0001172661-12-000004.txt : 20120113
0001172661-12-000004.hdr.sgml : 20120113
20120113165406
ACCESSION NUMBER: 0001172661-12-000004
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120113
DATE AS OF CHANGE: 20120113
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAPHON CORP/DE
CENTRAL INDEX KEY: 0001021435
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 133899021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0217
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-47429
FILM NUMBER: 12527203
BUSINESS ADDRESS:
STREET 1: 5400 SOQUEL AVENUE
STREET 2: SUITE A2
CITY: SANTA CRUZ
STATE: CA
ZIP: 95062
BUSINESS PHONE: 8004727466
MAIL ADDRESS:
STREET 1: 5400 SOQUEL AVENUE
STREET 2: SUITE A2
CITY: SANTA CRUZ
STATE: CA
ZIP: 95062
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP
DATE OF NAME CHANGE: 19960823
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Wilmerding David R.
CENTRAL INDEX KEY: 0000901535
FILING VALUES:
FORM TYPE: SC 13G
MAIL ADDRESS:
STREET 1: 2 HAMILL ROAD
STREET 2: SUITE 272
CITY: BALTIMORE
STATE: MD
ZIP: 21210
FORMER COMPANY:
FORMER CONFORMED NAME: WILMERDING DAVID R III
DATE OF NAME CHANGE: 19930421
SC 13G
1
GOJO123111DW.txt
SCHEDULE 13G FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Graphon Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
388707101
(CUSIP Number)
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 388707101
1. Names of Reporting Person
I.R.S. Identification Nos. of above person
David R. Wilmerding, III
2. Check the Appropriate Box if a Member Of a Group
[ ] (a)
[ ] (b)
3. SEC Use Only
4. Citizenship or Place of Organization
United States
5. Sole Voting Power: 7,500,000
Number of
Shares 6. Shared Voting Power: 0
Beneficially
Owned by 7. Sole Dispositive Power: 7,500,000
Each Reporting
Person With 8. Shared Dispositive Power: 0
9. Aggregate Amount Beneficially Owned by Each Reporting Person
7,500,000
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (9)
7.15%
12. Type of Reporting Person
IN
Item 1. (a) Issuer
Graphon Corporation
(b) Address of Issuer's Principal Executive Offices:
5400 Soquel Avenue, Suite A2
Santa Cruz, CA 95062
Item 2. (a) Name of Person Filing:
David R. Wilmerding, III
(b) Address of Principal Business Offices, or, if None, Residence:
2 Hamill Road, Suite 272
Baltimore, MD 21210
(c) Citizenship:
Please refer to Item 4 on each cover sheet for each filing person
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number: 388707101
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or
(c), Check Whether the Person Filing is a:
(a) |_| Broker or dealer registered under section 15 of the Act;
(b) |_| Bank as defined in section 3(a)(6) of the Act;
(c) |_| Insurance company as defined in section 3(a)(19) of the Act;
(d) |_| Investment company registered under section 8 of the
Investment Company Act of 1940;
(e) |_| An investment adviser in accordance with 13d-1(b)(1)(ii)(E);
(f) |_| An employee benefit plan or endowment fund in accordance
with 13d-1(b)(1)(ii)(F);
(g) |_| A parent holding company or control person in accordance
with 13d- 1(b)(1)(ii)(G);
(h) |_| A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) |_| A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940;
(j) |_| A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
(k) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Not Applicable.
Item 4. Ownership
Please see Items 5 - 9 and 11 on each cover sheet for each
Reporting Person
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not Applicable
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief,the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 13, 2012
By: /s/ David R. Wilmerding, III
--------------------------
Name: David R. Wilmerding, III