-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LmkoxkI6dr5xZdPwDL/vdKW4sXwpHRUKLVQLhCSeZtEDl/6o1Zy31/jXIxGlpdwZ uS4LGkPRVAfBsZUATXEtSg== 0000950135-04-003161.txt : 20040618 0000950135-04-003161.hdr.sgml : 20040618 20040618102412 ACCESSION NUMBER: 0000950135-04-003161 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: REDSTONE PHYLLIS G CENTRAL INDEX KEY: 0001179070 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/OGADSBY HANNAH LLP STREET 2: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173457000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDWAY GAMES INC CENTRAL INDEX KEY: 0001022080 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 222906244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49599 FILM NUMBER: 04869981 BUSINESS ADDRESS: STREET 1: 2704 WEST ROSCOE STREET CITY: CHICAGO STATE: IL ZIP: 60618 BUSINESS PHONE: 7739612222 MAIL ADDRESS: STREET 1: 2704 WEST ROSCOE STREET CITY: CHICAGO STATE: IL ZIP: 60618 SC 13D/A 1 b50845a1sc13dza.txt PHYLLIS G. REDSTONE, SCHEDULE 13D AMENDMENT NO. 1 SCHEDULE 13D (Amendment No. 1) (Rule 13d-101) Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Under the Securities Exchange Act of 1934 (Amendment No. 1) MIDWAY GAMES INC. ----------------- (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 598-148-104 -------------- (CUSIP Number) June 8, 2004 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Phyllis G. Redstone c/o Marta B. van Dam, Esq. Gadsby Hannah LLP 225 Franklin Street Boston, Massachusetts 02110 Telephone: (617) 345-7000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) --------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. CUSIP No. 598-148-104 Page 1 of 4 Pages Schedule 13D - -------------------------------------------------------------------------------- (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person (Entities Only) PHYLLIS G. REDSTONE ----------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) [ ] (a) --------------------------------------------------------------- [ ] (b) --------------------------------------------------------------- (3) SEC Use Only ---------------------------------------------------------- (4) Sources of Funds (See Instructions) PF ------------------------------------ (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). ---------------------------------------------------- (6) Citizenship or Place of Organization United States --------------------------------- (7) Sole Voting Power 3,165,879 Number of ------------------------------------ Shares Beneficially (8) Shared Voting Power Owned by ---------------------------------- Each Reporting (9) Sole Dispositive Power 3,165,879 Person With ------------------------------- (10) Shared Dispositive Power ----------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,165,879 ----------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ---------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 4.6% --------------------- (14) Type of Reporting Person (See Instructions) IN ---------------------------- Page 2 of 4 Pages Item 1. Security and Issuer. This Amendment No. 1 amends the Statement on Schedule 13D previously filed with the Commission on August 8, 2002 by Ms. Phyllis G Redstone. The class of equity securities to which this statement on Schedule 13D relates is the voting common, $.01 par value per share (the "Common Shares"), of Midway Games Inc. (the "Issuer"), a Delaware corporation, with its principal executive office located at 2704 West Roscoe Street, Chicago, IL 60618. Item 2. Identity and Background No change to this Item. Item 3. Source and Amount of Funds or Other Consideration. Certain of the Common Shares (as set forth below in Item 5) were acquired by the Reporting Person with her own personal funds. Item 4. Purpose of Transaction. The Reporting Person may, at any time and from time to time, purchase additional Common Shares of the Issuer and may dispose of any and all Common Shares of the Issuer held by her. Notwithstanding the foregoing, the Reporting Person has no current plan or proposal which relates to, or would result in, any of the actions enumerated in subparagraphs (a) through (j) of Item 4 of Schedule 13D. Item 5. Interest in Securities of the Issuer. The Reporting Person is currently the beneficial owner, with sole dispositive and voting power, of 3,165,879 Common Shares, or approximately 4.6% of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 12, 2004). Transactions effected since the filing of the Statement on Schedule 13D filed with the Commission on August 8, 2002, include the following open market purchases and dispositions (all transactions were executed by Merrill Lynch, Pierce, Fenner & Smith, Inc.):
PURCHASES Date No. of Shares Avg. Price Per Share ---- ------------- -------------------- 09-29-03 30,000 $ 2.99 09-30-03 5,000 $ 3.00 11-18-03 44,000 $ 2.77 11-19-03 35,000 $ 3.02 12-18-03 65,000 $ 3.55 06-10-04 200,000 $12.23 06-14-04 63,500 $12.44 06-15-04 45,000 $12.65 06-16-04 15,000 $12.86 SALES Date No. of Shares Avg. Price Per Share ---- ------------- -------------------- 11-04-02 6,977 $ 5.25 11-06-02 12,696 $ 5.15 11-08-02 6,088 $ 5.21 11-14-02 4,900 $ 5.20 11-18-02 15,270 $ 5.43 03-30-04 150,000 $ 7.00 03-31-04 125,000 $ 7.24 04-01-04 171,173 $ 7.25 06-08-04 155,000 $12.67 06-09-04 359,300 $12.10
Page 3 of 4 Pages Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. None. Item 7. Material to be Filed as Exhibits. None. Page 4 of 4 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 9, 2004 /s/ Phyllis G. Redstone ----------------------------- Phyllis G. Redstone
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