
ex99-1.txt
Steven J. Gray, Assistant Secretary of Franklin Mutual Advisers, LLC
2017-04-17
EX-99
2
ex99-1.txt
Exhibit 99-1
The Common Stock of Warrior Met Coal, Inc. reported in Table 1 of the attached
Form 4 ("Common Stock") is beneficially owned by investment management clients
("Clients") of Franklin Mutual Advisers, LLC ("FMA"). Keith Luh, an employee of
FMA, is also a director of Warrior Met Coal, Inc. and serves as FMA's
representative.
FMA is a wholly owned subsidiary of Franklin Resources, Inc. ("FRI"). FMA may
be deemed to beneficially own the Common Stock for purposes of Rule 13d-3, and
accordingly for purposes of section 16(a) under the Securities Exchange Act of
1934, as amended (the "Act"), in its capacity as the investment adviser to the
Clients pursuant to investment management contracts that grant investment and/or
voting power to FMA. When an investment management contract (including a
sub-advisory agreement) delegates to FMA investment discretion or voting power
over the securities held in the investment advisory accounts that are subject to
that agreement, FRI treats FMA as having sole investment discretion or voting
authority, as the case may be, unless the agreement specifies otherwise.
The voting and investment powers held by FMA are exercised independently from
FRI and from all other investment management subsidiaries of FRI (FRI, its
affiliates and the investment management subsidiaries other than FMA are,
collectively, "FRI affiliates"). Furthermore, internal policies and procedures
of FMA and FRI establish informational barriers that prevent the flow between
FMA and the FRI affiliates of information that relates to the voting and
investment powers over the securities owned by their respective investment
management clients. Consequently, FMA and the FRI affiliates report the
securities over which they hold investment and voting power separately from each
other for purposes of Sections 13 and 16 of the Act. Beneficial ownership by
FRI affiliates and FMA is reported in conformity with the guidelines articulated
by the SEC staff in Release No. 34-39538 (January 12, 1998) relating to
organizations, such as FRI, where related entities exercise voting and
investment powers over the securities being reported independently from each
other.
Charles B. Johnson and Rupert H. Johnson, Jr. (the "Principal Shareholders")
each own in excess of 10% of the outstanding common stock of FRI and are the
principal stockholders of FRI. However, because FMA exercises voting and
investment powers on behalf of its Clients independently of FRI affiliates and
the Principal Shareholders, beneficial ownership of the Common Stock is being
attributed only to FMA. FMA disclaims any pecuniary interest in any of the
Common Stock. In addition, the filing of this Form 4 on behalf of FMA should
not be construed as an admission that it is, and FMA disclaims that it is, the
beneficial owner, as defined in Rule 13d-3, of any of the Common Stock.
FRI affiliates, the Principal Shareholders, and FMA believe that they are not a
group within the meaning of Rule 13d-5 under the Act and that they are not
otherwise required to attribute to each other the beneficial ownership of the
Common Stock held by any of them or by any persons or entities for whom or for
which FMA or a FRI affiliate provides investment management services.