0001437749-16-038633.txt : 20160913
0001437749-16-038633.hdr.sgml : 20160913
20160913163225
ACCESSION NUMBER: 0001437749-16-038633
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160912
FILED AS OF DATE: 20160913
DATE AS OF CHANGE: 20160913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL HOLDINGS CORP
CENTRAL INDEX KEY: 0001023844
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364128138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 410 PARK AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-417-8000
MAIL ADDRESS:
STREET 1: 410 PARK AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: OLYMPIC CASCADE FINANCIAL CORP
DATE OF NAME CHANGE: 19960927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abbe Richard
CENTRAL INDEX KEY: 0001524877
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12629
FILM NUMBER: 161883167
MAIL ADDRESS:
STREET 1: 641 LEXINGTON AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-09-12
0001023844
NATIONAL HOLDINGS CORP
NHLD
0001524877
Abbe Richard
641 LEXINGTON AVENUE
26TH FLOOR
NEW YORK
NY
10022
1
Common Stock, par value $0.02 per share
2016-09-12
4
U
0
414323
3.25
D
414323
I
See Footnote
Common Stock, par value $0.02 per share
2016-09-12
4
U
0
16668
3.25
D
0
I
See Footnote
Shares of Common Stock owned directly by Iroquois Master Fund Ltd. (the "Fund"). Mr. Abbe, as President of Iroquois Capital Management, LLC, the investment advisor of the Fund, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Mr. Abbe disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Shares of Common Stock held by certain trusts or accounts established for the benefit of Mr. Abbe's children or other relatives.
/s/ Richard Abbe
2016-09-13