-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AvEbkGvWDkSIeQfhTwNTIED58doo8uyN1zCv2hx6z0QIac2K6hBS0V1mKo/qr4l5 dFfLmPpHUmW/tkgareehpA== 0000813828-03-000094.txt : 20030401 0000813828-03-000094.hdr.sgml : 20030401 20030321170955 ACCESSION NUMBER: 0000813828-03-000094 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020730 DATE AS OF CHANGE: 20030401 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDWAY GAMES INC CENTRAL INDEX KEY: 0001022080 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 222906244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49599 FILM NUMBER: 03612776 BUSINESS ADDRESS: STREET 1: 2704 WEST ROSCOE STREET CITY: CHICAGO STATE: IL ZIP: 60618 BUSINESS PHONE: 7739612222 MAIL ADDRESS: STREET 1: 3401 NORTH CALIFORNIA AVE CITY: CHICAGO STATE: IL ZIP: 60618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL AMUSEMENTS INC /MD/ CENTRAL INDEX KEY: 0000913264 STANDARD INDUSTRIAL CLASSIFICATION: TELEVISION BROADCASTING STATIONS [4833] IRS NUMBER: 042261332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 ELM STREET CITY: DEDHAM STATE: MA ZIP: 02026 BUSINESS PHONE: 6174611600 MAIL ADDRESS: STREET 1: 200 ELM STREET CITY: DEBHAM STATE: MA ZIP: 02026 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL AMUSEMENTS INC DATE OF NAME CHANGE: 19931008 SC 13D/A 1 mwy13d-a6f.txt SCHEDULE 13D - AMEND. NO. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------------------------- SCHEDULE 13D (Amendment No. 6) Under the Securities Exchange Act of 1934 MIDWAY GAMES INC. (Name of Issuer) Common Stock (Title of Class of Securities) 598-148-104 (CUSIP Number) Sumner M. Redstone 200 Elm Street Dedham, Massachusetts 02026 Telephone: (781) 461-1600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 24, 2002 (Date of Event which Requires Filing of this Statement) - ----------------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with this statement / /. CUSIP No. 598-148-104 Page 1 of 5 Pages Schedule 13D/A - ----------------------------------------------------------------- (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person SUMNER M. REDSTONE - ----------------------------------------------------------------- S.S. No. - ----------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) / / (a) - ----------------------------------------------------------------- / / (b) - ----------------------------------------------------------------- (3) SEC Use Only - ----------------------------------------------------------------- (4) Sources of Funds (See Instructions) PF - ----------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). - ----------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ----------------------------------------------------------------- Number of (7) Sole Voting Power 3,976,482 Shares ----------------------- Beneficially (8) Shared Voting Power 4,122,771* Owned by ----------------------- Each (9) Sole Dispositive Power 3,976,482 Reporting ----------------------- Person With (10) Shared Dispositive Power 4,122,771* - ----------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 8,099,253* - ----------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 18.53% - ----------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ----------------------------------------------------------------- *Includes shares owned by National Amusements, Inc. CUSIP No. 598-148-104 Page 2 of 5 Pages Schedule 13D/A - ----------------------------------------------------------------- (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person NATIONAL AMUSEMENTS, INC. - ----------------------------------------------------------------- I.R.S No. 04-2261332 - ----------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) / / (a) - ----------------------------------------------------------------- / / (b) - ----------------------------------------------------------------- (3) SEC Use Only - ----------------------------------------------------------------- (4) Sources of Funds (See Instructions) N/A - ----------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). - ----------------------------------------------------------------- (6) Citizenship or Place of Organization Maryland - ----------------------------------------------------------------- Number of (7) Sole Voting Power 0 Shares ----------------------- Beneficially (8) Shared Voting Power 4,122,771 Owned by ----------------------- Each (9) Sole Dispositive Power 0 Reporting ----------------------- Person With (10) Shared Dispositive Power 4,122,771 - ----------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,122,771 - ----------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 9.43% - ----------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO - ----------------------------------------------------------------- Page 3 of 5 Pages Item 1. Security and Issuer. -------------------- This Amendment No. 6 amends the Statement on Schedule 13D previously filed with the SEC by Mr. Sumner M. Redstone and National Amusements, Inc. ("NAI") with respect to the voting common stock, $.01 par value per share (the "Common Shares"), of Midway Games Inc. (the "Issuer"), a Delaware corporation, with its principal executive office located at 2704 West Roscoe Street, Chicago, IL 60618. Item 2. Identity and Background. ----------------------- Item 2 is amended as follows: The third full paragraph of Item 2 (as restated in Amendment 4) is deleted and replaced with the following paragraph: "NAI, a Maryland corporation has its principal office at 200 Elm Street, Dedham, Massachusetts 02026. NAI's principal businesses are owning and operating movie theaters in the United States, the United Kingdom and South America and holding the common stock of NAIRI, Inc., a Delaware corporation. Mr. Sumner M. Redstone holds approximately 83% of the voting securities of NAI as a voting trustee of various trusts." Item 5. Interest in Securities of the Issuer. -------------------------------------- Item 5 is hereby amended as follows: (a) NAI is currently the beneficial owner, with shared dispositive and voting power, of 4,122,771 Common Shares, or approximately 9.43%, of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported on the Issuer's 10Q to be issued and outstanding as of May 09, 2002). (b) Mr. Sumner M. Redstone is currently the beneficial owner, with sole dispositive and voting power, of 3,976,482 Common Shares, or approximately 9.09%, of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 09, 2002). As a result of his stock ownership in NAI, Mr. Sumner M. Redstone is deemed the beneficial owner of an additional 4,122,771 Common Shares of the issued and outstanding Common Shares of the Issuer, for a total of 8,099,253 Common Shares, or approximately 18.53% of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 09, 2002). (c) Transactions effected during the past sixty (60) days: On July 30, 2002, Mr. Sumner M. Redstone transferred 3,659,783 Common Shares to Phyllis G. Redstone pursuant to a Settlement of Divorce. Acquisitions ------------ All transactions were executed by Bear Stearns, New York, N.Y. Page 4 of 5 Pages DATE NO. OF SHARES PRICE ------- -------------- -------- 7/24/2002 1,900 3.75 7/24/2002 3,300 3.77 7/24/2002 13,600 3.80 7/24/2002 1,200 3.83 7/24/2002 20,000 3.85 7/24/2002 2,000 3.86 7/24/2002 40,000 3.87 7/24/2002 19,300 3.90 7/24/2002 9,400 4.00 7/24/2002 8,000 4.12 7/24/2002 32,000 4.14 7/24/2002 36,300 4.15 7/24/2002 1,200 4.17 7/24/2002 6,900 4.21 7/24/2002 14,400 4.22 7/24/2002 10,000 4.23 7/24/2002 30,500 4.24 7/24/2002 300 4.20 7/24/2002 1,700 4.24 7/24/2002 100 4.35 7/24/2002 300 4.35 7/24/2002 200 4.35 7/24/2002 1,400 4.39 7/24/2002 100 4.39 7/24/2002 1,600 4.39 7/24/2002 100 4.44 7/24/2002 200 4.46 7/24/2002 500 4.46 7/24/2002 1,500 4.46 7/24/2002 1,600 4.40 7/24/2002 500 4.45 7/24/2002 1,500 4.44 7/24/2002 1,200 4.44 7/24/2002 200 4.42 7/24/2002 4,000 4.37 7/25/2002 1,500 4.30 7/25/2002 1,400 4.30 7/25/2002 600 4.30 7/25/2002 400 4.30 7/25/2002 1,000 4.31 7/25/2002 1,200 4.36 7/25/2002 300 4.37 7/25/2002 1,200 4.37 7/25/2002 700 4.34 7/25/2002 400 4.37 7/25/2002 500 4.37 7/25/2002 1,000 4.37 7/25/2002 2,300 4.40 7/25/2002 300 4.40 7/25/2002 200 4.40 7/25/2002 200 4.25 7/25/2002 1,200 4.37 7/25/2002 500 4.37 7/25/2002 2,000 4.31 7/25/2002 1,000 4.37 7/25/2002 1,600 4.37 7/25/2002 700 4.34 7/26/2002 1,000 4.38 7/26/2002 700 4.39 7/26/2002 4,000 4.40 Page 5 of 5 Pages DATE NO. OF SHARES PRICE ----------- ------------ ---------- 7/26/2002 100 4.40 7/26/2002 200 4.40 7/26/2002 1,000 4.35 7/26/2002 1,500 4.40 7/26/2002 200 4.41 7/26/2002 1,100 4.35 7/26/2002 500 4.35 7/26/2002 1,800 4.29 7/26/2002 300 4.29 7/26/2002 200 4.20 7/29/2002 200 4.59 7/29/2002 2,100 4.60 7/29/2002 1,000 4.64 7/29/2002 5,400 4.65 7/29/2002 200 4.68 7/29/2002 800 4.69 7/29/2002 200 4.65 7/29/2002 500 4.77 7/29/2002 500 4.79 7/29/2002 500 4.79 7/29/2002 1,500 4.81 7/29/2002 1,000 4.65 7/29/2002 500 4.64 7/29/2002 2,500 4.65 Item 7. Material to Be Filed as Exhibits A joint filing agreement between Mr. Sumner M. Redstone and National Amusements, Inc. is attached hereto as Exhibit 99.1. Signatures ------------ After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Pursuant to Rule 13d- 1(k)(1), each of the undersigned agrees that this statement is filed on behalf of each of us. July 30. 2002 /s/ Sumner M. Redstone ------------------------ Sumner M. Redstone, Individually National Amusements, Inc. By: /s/ Sumner M. Redstone ----------------------- Name: Sumner M. Redstone, Title:Chairman and Chief Executive Officer EX-99 3 mwyjfa.txt EXHIBIT 99.1 - JOINT FILING AGREEMENT JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13D, dated April 15, 1998 (the "Schedule 13D"), with respect to the Common Stock, par value $.01 per share, of Midway Games Inc. is, and any amendments executed by us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that this Agreement shall be included as an exhibit to the Schedule 13D and each such amendment. Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the 30th day of July, 2002. NATIONAL AMUSEMENTS, INC. By: /s/ Sumner M. Redstone --------------------------- Sumner M. Redstone Chairman and Chief Executive Officer By: /s/ Sumner M. Redstone ----------------------------- Sumner M. Redstone Individually -----END PRIVACY-ENHANCED MESSAGE-----