0001144204-19-017402.txt : 20190401 0001144204-19-017402.hdr.sgml : 20190401 20190401160021 ACCESSION NUMBER: 0001144204-19-017402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190328 FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Penn Thomas A. CENTRAL INDEX KEY: 0001579590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31812 FILM NUMBER: 19720582 MAIL ADDRESS: STREET 1: 210 MAIN STREET WEST STREET 2: C/O BIOSANTE PHARMACEUTICALS, INC. CITY: BAUDETTE STATE: MN ZIP: 56623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANI PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001023024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 582301143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 BUSINESS PHONE: 2186343500 MAIL ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 FORMER COMPANY: FORMER CONFORMED NAME: BIOSANTE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: BEN ABRAHAM TECHNOLOGIES INC DATE OF NAME CHANGE: 19991027 4 1 tv517655_4.xml OWNERSHIP DOCUMENT X0306 4 2019-03-28 0 0001023024 ANI PHARMACEUTICALS INC ANIP 0001579590 Penn Thomas A. C/O ANI PHARMACEUTICALS, INC. 210 MAIN STREET WEST BAUDETTE MN 56623 1 0 0 0 Common Stock 2019-03-28 4 A 0 1991 0 A 14301 D Stock Options 66.39 2019-03-28 4 A 0 2409 0 A 2029-03-27 Common Stock 2409 2409 D The restricted stock and stock options vest on March 28, 2020. /s/ Thomas Penn 2019-04-01