0000899243-18-030307.txt : 20181206 0000899243-18-030307.hdr.sgml : 20181206 20181206183343 ACCESSION NUMBER: 0000899243-18-030307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181206 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEXPOINT FUND II, L.P. CENTRAL INDEX KEY: 0001589359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35170 FILM NUMBER: 181221887 BUSINESS ADDRESS: STREET 1: C/O FLEXPOINT FORD, LLC STREET 2: 676 N. MICHIGAN AVENUE, SUITE 60611 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-327-4520 MAIL ADDRESS: STREET 1: C/O FLEXPOINT FORD, LLC STREET 2: 676 N. MICHIGAN AVENUE, SUITE 60611 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEXPOINT MANAGEMENT II, L.P. CENTRAL INDEX KEY: 0001589431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35170 FILM NUMBER: 181221888 BUSINESS ADDRESS: STREET 1: C/O FLEXPOINT FORD, LLC STREET 2: 676 N. MICHIGAN AVENUE, SUITE 60611 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-327-4520 MAIL ADDRESS: STREET 1: C/O FLEXPOINT FORD, LLC STREET 2: 676 N. MICHIGAN AVENUE, SUITE 60611 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDWARDS DONALD J CENTRAL INDEX KEY: 0001021463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35170 FILM NUMBER: 181221889 MAIL ADDRESS: STREET 1: C/O FLEXPOINT FORD LLC STREET 2: 676 N. MICHIGAN AVE., SUITE 3300 CITY: CHICAGO STATE: IL ZIP: 60611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEXPOINT ULTIMATE MANAGEMENT II, LLC CENTRAL INDEX KEY: 0001589403 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35170 FILM NUMBER: 181221890 BUSINESS ADDRESS: STREET 1: C/O FLEXPOINT FORD, LLC STREET 2: 676 N. MICHIGAN AVENUE, SUITE 60611 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-327-4520 MAIL ADDRESS: STREET 1: C/O FLEXPOINT FORD, LLC STREET 2: 676 N. MICHIGAN AVENUE, SUITE 60611 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JetPay Corp CENTRAL INDEX KEY: 0001507986 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 900632274 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1175 LANCASTER AVE., SUITE 200 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 6109772482 MAIL ADDRESS: STREET 1: 1175 LANCASTER AVE., SUITE 200 CITY: BERWYN STATE: PA ZIP: 19312 FORMER COMPANY: FORMER CONFORMED NAME: Universal Business Payment Solutions Acquisition Corp DATE OF NAME CHANGE: 20101215 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-06 1 0001507986 JetPay Corp JTPY 0001589359 FLEXPOINT FUND II, L.P. C/O FLEXPOINT FORD, LLC 676 N. MICHIGAN AVE. STE. 3300 CHICAGO IL 60611 0 0 1 0 0001589431 FLEXPOINT MANAGEMENT II, L.P. C/O FLEXPOINT FORD, LLC 676 N. MICHIGAN AVE. STE. 3300 CHICAGO IL 60611 0 0 1 0 0001589403 FLEXPOINT ULTIMATE MANAGEMENT II, LLC C/O FLEXPOINT FORD, LLC 676 N. MICHIGAN AVE. STE. 3300 CHICAGO IL 60611 0 0 1 0 0001021463 EDWARDS DONALD J C/O FLEXPOINT FORD, LLC 676 N. MICHIGAN AVE. STE. 3300 CHICAGO IL 60611 0 0 1 0 Series A Preferred Stock 2.50 2018-12-06 4 U 0 99666 D Common Stock 11959920 0 D Prior to the disposition reported hereby, the holders of the Series A Preferred Stock were entitled to convert their shares of Series A Preferred Stock at any time, in whole or in part, into a number of shares of Common Stock equal to the quotient determined by dividing (i) the original issue price of $300 per share of Series A Preferred Stock, by (ii) the conversion price, then in effect ("Conversion Price"). The Conversion Price on December 6, 2018 was $2.50. Based on the Conversion Price on December 6, 2018. The Series A Preferred Stock was tendered in exchange for $5.05 per each share of common stock underlying the Series A Preferred Stock in the tender offer made pursuant to the Agreement and Plan of Merger, dated as of October 19, 2018, by and among NCR Corporation, Orwell Acquisition Corporation and JetPay Corporation. The Series A Preferred Stock was held directly by Flexpoint Fund II, L.P. The general partner of Flexpoint Fund II, L.P. is Flexpoint Management II, L.P., of which the general partner is Flexpoint Ultimate Management II, LLC. The sole managing member of Flexpoint Ultimate Management II, LLC is Donald J. Edwards. Each of Flexpoint Management II, L.P., Flexpoint Ultimate Management II, LLC and Donald J. Edwards disclaimed beneficial ownership of such shares of Series A Preferred Stock, except to the extent of its or his pecuniary interest therein. FLEXPOINT FUND II, L.P., By: FLEXPOINT MANAGEMENT II, L.P., its General Partner, By: FLEXPOINT ULTIMATE MANAGEMENT II, LLC, its General Partner, By: /s/ Donald J. Edwards, its Manager 2018-12-06 FLEXPOINT MANAGEMENT II, L.P., By: FLEXPOINT ULTIMATE MANAGEMENT II, LLC, its General Partner, By: /s/ Donald J. Edwards, its Manager 2018-12-06 FLEXPOINT ULTIMATE MANAGEMENT II, LLC, By: /s/ Donald J. Edwards, its Manager 2018-12-06 /s/ Donald J. Edwards 2018-12-06