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Filing Detail
Form SC 13D - General statement of acquisition of beneficial ownership:
SEC Accession No. 0001019687-15-004473
Filing Date
2015-12-10
Accepted
2015-12-10 17:00:23
Documents
4
Group Members
B. RILEY & CO., LLCB. RILEY & CO., LLC 401(K) PROFIT SHARING PLANB. RILEY CAPITAL MANAGEMENT, LLCB. RILEY FINANCIAL, INC.BRC PARTNERS OPPORTUNITY FUND, LPBRYANT R. RILEYMARK D. KLEINROBERT ANTIN CHILDREN IRREVOCABLE TRUST DTD 1/1/01

Document Format Files

Seq Description Document Type Size
1 B. RILEY & CO., LLC briley_sc13d-113015.htm SC 13D 147166
2 LETTER OF INTENT briley_sc13d-ex9901.htm EX-99.1 26449
3 JOINT FILING AGREEMENT briley_sc13d-ex9902.htm EX-99.2 13744
4 GRAPHIC image_001.jpg GRAPHIC 7704
  Complete submission text file 0001019687-15-004473.txt   200327
Mailing Address 410 PARK AVENUE 14TH FLOOR NEW YORK NY 10022
Business Address 410 PARK AVENUE 14TH FLOOR NEW YORK NY 10022 212-417-8000
NATIONAL HOLDINGS CORP (Subject) CIK: 0001023844 (see all company filings)

IRS No.: 364128138 | State of Incorp.: DE | Fiscal Year End: 0930
Type: SC 13D | Act: 34 | File No.: 005-51125 | Film No.: 151281450
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services

Mailing Address 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA 91367
Business Address 21860 BURBANK BLVD. SUITE 300 SOUTH WOODLAND HILLS CA 91367 818-884-3737
B. Riley Financial, Inc. (Filed by) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D
SIC: 7389 Services-Business Services, NEC