0001193125-12-227042.txt : 20120511
0001193125-12-227042.hdr.sgml : 20120511
20120511082324
ACCESSION NUMBER: 0001193125-12-227042
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120511
DATE AS OF CHANGE: 20120511
EFFECTIVENESS DATE: 20120511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALDWIN BROTHERS INC/MA
CENTRAL INDEX KEY: 0001021258
IRS NUMBER: 133028618
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05814
FILM NUMBER: 12832211
BUSINESS ADDRESS:
STREET 1: 3 BARNABAS RD
CITY: MARION
STATE: MA
ZIP: 02738
BUSINESS PHONE: 5087480800
MAIL ADDRESS:
STREET 1: 3 BARNABAS ROAD
CITY: MARION
STATE: MA
ZIP: 02738
13F-HR
1
d351169d13fhr.txt
FORM 13F-HR
================================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER.
Report for the Calendar Year or Quarter Ended: March 31, 2012
(Please read instructions before preparing form)
If amended report check here: [_]
Baldwin Brothers, Inc.
Name of Institutional Investment Manager
Michael Baldwin, (508) 748-0800, President, Baldwin Brothers, Inc.
Business Address (Street) (City) (State) (Zip)
204 Spring Street Marion, MA 02378
Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of Marion and State of Massachusetts on
May 11, 2012
Baldwin Brothers, Inc. (28-5814)
(Name of Institutional Investment
Manager)
/s/ Michael Baldwin
-------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
----------------- ------------
1. Michael Baldwin 28-5819
2. David A. Barrett 28-6352
3. Ellen O. Stone 28-7204
4. Pauline T. Talbott
5. John Mannix
6. Dylan Sage
================================================================================
Baldwin Brothers, Inc.
FORM 13F
31-Mar-12
Voting Authority
----------------
Title Shares/
of Value Prn Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- --------- -------- ------- --- ---- ------- -------- ----- ------ ------
Cohen & Steers Select Pfd &
In......................... PRD 19248y107 1324 53400 SH Sole 2 3000 50400
First Republic Bank Ser A
6.7%....................... PRD 33616c209 3014 119100 SH Sole 119100
ING Groep Perpetual 6.375%
06/........................ PRD 456837608 307 14000 SH Sole 14000
Auto Data Network Inc. Pfd... 05270Q906 0 10000 SH Sole 10000
3M Company................... COM 88579y101 506 5676 SH Sole 5676
ABB Ltd...................... COM 000375204 1781 87260 SH Sole 2,3,4 2300 84960
Abbott Labs.................. COM 002824100 6580 107356 SH Sole 3,6 350 107006
Aberdeen Asia Pacific Income
F.......................... COM 003009107 310 42500 SH Sole 3 1500 41000
Accenture Ltd................ COM g1151c101 583 9035 SH Sole 9035
Adobe Systems Inc............ COM 00724f101 1510 43999 SH Sole 43999
Airgas Inc................... COM 009363102 4727 53135 SH Sole 2,3 1600 51535
Allergan Inc................. COM 018490102 235 2465 SH Sole 2465
American Capital Agency...... COM 02503x105 1554 52600 SH Sole 2,4 1050 51550
American DG Energy Inc
Com........................ COM 025398108 21 10000 SH Sole 10000
American Tower Systems CL
A.......................... COM 03027x100 203 3225 SH Sole 3225
Amgen........................ COM 031162100 258 3800 SH Sole 3800
Amn Water Wks Co............. COM 030411102 657 19313 SH Sole 19313
Anadarko Petroleum Corp...... COM 032511107 249 3178 SH Sole 3178
Anheuser Busch Cos Inc....... COM 03524a108 6318 86877 SH Sole 3,4 200 86677
Annaly Capital Management.... COM 035710409 387 24470 SH Sole 2 2000 22470
Apple........................ COM 037833100 3417 5700 SH Sole 4 15 5685
Atmospheric Glow
Technologies............... COM 049567100 0 33820 SH Sole 33820
Auto Data Network Inc........ COM 05270Q104 0 15589 SH Sole 15589
Banco Bradesco............... COM 059460303 1633 93305 SH Sole 93305
Bank of America Corp......... COM 060505104 221 23139 SH Sole 2 5000 18139
Barrick Gold Corporation..... COM 067901108 2749 63217 SH Sole 18217
Berkshire Hathaway Del Cl B
Ne......................... COM 084670702 7546 92993 SH Sole 4 30 92963
Berkshire Hathaway Inc....... COM 084670108 2194 18 SH Sole 13
Berry Petroleum.............. COM 085789105 580 12300 SH Sole 12300
Broadcom Corp Cl A........... COM 111320107 9285 236267 SH Sole 2,3,6 2900 233367
Brookline Bancorp Inc........ COM 11373m107 848 90463 SH Sole 90463
CVS Caremark Corporation..... COM 126650100 249 5553 SH Sole 5553
Canadian National Railway.... COM 136375102 840 10575 SH Sole 10575
Cannon Inc ADR............... COM 138006309 944 19810 SH Sole 19810
Capital Source, Inc.......... COM 14055X102 372 56350 SH Sole 2 32000 24350
Caterpillar Inc.............. COM 149123101 350 3285 SH Sole 3285
Central Fund of Canada
(gold)..................... COM 153501101 571 26000 SH Sole 26000
Check Point Software Tech.... COM m22465104 7928 124180 SH Sole 124180
ChevronTexaco Corp........... COM 166764100 1384 12910 SH Sole 6 100 12810
Chimera Investment Corp...... COM 16934q109 164 58000 SH Sole 2 28000 30000
Church & Dwight Inc.......... COM 171340102 411 8350 SH Sole 8350
Cincinnati Bell.............. COM 171871106 259 64500 SH Sole 2 29000 35500
Cisco Systems Inc............ COM 17275R102 1217 57531 SH Sole 57531
Citrix Systems............... COM 177376100 1189 15073 SH Sole 15073
Coca Cola Co................. COM 191216100 300 4050 SH Sole 4050
Colgate Palmolive Co......... COM 194162103 600 6132 SH Sole 6132
Compagnie de Saint-Gobain.... COM f80343100 686 15380 SH Sole 15380
ConocoPhillips............... COM 20825C104 1218 16018 SH Sole 16018
Corning Inc.................. COM 219350105 196 13914 SH Sole 13914
Credit Acceptance
Corporation................ COM 225310101 353 5000 SH Sole 5000
Cree Inc..................... COM 225447101 1357 42894 SH Sole 42894
Daiwa House Industry Co
Ltd........................ COM j11508124 1241 93358 SH Sole 93358
Danaher Corp................. COM 235851102 5058 90314 SH Sole 90314
Deutsche Telekom Spons
ADR........................ COM 251566105 612 50941 SH Sole 50941
Devon Energy Corp............ COM 25179m103 284 4000 SH Sole 4000
Diageo Plc................... COM 25243q205 234 2421 SH Sole 2421
Directv...................... COM 25490a101 6987 141610 SH Sole 3,6 450 141160
Disney Walt Company.......... COM 254687106 576 13147 SH Sole 13147
Dow Chemical Corp............ COM 260543103 222 6400 SH Sole 2 2000 4400
Du Pont E I De Nemours Co.... COM 263534109 288 5436 SH Sole 3 200 5236
E M C Corp MA................ COM 268648102 4687 156855 SH Sole 156855
Ecolab Inc................... COM 278865100 407 6600 SH Sole 6600
Emrise Corporation........... COM 29246j101 19 31792 SH Sole 31792
Exxon Mobil Corp............. COM 30231g102 7005 80764 SH Sole 80764
Family Dollar Stores......... COM 307000109 610 9645 SH Sole 9645
First Rep Bank San Francisco. COM 33616c100 4822 146400 SH Sole 3,4 325 146075
Flamel Technologies S.A.
ADR........................ COM 338488109 144 28000 SH Sole 28000
Ford Motor Company........... COM 345370860 1495 119856 SH Sole 5 50 119806
General Electric Company..... COM 369604103 6715 334560 SH Sole 2,3,4 6450 328110
General Moly Inc Corp........ COM 370373102 34 10250 SH Sole 3 1000 9250
Global X Brazil Mid Cap
ETF........................ COM 37950E788 421 24400 SH Sole 24400
Goldcorp Inc................. COM 380956409 2981 66146 SH Sole 3 300 40846
Google Inc. A................ COM 38259p508 11457 17867 SH Sole 2,3,4 175 17692
Green Mountain Coffee, Inc... COM 393122106 990 21143 SH Sole 21143
Hain Celestial Group Inc..... COM 405217100 862 19670 SH Sole 19670
Health Care REIT Inc......... COM 42217k106 224 4075 SH Sole 4 50 4025
Voting Authority
----------------
Title Shares/
of Value Prn Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- --------- -------- ------- --- ---- ------- -------- ----- ------ ------
Home Loan Servicing
Solutions.................. COM G6648D109 209 15000 SH Sole 2 8000 7000
Honeywell Int'l.............. COM 438516106 311 5100 SH Sole 2 1000 4100
IDT Cl B..................... COM 448947309 312 12000 SH Sole 12000
IPATH S&P 500 VIX SHORT-
TERM F..................... COM 06740C261 311 18560 SH Sole 18560
IShares NY Munis............. COM 464288323 235 2150 SH Sole 2150
IShares Tr Russell 2000
Index...................... COM 464287655 255 3084 SH Sole 3084
IShares Tr U S Treas
Inflation.................. COM 464287176 271 2300 SH Sole 2300
Informatica Corp............. COM 45666q102 527 9961 SH Sole 9961
Int'l Business Machines...... COM 459200101 1845 8842 SH Sole 8842
Intel Corp................... COM 458140100 667 23713 SH Sole 3 400 23313
Itau Unibanco................ COM 465562106 1202 62655 SH Sole 62655
Itron Inc.................... COM 465741106 798 17576 SH Sole 3 100 17476
J P Morgan Chase &
Company.................... COM 46625h100 3091 67220 SH Sole 2 2000 65220
Johnson & Johnson............ COM 478160104 3706 56186 SH Sole 2,4 1000 55186
Johnson Controls............. COM 478366107 8322 256205 SH Sole 3,4,6 725 255480
Keryx Biopharmaceuticals..... COM 492515101 701 140795 SH Sole 140795
Kinross Gold Corp............ COM 496902107 397 25000 SH Sole
Kurita Water Inds Ltd........ COM J37221165 900 36538 SH Sole 36538
LKQ Corp..................... COM 501889208 1770 56785 SH Sole 56785
LSI Logic Corp............... COM 502161102 104 12002 SH Sole 12002
Leucadia Natl Corp........... COM 527288104 294 11283 SH Sole 11283
Liberty Media Corp New Com
Ser........................ COM 530718105 433 10000 SH Sole 10000
Life Technologies Corp....... COM 53217v109 1354 27744 SH Sole 27744
Lighting Science Grp......... COM 53224g301 35 33552 SH Sole 4 4000 29552
Lynas Corporation............ COM Q5683J103 360 317000 SH Sole 3,6 10000 307000
Lyris Inc.................... COM 55235l203 687 229101 SH Sole 2,3,4 86565 142536
MGIC Investment Corp......... COM 552848103 57 11500 SH Sole 11500
Marchex Inc Cl B............. COM 56624r108 126 14000 SH Sole 4000
Market Vectors Gold Miners... COM 57060u100 398 8035 SH Sole 3 150 7885
Maxim Integrated Prods....... COM 57772k101 6729 235358 SH Sole 177358
McDonald's Corp.............. COM 580135101 303 3091 SH Sole 3091
Mettler Toledo Int'l......... COM 592688105 259 1400 SH Sole 1400
Microsoft Corp Wash.......... COM 594918104 9896 306791 SH Sole 306791
Migo Software Inc............ COM 59861T100 0 164227 SH Sole 114208
Millicom Intl Cellular S.A... COM l6388f128 348 3075 SH Sole 3075
Millicom Intl Cellular SA.... COM L6388f110 1941 17178 SH Sole 3 100 17078
NGK Insulators, Ltd.......... COM j49076110 377 26305 SH Sole 26305
National Oilwell Varco....... COM 637071101 596 7500 SH Sole 7500
Newmont Mining............... COM 651639106 1013 19750 SH Sole 3 150 9600
Nextera Energy Inc Com....... COM 65339F101 860 14075 SH Sole 14075
Novartis AG.................. COM 66987v109 5372 96950 SH Sole 3 100 96850
Novozymes AS CMN Class
B.......................... COM K7317J133 3038 104442 SH Sole 104442
Occidental Petroleum Corp.... COM 674599105 8467 88913 SH Sole 2,3 1200 87713
Oceaneering Intl Inc......... COM 675232102 464 8604 SH Sole 3 200 8404
Oracle Sys Corp.............. COM 68389X105 1475 50588 SH Sole 50588
Orocobre Ltd................. COM q7142r106 756 390169 SH Sole 3,6 10500 379669
Pepsico Inc.................. COM 713448108 1386 20892 SH Sole 20892
Perrigo Inc.................. COM 714290103 240 2325 SH Sole 2325
Pfizer Inc................... COM 717081103 326 14391 SH Sole 14391
Philip Morris Int'l.......... COM 718172109 200 2261 SH Sole 2261
Portfolio Recovery
Associates................. COM 73640q105 250 3000 SH Sole 3000
PowerSecure International,
Inc........................ COM 73936n105 99 16377 SH Sole 3 450 927
Praxair Incorporated......... COM 74005P104 3838 33480 SH Sole 33480
Primus Guaranty Ltd.......... COM g72457107 115 19000 SH Sole 2 19000
ProShares Short 20+
Treasury................... COM 74347x849 283 8508 SH Sole 8508
Procter & Gamble Co.......... COM 742718109 1904 28333 SH Sole 3 150 28183
Public Service Enterprise
Grou....................... COM 744573106 262 8554 SH Sole 8554
Pure Technologies Ltd........ COM 745915108 393 95237 SH Sole 3 1000 94237
Qualcomm..................... COM 747525103 1211 17790 SH Sole 17790
RPC Inc...................... COM 749660106 4148 390938 SH Sole 3,4 1200 389738
Range Resources.............. COM 75281A109 274 4710 SH Sole 4710
Real Goods Solar Inc CMN
Class...................... COM 75601N104 134 92197 SH Sole 92197
Rockwood Hldgs Inc........... COM 774415103 1581 30325 SH Sole 6 125 30200
Roper Industries Inc (New)... COM 776696106 1082 10907 SH Sole 10907
S & P 500 Depository
Receipt.................... COM 78462f103 220 1560 SH Sole 1560
SPRD@ Gold Trust............. COM 78463v107 21613 133315 SH Sole 2 500 132815
Save the World Air Inc....... COM 805147105 162 296500 SH Sole 296500
Schlumberger................. COM 806857108 4602 65803 SH Sole 2,3 1700 64103
Seadrill Limited............. COM g7945e105 4455 118762 SH Sole 2,3,4,6 5200 113562
Sensata Technologies Holding
N.......................... COM n7902x106 341 10200 SH Sole 4,6 250 9950
Severn Trent PLC............. COM G8056D159 2164 87735 SH Sole 87735
Silver Trust iShares......... COM 46428Q109 13166 419569 SH Sole 2,4,6 2700 416869
SodaStream Int'l Ltd......... COM m9068e105 2472 73394 SH Sole 6 875 72519
Sun Hydraulics Inc........... COM 866942105 276 10548 SH Sole 10548
Suncor Energy Inc............ COM 867229106 1658 50714 SH Sole 34714
Synovus Financial............ COM 87161c105 991 483200 SH Sole 2,3,4 79700 403500
T Rowe Price Group........... COM 74144t108 257 3940 SH Sole 3940
Telefonica Brasil............ COM 87936r106 993 32421 SH Sole 6 385 32036
Telenor AS Shs............... COM R21882106 8149 440185 SH Sole 3,6 1000 439185
Templeton Global Income
Fund....................... COM 880198106 217 22500 SH Sole 22500
Tenneco Inc.................. COM 88037E101 286 7701 SH Sole 7701
Teva Pharmaceutical Inds
ADR........................ COM 881624209 1556 34526 SH Sole 2 2000 32526
Toto Ltd..................... COM j90268103 1073 141772 SH Sole 141772
Travelers Companies Inc...... COM 894190107 247 4172 SH Sole 4172
Unilever N V................. COM 904784709 265 7783 SH Sole 7783
Union Pac Corp............... COM 907818108 327 3047 SH Sole 3047
Voting Authority
----------------
Title Shares/
of Value Prn Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- --------- -------- ------- --- ---- ------- -------- ---- ------ ------
United Nat Foods Inc........... COM 911163103 1288 27597 SH Sole 27597
Vanguard Div App ETF........... COM 921908844 1733 29600 SH Sole 29600
Vanguard Emerging Markets
ETF.......................... COM 922042858 648 14915 SH Sole 14915
Verizon Communications......... COM 92343v104 6143 160688 SH Sole 3,6 500 160188
Virco Mfg...................... COM 927651109 117 57275 SH Sole 6 1600 55675
Vosslog AG..................... COM D9494v101 685 6954 SH Sole 6954
Wells Fargo & Company.......... COM 949746101 3219 94281 SH Sole 2 6500 87781
Windstream Corp................ COM 97381W104 374 31959 SH Sole 2 3000 28959
i Shr S&P Global Telecom....... COM 464287275 6065 107325 SH Sole 3 200 107125
iShares Inc MSCI Japan Index
F............................ COM 464286848 385 37880 SH Sole 37880
iShares MSCI EAFE.............. COM 464287465 305 5550 SH Sole 5550
iShares iBoxx $ InvesTop....... COM 464287242 404 3498 SH Sole 3498
Alerian........................ 00162q866 4512 271125 SH Sole 3,4 850 270275
Alliance Bernstein Holding
LP........................... 01881G106 218 13990 SH Sole 2,4 4050 9940
Buckeye Partners L P........... 118230101 724 11832 SH Sole 2 1000 10832
CVR Partners, LP............... 126633106 1464 55650 SH Sole 6 300 55350
Copano Energy, LLC............. 217202100 384 10750 SH Sole 2 1500 9250
El Paso Pipeline Partners, L.P. 283702108 1363 39075 SH Sole 39075
Enbridge Energy Partners LP.... 29250r106 1371 44278 SH Sole 2,4 2400 41878
Energy Transfer Partners L P... 29273r109 5374 114555 SH Sole 2,3 1300 113255
Enterprise Products Partners... 293792107 15449 306101 SH Sole 2,3 6226 299875
Kinder Morgan Energy
Partners,.................... 494550106 10539 127363 SH Sole 2,3 1050 126313
Magellan Midstream Partners
L............................ 559080106 9802 135501 SH Sole 2,3 900 134601
Markwest Energy Partners....... 570759100 4187 71635 SH Sole 2,3 2200 69435
Nustar Energy.................. 67058h102 651 11025 SH Sole 2,3 950 10075
Oneok Partners................. 68268N103 11398 208486 SH Sole 2,3 2000 206486
Plains All American Pipeline
L............................ 726503105 8370 106687 SH Sole 2,3 1600 105087
Plum Creek Timber Co Inc....... 729251108 236 5680 SH Sole 5680
Sunoco Logistics Partners LP... 86764l108 312 8250 SH Sole 2,3 2850 5400
TC Pipeline LP................. 87233q108 252 5600 SH Sole 5600
Tortoise Energy Infrastructure. 89147l100 2054 49825 SH Sole 3 400 49425
Western Gas Partners LP........ 958254104 933 20225 SH Sole 3,6 350 19875
REPORT SUMMARY................. DATA 0 OTHER MANAGERS ON WHOSE BEHALF
194 RECORDS 413668 REPORT IS FILED
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