-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0nxZQC0nSSEn+xd7zg9ZZ3T0mC0zhzzWLqz3tsXg5cO9SM+GLxjE0NRsZIUKJ98 2GxE8EBpn6yer/pUS8S03Q== 0000898432-09-000671.txt : 20090514 0000898432-09-000671.hdr.sgml : 20090514 20090514164032 ACCESSION NUMBER: 0000898432-09-000671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCG HOLDINGS LLC CENTRAL INDEX KEY: 0001022596 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12410 FILM NUMBER: 09827314 BUSINESS ADDRESS: STREET 1: C/O CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVE., NW, STE. 220 S CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 2023472626 13F-HR 1 tcg13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 ----------------------------- Check here if Amendment [ ]; Amendment Number: -------------------- This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: TCG Holdings, L.L.C. ------------------------------------------------------ Address: c/o The Carlyle Group ------------------------------------------------------ 1001 Pennsylvania Avenue, NW ------------------------------------------------------ Suite 220 S. ------------------------------------------------------ Washington, DC 20004-2505 ------------------------------------------------------ Form 13F File Number: 28- 12410 -------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel A. D'Aniello ------------------------------------------------- Title: Managing Director ------------------------------------------------- Phone: 202-729-5626 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Daniel A. D'Aniello Washington, DC May 14, 2009 - --------------------------- ---------------------------- --------------------- Signature City, State Date [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F File Number Name 28- -------------------- -------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ----------------------------------- Form 13F Information Table Entry Total: 8 ----------------------------------- Form 13F Information Table Value Total: $2,831 ----------------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-12429 Carlyle Investment Management L.L.C. ------ -------------------------------------------------------------------- 2
FORM 13-F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------- -------------- ---------- ---------- --------------------- --------------- -------- ---------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------- -------------- ---------- ---------- -------- ---- ------- --------------- -------- ------ ------ -------------- American Tower Corp CL A 029912201 $320 10,500 SH -- Shared-Defined 1 10,500 Clearwire Corp CL A 18538Q105 $386 75,000 SH -- Shared-Defined 1 75,000 Comcast Corp New CL A 20030N101 $682 50,000 SH -- Shared-Defined 1 50,000 Owens Corning New Com 690742101 $316 35,000 SH -- Shared-Defined 1 35,000 Proshares Tr PSHS Real Estat 74347R552 $264 5,000 SH -- Shared-Defined 1 5,000 SPDR Series S&P Trust Homebuild 78464A888 $159 15,000 SH -- Shared-Defined 1 15,000 Time Warner Cable Inc CL A 88732J108 $459 18,500 SH -- Shared-Defined 1 18,500 XTO Energy Inc Com 98385X106 $245 8,000 SH -- Shared-Defined 1 8,000 - ------------------------------------------------------------------------------------------------------------------------------------
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