-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GkIdEXxGM/wH6AP7xQ+4hpOYa96OE43cDjV/2/qO8VRNGo2D3T9cG6m/rDWVaJ3t 5RETP3bWEJTR6qOKiMfwXA== 0000891554-99-000602.txt : 19990330 0000891554-99-000602.hdr.sgml : 19990330 ACCESSION NUMBER: 0000891554-99-000602 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990329 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITY FIRST ACQUISITION CORP CENTRAL INDEX KEY: 0001021435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133899021 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47429 FILM NUMBER: 99576821 BUSINESS ADDRESS: STREET 1: 245 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126964282 MAIL ADDRESS: STREET 1: 245 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RUBENSTEIN BARRY CENTRAL INDEX KEY: 0001022123 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 68 WHEATLEY RD CITY: BROOKVILLE STATE: NY ZIP: 11545 BUSINESS PHONE: 5166263070 MAIL ADDRESS: STREET 1: 68 WHEATLEY RD CITY: BROOKVILLE STATE: NY ZIP: 11545 SC 13D/A 1 AMENDMENT NO. 6 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 6)(1) UNITY FIRST ACQUISITION CORP. (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE (Title of Class of Securities) 91208100 (CUSIP Number) Stephen A. Cohen, Esq. Morrison Cohen Singer & Weinstein, LLP 68 Wheatley Road 750 Lexington Avenue Brookville, New York 11545 New York, New York 10022 Telephone (516) 626-3070 Telephone (212) 735-8600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 18, 1999 (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following page(s)) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - 1 of 6 - CUSIP No. No. 912908100 13D ================================================================================ 1 Name of Reporting Person I.R.S. Identification Nos. of Above Persons (Entities Only) Barry Rubenstein ________________________________________________________________________________ 2 Check the Appropriate Box If a Member of a Group* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC Use Only ________________________________________________________________________________ 4 Source of Funds* PF,OO ________________________________________________________________________________ 5 Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) [_] ________________________________________________________________________________ 6 Citizenship or Place of Organization United States ________________________________________________________________________________ 7 Sole Voting Power Number of 83,000 shares 4.4% Shares _________________________________________________________________ 8 Shared Voting Power Beneficially 0 shares 0% Owned by _________________________________________________________________ Each 9 Sole Dispositive Power Reporting 83,000 shares 4.4% Person _________________________________________________________________ 10 Shared Dispositive Power With 0 shares 0% ________________________________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 83,000 shares ________________________________________________________________________________ 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [_] ________________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 4.4% ________________________________________________________________________________ 14 Type of Reporting Person* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! - 2 of 6 - CUSIP No. No. 912908100 13D ================================================================================ 1 Name of Reporting Person I.R.S. Identification Nos. of Above Persons (Entities Only) Marilyn Rubenstein ________________________________________________________________________________ 2 Check the Appropriate Box If a Member of a Group* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC Use Only ________________________________________________________________________________ 4 Source of Funds* OO ________________________________________________________________________________ 5 Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) [_] ________________________________________________________________________________ 6 Citizenship or Place of Organization United States ________________________________________________________________________________ 7 Sole Voting Power Number of 0 shares 0% Shares _________________________________________________________________ 8 Shared Voting Power Beneficially 83,000 shares 4.4% Owned by _________________________________________________________________ Each 9 Sole Dispositive Power Reporting 0 shares 0% Person _________________________________________________________________ 10 Shared Dispositive Power With 83,000 shares 4.4% ________________________________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 83,000 shares ________________________________________________________________________________ 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [_] ________________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 4.4% ________________________________________________________________________________ 14 Type of Reporting Person* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! - 3 of 6 - This statement, dated March 18, 1999, constitutes Amendment No. 6 to the Schedule 13D, dated November 13, 1996, regarding persons' ownership of certain securities of Unity First Acquisition Corp. (the "Issuer"). This Schedule 13D is hereinafter referred to as the "Schedule". All capitalized terms used herein and otherwise undefined shall have the meanings ascribed in the Schedule. This Amendment No. 6 to the Schedule is filed in accordance with Rule 13d-2 of the Securities Exchange Act of 1934, as amended, by the reporting persons. It shall refer only to information which has materially changed since the filing of the Schedule. ITEM 5. Interests in Securities of the Issuer. (a) The following list sets forth the aggregate number and percentage (based on 1,875,000 shares of Common Stock outstanding as of March 11, 1999 as reported in the Issuer's Form 10-Q for the quarter ended January 31, 1999), of outstanding shares of Common Stock owned beneficially by each reporting person named in Item 2, as of March 18, 1999: Percentage of Shares of Shares of Common Stock Common Stock Name Beneficially Owned(2) Beneficially Owned(2) - ---- --------------------- --------------------- Barry Rubenstein 83,000(3) 4.4% Marilyn Rubenstein 83,000(3)(4) 4.4% (b) Barry Rubenstein has sole power to vote and to dispose of 83,000 shares of Common Stock, representing approximately 4.4% of the outstanding Common Stock. Marilyn Rubenstein, by virtue of being the wife of Barry Rubenstein, may be deemed to have shared power to vote and to dispose of 83,000 shares of Common Stock, representing approximately 4.4% of the outstanding Common Stock. (c) The following is a description of all transactions in shares of Common Stock of the Issuer by the persons identified in Item 2 of this Schedule 13D effected from March 13, 1999 through March 18, 1999, inclusive: - ---------- (2) Does not include shares of Common Stock issuable upon the exercise of the Class A Warrants or the Class B Warrants. (3) Includes 83,000 shares of Common Stock held in the Barry Rubenstein Rollover IRA account. (4) The reporting person disclaims beneficial ownership of the securities except to the extent of her equity interest therein. - 4 of 6 - Purchase or Number of Shares Purchase or Name of Shareholder Sale Date Purchased or (Sold) Sale Price ------------------- --------- ------------------- ---------- Barry Rubenstein Rollover, IRA 3/17/99 (11,000) $5.21875 3/18/99 (50,000) $5.21875 The reporting persons sold the shares of Common Stock in the over-the-counter market. (d) No other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities. (e) Effective March 18, 1999, the reporting persons ceased to be the beneficial owners of more than five percent (5%) of the Common Stock. - 5 of 6 - SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned hereby certifies that the information set forth in this schedule is true, complete and correct. Date: March 26, 1999 Barry Rubenstein ---------------------------------------- Barry Rubenstein Marilyn Rubenstein ---------------------------------------- Marilyn Rubenstein ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). - 6 of 6 - -----END PRIVACY-ENHANCED MESSAGE-----