0001144204-18-019988.txt : 20180410 0001144204-18-019988.hdr.sgml : 20180410 20180410172629 ACCESSION NUMBER: 0001144204-18-019988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180406 FILED AS OF DATE: 20180410 DATE AS OF CHANGE: 20180410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marken James G. CENTRAL INDEX KEY: 0001579587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31812 FILM NUMBER: 18748731 MAIL ADDRESS: STREET 1: 210 MAIN STREET WEST STREET 2: C/O BIOSANTE PHARMACEUTICALS, INC. CITY: BAUDETTE STATE: MN ZIP: 56623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANI PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001023024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 582301143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 BUSINESS PHONE: 2186343500 MAIL ADDRESS: STREET 1: 210 MAIN STREET WEST CITY: BAUDETTE STATE: MN ZIP: 56623 FORMER COMPANY: FORMER CONFORMED NAME: BIOSANTE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: BEN ABRAHAM TECHNOLOGIES INC DATE OF NAME CHANGE: 19991027 4 1 tv490745_4.xml OWNERSHIP DOCUMENT X0306 4 2018-04-06 0 0001023024 ANI PHARMACEUTICALS INC ANIP 0001579587 Marken James G. C/O ANI PHARMACEUTICALS, INC. 210 MAIN STREET WEST BAUDETTE MN 56623 0 1 0 0 SVP Ops & Prod Dev Common Stock 2018-04-06 4 A 0 4400 0 A 69592 D Common Stock 2018-04-07 4 F 0 144 57.06 D 69448 D Stock Options 57.06 2018-04-06 4 A 0 5300 0 A 2028-04-05 Common Stock 5300 5300 D The restricted stock and the stock options vests, and are exercisable, in equal annual installments on the first, second, third and fourth anniversaries of the grant date. Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of restricted stock, which was previously reported. /s/ James G. Marken 2018-04-10