-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ORTKlVXh5zcUkuyQNIwWIzbOAO/dQmCIZgCQYmQ3oWIFIhJH35xEkT7oiAYu62Em e8lGC5nChicIq0MQarztXQ== 0000896595-99-000035.txt : 19990524 0000896595-99-000035.hdr.sgml : 19990524 ACCESSION NUMBER: 0000896595-99-000035 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990521 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LITHIA MOTORS INC CENTRAL INDEX KEY: 0001023128 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 930572810 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49321 FILM NUMBER: 99632165 BUSINESS ADDRESS: STREET 1: 360 E JACKSON ST CITY: MEDFORD STATE: OR ZIP: 97501 BUSINESS PHONE: 5417766899 MAIL ADDRESS: STREET 1: LITHIA MOTORS INC STREET 2: 360 E JACKSON CITY: MEDFORD STATE: OR ZIP: 97501 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORELAND W DOUGLAS CENTRAL INDEX KEY: 0001086952 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 558703390 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2727 SOUTH HAVANE CITY: AURORA STATE: CO ZIP: 80014 BUSINESS PHONE: 3037511104 MAIL ADDRESS: STREET 1: 2727 SOUTH HAVANA CITY: AURORA STATE: CO ZIP: 80014 SC 13G 1 SCHEDULE 13G FOR W. DOUGLAS MORELAND SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THEREto FILED PURSUANT TO RULE 13d-2(b) (Amendment No. __________)1 Lithia Motors, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 536797103 (CUSIP Number) May 14, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - --------------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 536797103 13G Page 2 of 5 Pages - ------------------------- -------------------- - --------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON: W. Douglas Moreland I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) - --------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------- 3. SEC USE ONLY - --------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - --------------------------------------------------------------------------- 5. SOLE VOTING POWER 1,006,997 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------ 6. SHARED VOTING POWER ------------------------------------------------------------ 7. SOLE DISPOSITIVE POWER 1,006,997 ------------------------------------------------------------ 8. SHARED DISPOSITIVE POWER - --------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,006,997 - --------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.55% - --------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* Individual - --------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1 (a). Name of Issuer: Lithia Motors, Inc. Item 1 (b). Address of Issuer's Principal Executive Offices: 360 East Jackson Medford, Oregon 97501 Item 2 (a). Name of Person Filing: W. Douglas Moreland Item 2 (b). Address of Principal Business Office or, if none, Residence: 2727 South Havana, Aurora, Colorado 80014 Item 2 (c). Citizenship: United States of America Item 2 (d). Title of Class of Securities: Class A Common Stock Item 2(e). CUSIP Number: 536797103 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box: [X] Page 3 of 5 Item 4. Ownership (a) Amount beneficially owned: 1,006,997 (b) Percent of class: 13.55% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,006,997 (ii) shared power to vote or to direct the vote: (iii) sole power to dispose or to direct the disposition of: 1,006,997 (iv) shared power to dispose or to direct the disposition of: Item 5. Ownership of Five Percent or Less of a Class. NOT APPLICABLE Item 6. Ownership of More Than Five Percent on Behalf of Another Person. 996,997 shares of Class A Common Stock are held by family limited liability limited partnerships. Mr. Moreland and his wife are limited partners and Mr. Moreland is President of the corporate general partner of each of these partnerships. Of the 996,997 shares, 521,053 shares are held by Cherry Creek Dodge RLLLP. Moreland/Cherry Creek, Inc., is the general partner of the limited partnership. Mr. Moreland is President of such corporation. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. NOT APPLICABLE Item 8. Identification and Classification of Members of the Group. NOT APPLICABLE Item 9. Notice of Dissolution of Group. NOT APPLICABLE Page 4 of 5 Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that effect or purpose. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. May 21, 1999 /s/ W. Douglas Moreland - --------------------- --------------------------------------- (Date) (Name/Title) Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----