0001022321-18-000004.txt : 20180104 0001022321-18-000004.hdr.sgml : 20180104 20180104125120 ACCESSION NUMBER: 0001022321-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davison James E Jr CENTRAL INDEX KEY: 0001403412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12295 FILM NUMBER: 18509328 MAIL ADDRESS: STREET 1: 2000 FARMERVILLE HIGHWAY CITY: RUSTON STATE: LA ZIP: 71270 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESIS ENERGY LP CENTRAL INDEX KEY: 0001022321 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM BULK STATIONS & TERMINALS [5171] IRS NUMBER: 760513049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 919 MILAM, SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138602500 MAIL ADDRESS: STREET 1: 919 MILAM, SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 wf-form4_151508826665245.xml FORM 4 X0306 4 2018-01-02 0 0001022321 GENESIS ENERGY LP GEL 0001403412 Davison James E Jr 2000 FARMERVILLE HIGHWAY RUSTON LA 71270 1 0 0 0 Common Units - Class A 2018-01-02 4 M 0 559 A 3783604 D Common Units - Class A 2018-01-02 4 D 0 559 22.43 D 3783045 D Common Units - Class A 446461 I James Ellis Davison, III Trust Common Units - Class A 446462 I Sarah Margaret Davison Trust Common Units - Class A 446460 I William Charles Davison Trust Common Units - Class A 187856 I James E. and Margaret A.B. Davison Special Trust Phantom Units 2018-01-02 4 M 0 559 D 2018-01-02 2018-01-02 Common Units - Class A 559.0 7716 D Phantom Units 2018-01-02 4 A 0 1095 A 2021-01-02 2021-01-02 Common Units - Class A 1095.0 8811 D The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. Due to the reporting person's relationship with the beneficiaries and trustees of the Sarah Margaret Davison Trust, the William Charles Davison Trust and the James Ellis Davison, III Trust (collectively, the "Trusts"), the reporting person could be deemed to have an indirect pecuniary interest in the Common Units Class A that are beneficially owned by the Trusts. All Common Units Class A owned by the Trusts are reported on these lines. The reporting person disclaims beneficial ownership of these Common Units Class A except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these Common Units Class A for purposes of Section 16 or for any other purpose. These Common Units Class A are beneficially owned by the James E. and Margaret A.B. Davison Special Trust (the "Special Trust"). The reporting person could be deemed to have an indirect pecuniary interest in such Common Units Class A. All Common Units Class A owned by the Special Trust are reported on this line. The reporting person disclaims beneficial ownership of these Common Units Class A except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these Common Units Class A for purposes of Section 16 or for any other purpose. The phantom units will be paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the vesting date. Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each Common Unit - Class A will be accrued over the vesting period and paid quarterly. James E. Davison, Jr. 2018-01-04