0001193125-12-227042.txt : 20120511 0001193125-12-227042.hdr.sgml : 20120511 20120511082324 ACCESSION NUMBER: 0001193125-12-227042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120511 DATE AS OF CHANGE: 20120511 EFFECTIVENESS DATE: 20120511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALDWIN BROTHERS INC/MA CENTRAL INDEX KEY: 0001021258 IRS NUMBER: 133028618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05814 FILM NUMBER: 12832211 BUSINESS ADDRESS: STREET 1: 3 BARNABAS RD CITY: MARION STATE: MA ZIP: 02738 BUSINESS PHONE: 5087480800 MAIL ADDRESS: STREET 1: 3 BARNABAS ROAD CITY: MARION STATE: MA ZIP: 02738 13F-HR 1 d351169d13fhr.txt FORM 13F-HR ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER. Report for the Calendar Year or Quarter Ended: March 31, 2012 (Please read instructions before preparing form) If amended report check here: [_] Baldwin Brothers, Inc. Name of Institutional Investment Manager Michael Baldwin, (508) 748-0800, President, Baldwin Brothers, Inc. Business Address (Street) (City) (State) (Zip) 204 Spring Street Marion, MA 02378 Name, Phone No., and Title of Person Duly Authorized to Submit this Report. ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Marion and State of Massachusetts on May 11, 2012 Baldwin Brothers, Inc. (28-5814) (Name of Institutional Investment Manager) /s/ Michael Baldwin ------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: ----------------- ------------ 1. Michael Baldwin 28-5819 2. David A. Barrett 28-6352 3. Ellen O. Stone 28-7204 4. Pauline T. Talbott 5. John Mannix 6. Dylan Sage ================================================================================ Baldwin Brothers, Inc. FORM 13F 31-Mar-12
Voting Authority ---------------- Title Shares/ of Value Prn Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- --------- -------- ------- --- ---- ------- -------- ----- ------ ------ Cohen & Steers Select Pfd & In......................... PRD 19248y107 1324 53400 SH Sole 2 3000 50400 First Republic Bank Ser A 6.7%....................... PRD 33616c209 3014 119100 SH Sole 119100 ING Groep Perpetual 6.375% 06/........................ PRD 456837608 307 14000 SH Sole 14000 Auto Data Network Inc. Pfd... 05270Q906 0 10000 SH Sole 10000 3M Company................... COM 88579y101 506 5676 SH Sole 5676 ABB Ltd...................... COM 000375204 1781 87260 SH Sole 2,3,4 2300 84960 Abbott Labs.................. COM 002824100 6580 107356 SH Sole 3,6 350 107006 Aberdeen Asia Pacific Income F.......................... COM 003009107 310 42500 SH Sole 3 1500 41000 Accenture Ltd................ COM g1151c101 583 9035 SH Sole 9035 Adobe Systems Inc............ COM 00724f101 1510 43999 SH Sole 43999 Airgas Inc................... COM 009363102 4727 53135 SH Sole 2,3 1600 51535 Allergan Inc................. COM 018490102 235 2465 SH Sole 2465 American Capital Agency...... COM 02503x105 1554 52600 SH Sole 2,4 1050 51550 American DG Energy Inc Com........................ COM 025398108 21 10000 SH Sole 10000 American Tower Systems CL A.......................... COM 03027x100 203 3225 SH Sole 3225 Amgen........................ COM 031162100 258 3800 SH Sole 3800 Amn Water Wks Co............. COM 030411102 657 19313 SH Sole 19313 Anadarko Petroleum Corp...... COM 032511107 249 3178 SH Sole 3178 Anheuser Busch Cos Inc....... COM 03524a108 6318 86877 SH Sole 3,4 200 86677 Annaly Capital Management.... COM 035710409 387 24470 SH Sole 2 2000 22470 Apple........................ COM 037833100 3417 5700 SH Sole 4 15 5685 Atmospheric Glow Technologies............... COM 049567100 0 33820 SH Sole 33820 Auto Data Network Inc........ COM 05270Q104 0 15589 SH Sole 15589 Banco Bradesco............... COM 059460303 1633 93305 SH Sole 93305 Bank of America Corp......... COM 060505104 221 23139 SH Sole 2 5000 18139 Barrick Gold Corporation..... COM 067901108 2749 63217 SH Sole 18217 Berkshire Hathaway Del Cl B Ne......................... COM 084670702 7546 92993 SH Sole 4 30 92963 Berkshire Hathaway Inc....... COM 084670108 2194 18 SH Sole 13 Berry Petroleum.............. COM 085789105 580 12300 SH Sole 12300 Broadcom Corp Cl A........... COM 111320107 9285 236267 SH Sole 2,3,6 2900 233367 Brookline Bancorp Inc........ COM 11373m107 848 90463 SH Sole 90463 CVS Caremark Corporation..... COM 126650100 249 5553 SH Sole 5553 Canadian National Railway.... COM 136375102 840 10575 SH Sole 10575 Cannon Inc ADR............... COM 138006309 944 19810 SH Sole 19810 Capital Source, Inc.......... COM 14055X102 372 56350 SH Sole 2 32000 24350 Caterpillar Inc.............. COM 149123101 350 3285 SH Sole 3285 Central Fund of Canada (gold)..................... COM 153501101 571 26000 SH Sole 26000 Check Point Software Tech.... COM m22465104 7928 124180 SH Sole 124180 ChevronTexaco Corp........... COM 166764100 1384 12910 SH Sole 6 100 12810 Chimera Investment Corp...... COM 16934q109 164 58000 SH Sole 2 28000 30000 Church & Dwight Inc.......... COM 171340102 411 8350 SH Sole 8350 Cincinnati Bell.............. COM 171871106 259 64500 SH Sole 2 29000 35500 Cisco Systems Inc............ COM 17275R102 1217 57531 SH Sole 57531 Citrix Systems............... COM 177376100 1189 15073 SH Sole 15073 Coca Cola Co................. COM 191216100 300 4050 SH Sole 4050 Colgate Palmolive Co......... COM 194162103 600 6132 SH Sole 6132 Compagnie de Saint-Gobain.... COM f80343100 686 15380 SH Sole 15380 ConocoPhillips............... COM 20825C104 1218 16018 SH Sole 16018 Corning Inc.................. COM 219350105 196 13914 SH Sole 13914 Credit Acceptance Corporation................ COM 225310101 353 5000 SH Sole 5000 Cree Inc..................... COM 225447101 1357 42894 SH Sole 42894 Daiwa House Industry Co Ltd........................ COM j11508124 1241 93358 SH Sole 93358 Danaher Corp................. COM 235851102 5058 90314 SH Sole 90314 Deutsche Telekom Spons ADR........................ COM 251566105 612 50941 SH Sole 50941 Devon Energy Corp............ COM 25179m103 284 4000 SH Sole 4000 Diageo Plc................... COM 25243q205 234 2421 SH Sole 2421 Directv...................... COM 25490a101 6987 141610 SH Sole 3,6 450 141160 Disney Walt Company.......... COM 254687106 576 13147 SH Sole 13147 Dow Chemical Corp............ COM 260543103 222 6400 SH Sole 2 2000 4400 Du Pont E I De Nemours Co.... COM 263534109 288 5436 SH Sole 3 200 5236 E M C Corp MA................ COM 268648102 4687 156855 SH Sole 156855 Ecolab Inc................... COM 278865100 407 6600 SH Sole 6600 Emrise Corporation........... COM 29246j101 19 31792 SH Sole 31792 Exxon Mobil Corp............. COM 30231g102 7005 80764 SH Sole 80764 Family Dollar Stores......... COM 307000109 610 9645 SH Sole 9645 First Rep Bank San Francisco. COM 33616c100 4822 146400 SH Sole 3,4 325 146075 Flamel Technologies S.A. ADR........................ COM 338488109 144 28000 SH Sole 28000 Ford Motor Company........... COM 345370860 1495 119856 SH Sole 5 50 119806 General Electric Company..... COM 369604103 6715 334560 SH Sole 2,3,4 6450 328110 General Moly Inc Corp........ COM 370373102 34 10250 SH Sole 3 1000 9250 Global X Brazil Mid Cap ETF........................ COM 37950E788 421 24400 SH Sole 24400 Goldcorp Inc................. COM 380956409 2981 66146 SH Sole 3 300 40846 Google Inc. A................ COM 38259p508 11457 17867 SH Sole 2,3,4 175 17692 Green Mountain Coffee, Inc... COM 393122106 990 21143 SH Sole 21143 Hain Celestial Group Inc..... COM 405217100 862 19670 SH Sole 19670 Health Care REIT Inc......... COM 42217k106 224 4075 SH Sole 4 50 4025
Voting Authority ---------------- Title Shares/ of Value Prn Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- --------- -------- ------- --- ---- ------- -------- ----- ------ ------ Home Loan Servicing Solutions.................. COM G6648D109 209 15000 SH Sole 2 8000 7000 Honeywell Int'l.............. COM 438516106 311 5100 SH Sole 2 1000 4100 IDT Cl B..................... COM 448947309 312 12000 SH Sole 12000 IPATH S&P 500 VIX SHORT- TERM F..................... COM 06740C261 311 18560 SH Sole 18560 IShares NY Munis............. COM 464288323 235 2150 SH Sole 2150 IShares Tr Russell 2000 Index...................... COM 464287655 255 3084 SH Sole 3084 IShares Tr U S Treas Inflation.................. COM 464287176 271 2300 SH Sole 2300 Informatica Corp............. COM 45666q102 527 9961 SH Sole 9961 Int'l Business Machines...... COM 459200101 1845 8842 SH Sole 8842 Intel Corp................... COM 458140100 667 23713 SH Sole 3 400 23313 Itau Unibanco................ COM 465562106 1202 62655 SH Sole 62655 Itron Inc.................... COM 465741106 798 17576 SH Sole 3 100 17476 J P Morgan Chase & Company.................... COM 46625h100 3091 67220 SH Sole 2 2000 65220 Johnson & Johnson............ COM 478160104 3706 56186 SH Sole 2,4 1000 55186 Johnson Controls............. COM 478366107 8322 256205 SH Sole 3,4,6 725 255480 Keryx Biopharmaceuticals..... COM 492515101 701 140795 SH Sole 140795 Kinross Gold Corp............ COM 496902107 397 25000 SH Sole Kurita Water Inds Ltd........ COM J37221165 900 36538 SH Sole 36538 LKQ Corp..................... COM 501889208 1770 56785 SH Sole 56785 LSI Logic Corp............... COM 502161102 104 12002 SH Sole 12002 Leucadia Natl Corp........... COM 527288104 294 11283 SH Sole 11283 Liberty Media Corp New Com Ser........................ COM 530718105 433 10000 SH Sole 10000 Life Technologies Corp....... COM 53217v109 1354 27744 SH Sole 27744 Lighting Science Grp......... COM 53224g301 35 33552 SH Sole 4 4000 29552 Lynas Corporation............ COM Q5683J103 360 317000 SH Sole 3,6 10000 307000 Lyris Inc.................... COM 55235l203 687 229101 SH Sole 2,3,4 86565 142536 MGIC Investment Corp......... COM 552848103 57 11500 SH Sole 11500 Marchex Inc Cl B............. COM 56624r108 126 14000 SH Sole 4000 Market Vectors Gold Miners... COM 57060u100 398 8035 SH Sole 3 150 7885 Maxim Integrated Prods....... COM 57772k101 6729 235358 SH Sole 177358 McDonald's Corp.............. COM 580135101 303 3091 SH Sole 3091 Mettler Toledo Int'l......... COM 592688105 259 1400 SH Sole 1400 Microsoft Corp Wash.......... COM 594918104 9896 306791 SH Sole 306791 Migo Software Inc............ COM 59861T100 0 164227 SH Sole 114208 Millicom Intl Cellular S.A... COM l6388f128 348 3075 SH Sole 3075 Millicom Intl Cellular SA.... COM L6388f110 1941 17178 SH Sole 3 100 17078 NGK Insulators, Ltd.......... COM j49076110 377 26305 SH Sole 26305 National Oilwell Varco....... COM 637071101 596 7500 SH Sole 7500 Newmont Mining............... COM 651639106 1013 19750 SH Sole 3 150 9600 Nextera Energy Inc Com....... COM 65339F101 860 14075 SH Sole 14075 Novartis AG.................. COM 66987v109 5372 96950 SH Sole 3 100 96850 Novozymes AS CMN Class B.......................... COM K7317J133 3038 104442 SH Sole 104442 Occidental Petroleum Corp.... COM 674599105 8467 88913 SH Sole 2,3 1200 87713 Oceaneering Intl Inc......... COM 675232102 464 8604 SH Sole 3 200 8404 Oracle Sys Corp.............. COM 68389X105 1475 50588 SH Sole 50588 Orocobre Ltd................. COM q7142r106 756 390169 SH Sole 3,6 10500 379669 Pepsico Inc.................. COM 713448108 1386 20892 SH Sole 20892 Perrigo Inc.................. COM 714290103 240 2325 SH Sole 2325 Pfizer Inc................... COM 717081103 326 14391 SH Sole 14391 Philip Morris Int'l.......... COM 718172109 200 2261 SH Sole 2261 Portfolio Recovery Associates................. COM 73640q105 250 3000 SH Sole 3000 PowerSecure International, Inc........................ COM 73936n105 99 16377 SH Sole 3 450 927 Praxair Incorporated......... COM 74005P104 3838 33480 SH Sole 33480 Primus Guaranty Ltd.......... COM g72457107 115 19000 SH Sole 2 19000 ProShares Short 20+ Treasury................... COM 74347x849 283 8508 SH Sole 8508 Procter & Gamble Co.......... COM 742718109 1904 28333 SH Sole 3 150 28183 Public Service Enterprise Grou....................... COM 744573106 262 8554 SH Sole 8554 Pure Technologies Ltd........ COM 745915108 393 95237 SH Sole 3 1000 94237 Qualcomm..................... COM 747525103 1211 17790 SH Sole 17790 RPC Inc...................... COM 749660106 4148 390938 SH Sole 3,4 1200 389738 Range Resources.............. COM 75281A109 274 4710 SH Sole 4710 Real Goods Solar Inc CMN Class...................... COM 75601N104 134 92197 SH Sole 92197 Rockwood Hldgs Inc........... COM 774415103 1581 30325 SH Sole 6 125 30200 Roper Industries Inc (New)... COM 776696106 1082 10907 SH Sole 10907 S & P 500 Depository Receipt.................... COM 78462f103 220 1560 SH Sole 1560 SPRD@ Gold Trust............. COM 78463v107 21613 133315 SH Sole 2 500 132815 Save the World Air Inc....... COM 805147105 162 296500 SH Sole 296500 Schlumberger................. COM 806857108 4602 65803 SH Sole 2,3 1700 64103 Seadrill Limited............. COM g7945e105 4455 118762 SH Sole 2,3,4,6 5200 113562 Sensata Technologies Holding N.......................... COM n7902x106 341 10200 SH Sole 4,6 250 9950 Severn Trent PLC............. COM G8056D159 2164 87735 SH Sole 87735 Silver Trust iShares......... COM 46428Q109 13166 419569 SH Sole 2,4,6 2700 416869 SodaStream Int'l Ltd......... COM m9068e105 2472 73394 SH Sole 6 875 72519 Sun Hydraulics Inc........... COM 866942105 276 10548 SH Sole 10548 Suncor Energy Inc............ COM 867229106 1658 50714 SH Sole 34714 Synovus Financial............ COM 87161c105 991 483200 SH Sole 2,3,4 79700 403500 T Rowe Price Group........... COM 74144t108 257 3940 SH Sole 3940 Telefonica Brasil............ COM 87936r106 993 32421 SH Sole 6 385 32036 Telenor AS Shs............... COM R21882106 8149 440185 SH Sole 3,6 1000 439185 Templeton Global Income Fund....................... COM 880198106 217 22500 SH Sole 22500 Tenneco Inc.................. COM 88037E101 286 7701 SH Sole 7701 Teva Pharmaceutical Inds ADR........................ COM 881624209 1556 34526 SH Sole 2 2000 32526 Toto Ltd..................... COM j90268103 1073 141772 SH Sole 141772 Travelers Companies Inc...... COM 894190107 247 4172 SH Sole 4172 Unilever N V................. COM 904784709 265 7783 SH Sole 7783 Union Pac Corp............... COM 907818108 327 3047 SH Sole 3047
Voting Authority ---------------- Title Shares/ of Value Prn Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- --------- -------- ------- --- ---- ------- -------- ---- ------ ------ United Nat Foods Inc........... COM 911163103 1288 27597 SH Sole 27597 Vanguard Div App ETF........... COM 921908844 1733 29600 SH Sole 29600 Vanguard Emerging Markets ETF.......................... COM 922042858 648 14915 SH Sole 14915 Verizon Communications......... COM 92343v104 6143 160688 SH Sole 3,6 500 160188 Virco Mfg...................... COM 927651109 117 57275 SH Sole 6 1600 55675 Vosslog AG..................... COM D9494v101 685 6954 SH Sole 6954 Wells Fargo & Company.......... COM 949746101 3219 94281 SH Sole 2 6500 87781 Windstream Corp................ COM 97381W104 374 31959 SH Sole 2 3000 28959 i Shr S&P Global Telecom....... COM 464287275 6065 107325 SH Sole 3 200 107125 iShares Inc MSCI Japan Index F............................ COM 464286848 385 37880 SH Sole 37880 iShares MSCI EAFE.............. COM 464287465 305 5550 SH Sole 5550 iShares iBoxx $ InvesTop....... COM 464287242 404 3498 SH Sole 3498 Alerian........................ 00162q866 4512 271125 SH Sole 3,4 850 270275 Alliance Bernstein Holding LP........................... 01881G106 218 13990 SH Sole 2,4 4050 9940 Buckeye Partners L P........... 118230101 724 11832 SH Sole 2 1000 10832 CVR Partners, LP............... 126633106 1464 55650 SH Sole 6 300 55350 Copano Energy, LLC............. 217202100 384 10750 SH Sole 2 1500 9250 El Paso Pipeline Partners, L.P. 283702108 1363 39075 SH Sole 39075 Enbridge Energy Partners LP.... 29250r106 1371 44278 SH Sole 2,4 2400 41878 Energy Transfer Partners L P... 29273r109 5374 114555 SH Sole 2,3 1300 113255 Enterprise Products Partners... 293792107 15449 306101 SH Sole 2,3 6226 299875 Kinder Morgan Energy Partners,.................... 494550106 10539 127363 SH Sole 2,3 1050 126313 Magellan Midstream Partners L............................ 559080106 9802 135501 SH Sole 2,3 900 134601 Markwest Energy Partners....... 570759100 4187 71635 SH Sole 2,3 2200 69435 Nustar Energy.................. 67058h102 651 11025 SH Sole 2,3 950 10075 Oneok Partners................. 68268N103 11398 208486 SH Sole 2,3 2000 206486 Plains All American Pipeline L............................ 726503105 8370 106687 SH Sole 2,3 1600 105087 Plum Creek Timber Co Inc....... 729251108 236 5680 SH Sole 5680 Sunoco Logistics Partners LP... 86764l108 312 8250 SH Sole 2,3 2850 5400 TC Pipeline LP................. 87233q108 252 5600 SH Sole 5600 Tortoise Energy Infrastructure. 89147l100 2054 49825 SH Sole 3 400 49425 Western Gas Partners LP........ 958254104 933 20225 SH Sole 3,6 350 19875 REPORT SUMMARY................. DATA 0 OTHER MANAGERS ON WHOSE BEHALF 194 RECORDS 413668 REPORT IS FILED
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