-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RHTuMgOoVuDSOPQxoiu2XR4ORVTHk9ZN9YrXD2Kb5Pq5zjg3TNKJP6rbCvUp0t10 /+/TUUUiJglJ3NHpsOG82w== 0001012870-00-000674.txt : 20000215 0001012870-00-000674.hdr.sgml : 20000215 ACCESSION NUMBER: 0001012870-00-000674 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GRAPHON CORP/DE CENTRAL INDEX KEY: 0001021435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133899021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47429 FILM NUMBER: 539529 BUSINESS ADDRESS: STREET 1: 150 HARRISON AVENUE CITY: CAMPBELL STATE: CA ZIP: 94103- BUSINESS PHONE: 4083704080 MAIL ADDRESS: STREET 1: 245 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP DATE OF NAME CHANGE: 19960823 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FORD ROBIN CENTRAL INDEX KEY: 0001106256 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 554860984 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O GRAPHON CORP STREET 2: 150 HARRISON AVE. CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 4083704080 SC 13G/A 1 AMENDMENT #2 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d- 1 (b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* GRAPHON CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 388707 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 6 Pages - ----------------------------- -------------------------- CUSIP NO. 388707 10 1 13G Page 2 of 6 Pages - ----------------------------- -------------------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY). Robin Ford Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 NOT APPLICABLE (a) [_] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 USA - -------------------------------------------------------------------------------- SOLE VOTING POWER 5 NUMBER OF 743,240 (includes 418,200 shares of common stock played in escrow to be sold to Spencer Trask investors on January 20, 2000, and options to purchase 150,000 shares of common stock at an exercise price of $6.13 per share.) SHARES ------------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 325,040 (excludes 418,200 shares of common stock placed in escrow to be sold to Spencer Trask investors REPORTING on January 20, 2000.) PERSON ------------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 9 REPORTING PERSON 743,240 (See Item 4) - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) 10 EXCLUDES CERTAIN SHARES * [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 5.9% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON * 12 IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 6 Pages Item 1(a). NAME OF ISSUER: --------------- GraphOn Corporation Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ------------------------------------------------ 150 Harrison Avenue Campbell, CA 95008 Item 2(a). NAME OF PERSON FILING: ---------------------- Robin Ford Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: ------------------------------------------------------------ c/o GraphOn Corporation 150 Harrison Avenue Campbell, CA 95008 Item 2(c). CITIZENSHIP: ------------ USA Item 2(d). TITLE OF CLASS OF SECURITIES: ----------------------------- Common Stock Item 2(e). CUSIP NUMBER: ------------- Not Applicable Item 3. If this statement is filed pursuant to Rules 13-d1 (b) or 13d-2 (b), check whether the person is filing is a: Not Applicable Page 4 of 6 Pages ITEM 4. OWNERSHIP: ---------- The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1999: (a) Amount beneficially owned: 743,240 /1/ -------------------------- (b) Percent of Class: 5.9% ----------------- (c) Number of shares as to which such person has: -------------------------------------------- (i) Sole power to vote or to direct the vote: ----------------------------------------- 743,240/1/ (ii) Shared power to vote or to direct the vote: ------------------------------------------- 0 (iii) Sole power to dispose or to direct the -------------------------------------- disposition of: --------------- 325,040/2/ (iv) Shared power to dispose or to direct the ---------------------------------------- disposition of: 0 -------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: --------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE ---------------------------------------------------------------------- SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: --------------------------------------------------------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: --------------------------------------------------------- Not applicable ________________________ /1/ Includes 418,200 shares of common stock placed in escrow to be sold to Spencer Trask investors on January 20,2000, and options to purchase 150,000 shares of common stock at an exercise price of $6.13 per share. /2/ Excludes 418,200 shares of common stock placed in escrow to be sold to Spencer Trask investors on January 20,2000. Page 5 of 6 Pages ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not applicable ITEM 10. CERTIFICATION: ------------- Not applicable Page 6 of 6 Pages SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 2000 /s/ Robin Ford --------------------------------------- Robin Ford Executive Vice President, Marketing and Sales -----END PRIVACY-ENHANCED MESSAGE-----