0000897101-01-500650.txt : 20011010
0000897101-01-500650.hdr.sgml : 20011010
ACCESSION NUMBER: 0000897101-01-500650
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011005
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FAMOUS DAVES OF AMERICA INC
CENTRAL INDEX KEY: 0001021270
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 411782300
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-47211
FILM NUMBER: 1753633
BUSINESS ADDRESS:
STREET 1: 7657 ANAGRAM DR
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 612-557-57
MAIL ADDRESS:
STREET 1: 7657 ANAGRAM DR
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: JUNDT ASSOCIATES INC /MN/
CENTRAL INDEX KEY: 0000869315
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 41143485
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 1550 UTICA AVENUE SOUTH SUITE 950
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 6125410677
MAIL ADDRESS:
STREET 1: 1550 UTICA AVENUE SOUTH
STREET 2: SUITE 950
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
SC 13G/A
1
jundt013972_13ga.txt
JUNDT ASSOCIATES, INC. - FAMOUS DAVE'S OF AMERICA
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Estimated average burden
hours per response 14.90
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
Famous Dave's of America, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
307068106
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(CUSIP Number)
October 5, 2001
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[_] Rule 13d-(c)
[_] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED
IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY
VALID OMB CONTROL NUMBER.
SEC 1745 (3-98)
Page 1 of 5
CUSIP No. 307068106 13G
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1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Jundt Associates, Inc.
41-1436485
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Minnesota
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NUMBER OF 5. SOLE VOTING POWER
SHARES 1,017,500
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BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
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EACH 7. SOLE DISPOSITIVE POWER
REPORTING 1,017,500
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PERSON 8. SHARED DISPOSITIVE POWER
WITH: 0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,017,500 shares
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10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.09%
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12. TYPE OF REPORTING PERSON*
IA
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 5
ITEM 1.
(a) Name of Issuer
Famous Dave's of America, Inc.
(b) Address of Issuer's Principal Executive Offices
7657 Anagram Dr.
Eden Prairie, MN 55344
ITEM 2.
(a) Name of Person Filing
Jundt Associates, Inc. (the "Company")
(b) Address of Principal Business Office, or if None, Residence
1550 Utica Avenue South
Suite 950
Minneapolis, Minnesota 55416
(c) Citizenship
The Company is organized in Minnesota
(d) Title of Class of Securities
Common Stock
(e) CUSIP Number
307068106
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS. 240.13d-1(b), OR SS.
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
(a) [_] Broker or dealer registered under section 15 of the Act.
(b) [_] Bank as defined in section 3(a)(6) of the Act.
(c) [_] Insurance company as defined in section 3(a)(19) of the Act.
(d) [_] Investment company registered under section 8 of the
Investment Company Act of 1940.
(e) [X] An investment adviser in accordance with ss.
240.13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance with
ss. 240.13d-1(b)(1)(ii)(F);
(g) [_] A parent holding company or control person in accordance with
ss. 240.13d-1(b)(1)(ii)(G);
(h) [_] A savings association as defined in section 3(b) of the
Federal Deposit Insurance Act;
(i) [_] A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act;
(j) [_] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(J).
Page 3 of 5
ITEM 4. OWNERSHIP
(a) Amount beneficially owned
1,017,500 Shares
(b) Percent of class
10.09%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote
1,017,500
(ii) Shared power to vote or to direct the vote
0
(iii) Sole power to dispose or to direct the disposition of
1,017,500
(iv) Shared power to dispose or to direct the disposition of
0
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class securities, check the following: [ ]
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
The Company manages accounts for the benefit of its clients. Dividends
on, and the proceeds from the sale of, securities are credited to the account
which holds or held such securities. The Jundt Growth Fund, Inc., Jundt Funds,
Inc., American Eagle Funds, Inc., and other private accounts managed by the
Company hold 10.09% of the class of securities referred to above.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable
Page 4 of 5
ITEM 10. CERTIFICATIONS
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and not held for the purpose
of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as a
participant in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
October 5, 2001
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Date
/s/ Marcus E. Jundt
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Signature
Marcus E. Jundt, Vice Chairman
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Name/Title
The original statement shall be signed by each person on whose behalf
the statement is filed or his authorized representative. If the statement is
signed on behalf of a person by his authorized representative other than an
executive officer or general partner of the filing person, evidence of the
representative's authority to sign on behalf of such person shall be filed with
the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or
printed beneath his signature.
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. SEE ss. 240.13d-7 for other
parties for whom copies are to be sent.
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)
Page 5 of 5