-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hmmn1Px0HxCwdJ1BQgjdtXZ6tO9HZ3PCTJ0x7ViKTsf6s0CRln6I238cpZI98otg +ROGqGH769sQMDqYyWFwXA== 0000898432-11-000125.txt : 20110211 0000898432-11-000125.hdr.sgml : 20110211 20110211092955 ACCESSION NUMBER: 0000898432-11-000125 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCG HOLDINGS LLC CENTRAL INDEX KEY: 0001022596 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12410 FILM NUMBER: 11595247 BUSINESS ADDRESS: STREET 1: C/O CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVE., NW, STE. 220 S CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 2023472626 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: TCG Holdings, L.L.C. ---------------------------------------------- Address: c/o The Carlyle Group ---------------------------------------------- 1001 Pennsylvania Avenue, NW ---------------------------------------------- Suite 220 S. ---------------------------------------------- Washington, DC 20004-2505 ---------------------------------------------- Form 13F File Number: 28- 12410 ------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel A. D'Aniello ---------------------------------------------- Title: Managing Director ---------------------------------------------- Phone: 202-729-5626 ---------------------------------------------- Signature, Place, and Date of Signing: /s/ Daniel A. D'Aniello Washington, DC February 11, 2011 - ---------------------------- ---------------------- ----------------------- Signature City, State Date [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F File Number Name 28- ---------------- ------------------------- ------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 --------------------------- Form 13F Information Table Entry Total: 9 --------------------------- Form 13F Information Table Value Total: $225,436 --------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28- 12429 Carlyle Investment Management L.L.C. ----- ----------------------- ------------------------------------- 2 FORM 13-F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Charter Cl A 16117M305 $197 5,060 SH -- Shared-Defined 1 5,060 Communications Inc D General Mtrs Co Com 37045V100 $2,212 60,000 SH -- Shared-Defined 1 60,000 Lear Corp Com 521865204 $10,528 106,653 SH -- Shared-Defined 1 106,653 Lyondellbasell SHS - A - N53745100 $2,919 84,848 SH -- Shared-Defined 1 84,848 Industries N Smurfit-Stone Com 83272A104 $3,461 135,214 SH -- Shared-Defined 1 135,214 Container Corp SPDR Series Trust S&P Homebuild 78464A888 $261 15,000 SH -- Shared-Defined 1 15,000 Supermedia Inc Com 868447103 $219 25,138 SH -- Shared-Defined 1 25,138 Time Warner Cable Inc Com 88732J207 $1,222 18,500 SH -- Shared-Defined 1 18,500 Triumph Group Inc Com 896818101 $204,417 2,286,291 SH -- Shared-Defined 1 2,286,291 - ------------------------------------------------------------------------------------------------------------------------------------
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