0001437749-16-038639.txt : 20160913 0001437749-16-038639.hdr.sgml : 20160913 20160913163308 ACCESSION NUMBER: 0001437749-16-038639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160912 FILED AS OF DATE: 20160913 DATE AS OF CHANGE: 20160913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP CENTRAL INDEX KEY: 0001023844 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364128138 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-417-8000 MAIL ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP DATE OF NAME CHANGE: 19960927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worman Glenn C. CENTRAL INDEX KEY: 0001642077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12629 FILM NUMBER: 161883179 MAIL ADDRESS: STREET 1: C/O NATIONAL HOLDINGS CORPORATION STREET 2: 410 PARK AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rdgdoc.xml FORM 4 X0306 4 2016-09-12 0001023844 NATIONAL HOLDINGS CORP NHLD 0001642077 Worman Glenn C. 410 PARK AVENUE, 14TH FLOOR NEW YORK NY 10022 1 Chief Operating Officer Common Stock, par value $0.02 per share 2016-09-12 4 U 0 10000 3.25 D 0 D /s/ Glenn C. Worman 2016-09-13