-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ee+Khjc+lHX5GBwDkRiOwHrmwS48YlVY5D+oZWZP0LQ8jsCd5qxA64yolxCskQTh zrU/x45PeZbWMkvzj2+0dg== 0000950134-06-002712.txt : 20060214 0000950134-06-002712.hdr.sgml : 20060214 20060213214631 ACCESSION NUMBER: 0000950134-06-002712 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060213 GROUP MEMBERS: INVESTAR BURGEON VENTURE CAPITAL INC FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHANG KUO WEI HERBERT CENTRAL INDEX KEY: 0001192171 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: (408) 435-9000 MAIL ADDRESS: STREET 1: C/O INVESTAR CAPITAL, INC. STREET 2: 375 W. TRIMBLE ROAD CITY: SAN JOSE, STATE: CA ZIP: 95131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPLINK COMMUNICATIONS INC CENTRAL INDEX KEY: 0001022225 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770411346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60061 FILM NUMBER: 06606569 BUSINESS ADDRESS: STREET 1: 3469 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084330606 MAIL ADDRESS: STREET 1: 3475 NORTH FIRST ST. CITY: SAN JOSE STATE: CA ZIP: 95134 SC 13G/A 1 f17380sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 4)*

Oplink Communications, Inc.
(Name of Issuer)
Common Stock, par value $0.001
(Title of Class of Securities)
68375Q403
(CUSIP Number)
December 31, 2005
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 

Page 1 of 7 pages

 

                     
CUSIP No.
  
68375Q403 

 

           
1   NAMES OF REPORTING PERSONS:
Herbert Chang
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Taiwan
       
  5   SOLE VOTING POWER:
     
NUMBER OF   104,860
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   1,516,413
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   104,860
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    1,516,413
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,621,273
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  7.60%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

Page 2 of 7 pages

 

                     
CUSIP No.
  
68375Q403 

 

           
1   NAMES OF REPORTING PERSONS:
InveStar Burgeon Venture Capital, Inc.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Cayman Islands
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   962,970
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    962,970
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  962,970
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  4.52%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO

Page 3 of 7 pages

 

Item 1.
  (a)   Name of Issuer: Oplink Communications, Inc.
 
  (b)   Address of Issuer’s Principal Executive Offices:
 
      46335 Landing Parkway
Fremont, California 94538
Item 2.
  (a)   Name of Persons Filing:
 
      Herbert Chang InveStar Burgeon Venture Capital, Inc.
 
  (b)   Address of Principal Business Office or, if none, Residence:
 
      Room 1201, 12F, 333 Keelung Road
Taipei, Taiwan
  (c)   Citizenship:
 
      Herbert Chang:                                                               Taiwan
      InveStar Burgeon Venture Capital, Inc.:                     Cayman Islands
 
  (d)   Title of Class of Securities: Common Stock
 
  (e)   CUSIP Number: 68375Q403
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
          Not applicable
Item 4. Ownership.
     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
             
(a)
  Amount beneficially owned:        
 
  Herbert Chang   1,621,2731
 
  InveStar Burgeon Venture Capital, Inc.     962,970  
 
            
(b)
  Percent of class:        
 
  Herbert Chang     7.60 %
 
  InveStar Burgeon        
 
  Venture Capital,        
 
  Inc.     4.52 %
 
1Includes (i) 104,860 shares issuable upon the exercise of options exercisable within 60 days of December 31, 2005, (ii) 962,970 shares held by Investar Burgeon Venture Capital, Inc., (iii) 161,410 shares held by InveStar Dayspring Venture Capital, Inc., (iv) 278,603 shares held by InveStar Excelsus Venture Capital (Intl), Inc. LDC, and (v) 113,430 shares held by Forefront Venture Partners, L.P.

Page 4 of 7 pages

 

(c)   Number of shares as to which the person has:
         
(i)
  Sole power to vote or to direct the vote:    
 
  Herbert Chang   104,860 
 
  InveStar Burgeon Venture Capital, Inc.   0 
 
        
(ii)
  Shared power to vote or to direct the vote:    
 
  Herbert Chang   1,516,413 
 
  InveStar Burgeon Venture Capital, Inc.   962,970 
 
        
(iii)
  Sole power to dispose or to direct the disposition of:    
 
  Herbert Chang   104,860 
 
  InveStar Burgeon Venture Capital, Inc.   0 
 
(iv)
  Shared power to dispose or to direct the disposition of:    
 
  Herbert Chang   1,516,413 
 
  InveStar Burgeon Venture Capital, Inc.   962,970 
Item 5. Ownership of Five Percent or Less of a Class
     Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
     Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
     Not applicable
Item 8. Identification and Classification of Members of the Group
     Not applicable
Item 9. Notice of Dissolution of Group
     Not applicable
Item 10. Certification
     Not applicable
Page 5 of 7 pages

 

 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
  February 13, 2006   
  Date  
     
 
     
  /s/ Herbert Chang    
  Signature   
     
 
     
  Herbert Chang/Secretary    
  Name/Title  
     
 
Page 6 of 7 pages

 

 

Exhibit A
JOINT FILING STATEMENT
     Pursuant to Rule 13d-1(k)(1), we, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us.
Dated: February 13, 2006
         
  Herbert Chang
 		  
  By:   /s/ Herbert Chang    
    Name:   Herbert Chang   
       
 
  InveStar Burgeon Venture Capital, Inc.
 		  
  By:   /s/ Herbert Chang    
    Name:   Herbert Chang   
    Title:   Secretary   
 
Page 7 of 7 pages

 

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