-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sxh3BNrn6qFj7bOPqz/pSpg461XV259zh6tTauIaOlZZ+HeqR3I01EtFIlzMb4B8 YkfAzK7BPM6DwjG/sG6/Ww== 0001012870-01-000514.txt : 20010213 0001012870-01-000514.hdr.sgml : 20010213 ACCESSION NUMBER: 0001012870-01-000514 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010212 GROUP MEMBERS: CHANG CHAO JUNG GROUP MEMBERS: CHEN HWA CHANG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPLINK COMMUNICATIONS INC CENTRAL INDEX KEY: 0001022225 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770411346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60061 FILM NUMBER: 1534247 BUSINESS ADDRESS: STREET 1: 3469 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084330606 MAIL ADDRESS: STREET 1: 3475 NORTH FIRST ST. CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHANG CHAO JUNG CENTRAL INDEX KEY: 0001134346 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3469 NORTH FIRST ST. CITY: SAN JOSE STATE: CA ZIP: 95134 MAIL ADDRESS: STREET 1: 3469 NORTH FIRST ST. CITY: SAN JOSE STATE: CA ZIP: 95134 SC 13G 1 0001.txt CHAO-JUNG CHANG UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------------------------- OMB APPROVAL --------------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response........ 14.90 --------------------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ______)* Oplink Communications, Inc. --------------------------- (Name of Issuer) Common Stock, par value $0.001 ------------------------------ (Title of Class of Securities) 68375Q106 --------- (CUSIP Number) ___________________________________________________ (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) CUSIP No. 68375Q106 13G Page 2 of 7 Pages 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Chao-Jung Chang - ---------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Taiwan - ---------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY OWNED BY ------------------------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON 14,081,000(1) WITH: ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 14,081,000(1) - ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,081,000(1) - ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.0% - ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 68375Q106 13G Page 3 of 7 Pages 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Chen Hwa Chang - ---------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Taiwan - ---------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY OWNED BY ------------------------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON 14,081,000(1) WITH: ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 14,081,000(1) - ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,081,000(1) - ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.0% - ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 68375Q106 13G Page 4 of 7 Pages Item 1. (a) Name of Issuer Oplink Communications, Inc. (b) Address of Issuer's Principal Executive Offices 3469 North First Street San Jose, CA 95134 Item 2. (a) Name of Person Filing Chao-Jung Chang Chen Hwa Chang (b) Address of Principal Business Office or, if none, Residence 3469 North First Street San Jose, CA 95134 (c) Citizenship Chao-Jung Chang Taiwan Chen Hwa Chang Taiwan (d) Title of Class of Securities Common Stock (e) CUSIP Number 68375Q106 Item 3. Not Applicable. Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: Chao-Jung Chang 14,081,000(1) Chen Hwa Chang 14,081,000(1) (b) Percent of Class: Chao-Jung Chang 9.0% Chen Hwa Chang 9.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: (ii) Shared power to vote or to direct the vote: Chao-Jung Chang 14,081,000(1) Chen Hwa Chang 14,081,000(1) CUSIP No. 68375Q106 13G Page 5 of 7 Pages (iii) Sole power to dispose or to direct the disposition of: (iv) Shared power to dispose or to direct the disposition of: Chao-Jung Chang 14,081,000(1) Chen Hwa Chang 14,081,000(1) (1) Includes 14,081,000 shares jointly held by Chao-Jung Chang and Chen Hwa Chang. Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of a Group Not Applicable. Item 10. Certification Not Applicable. CUSIP No. 68375Q106 13G Page 6 of 7 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 2001 ------------------------------------------ Date /s/ Chao-Jung Chang ------------------------------------------ Signature /s/ Chao-Jung Chang ------------------------------------------ Name/Title Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) CUSIP No. 68375Q106 13G Page 7 of 7 Pages Exhibit A JOINT FILING STATEMENT Pursuant to Rule 13d-1(k)(1), we, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. Date: February 9, 2001 Chao-Jung Chang /s/ Chao-Jung Chang ------------------------------ Chao-Jung Chang Chen Hwa Chang /s/ Chen Hwa Chang ----------------------------- Chen Hwa Chang -----END PRIVACY-ENHANCED MESSAGE-----