-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D6pAxTppa0+qcXcEdbnH+XNDFUyr632ocxfxJqOSD/Vz5gfOinP5VN/BJS48kHOR UYjwBPcMM0OVIR6qaS9Zuw== 0001193125-09-028351.txt : 20090213 0001193125-09-028351.hdr.sgml : 20090213 20090213090708 ACCESSION NUMBER: 0001193125-09-028351 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALDWIN BROTHERS INC/MA CENTRAL INDEX KEY: 0001021258 IRS NUMBER: 133028618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05814 FILM NUMBER: 09598232 BUSINESS ADDRESS: STREET 1: 3 BARNABAS RD CITY: MARION STATE: MA ZIP: 02738 BUSINESS PHONE: 5087480800 MAIL ADDRESS: STREET 1: 3 BARNABAS ROAD CITY: MARION STATE: MA ZIP: 02738 13F-HR 1 d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER. Report for the Calendar Year or Quarter Ended: December 31, 2008 (Please read instructions before preparing form) If amended report check here: [ ] Baldwin Brothers, Inc. Name of Institutional Investment Manager Michael Baldwin, (508) 748-0800, President, Baldwin Brothers, Inc. Business Address (Street) (City) (State) (Zip) 3 Barnabas Road Marion, MA 02378 Name, Phone No., and Title of Person Duly Authorized to Submit this Report. ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Marion and State of Massachusetts on February 13, 2009 Baldwin Brothers, Inc. (28-5814) (Name of Institutional Investment Manager) /s/ Michael Baldwin ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - ---------------------- ------------ 1. Michael Baldwin 28-5819 2. David A. Barrett 28-6352 3. 28-5816 4. J. Michael Costello 28-6868 5. Ellen O. Stone 28-7204 6. Kenneth W. Thomae 7. Richard Albright 8. Peter J. Corsi 9. Pauline T. Talbott Baldwin Brothers, Inc. FORM 13F 31-Dec-08
Voting Authority Title ---------------- of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ----- ------------ -------- ------- --- ---- ------- -------- ------- ------ ------- BAC CAP Tr VIII 6% 8/25/35 PRD 05518T209 212 9000 SH Sole 9000 BAC Cap Tr 6.25% 3/29/55 PRD 055189203 215 10670 SH Sole 10670 Barclay's Bank PLS 8.125% PRD 06739H362 527 35100 SH Sole 35100 Citigroup 8.50% Ser F PRD 172967556 162 10250 SH Sole 10250 Citigroup Cap XIV GTD Enhanced PRD 17309E200 236 16000 SH Sole 16000 Comcast Corp new 7% 9/15/55 PRD 20030N408 241 9600 SH Sole 9600 Corts Tr IV Ibm Debts PRD 22082g208 206 8000 SH Sole 8000 Deutsche Bank Contingent Tr II PRD 25154A108 450 26500 SH Sole 26500 General Electric Cap Corp Pfd PRD 369622444 457 19575 SH Sole 19575 Goldman Dep Sh PRD 38144X500 886 43000 SH Sole 43000 ING Groep Perpetual 6.375% 06/ PRD 456837608 214 19000 SH Sole 19000 JPM Chase Capital xvitr pfd 6. PRD 481228203 356 16650 SH Sole 16650 Merril Lynch 6.375% PRD 59021V839 156 10750 SH Sole 10750 Merrill Lynch Depository 8.125 PRD 06739H362 1197 60500 SH Sole 60500 Royal Bank of Scotland 6.25% PRD 780097762 141 16900 SH Sole 16900 Viacom Inc Pfd 7.25% 06/30/205 PRD 925524407 170 12100 SH Sole 12100 Wells Fargo Cap XII Tr Pfd 7.8 PRD 94985V202 1070 42600 SH Sole 42600 3M Company COM 88579y101 985 17112 SH Sole 17112 ABB Ltd COM 000375204 2359 157175 SH Sole 2,5,9 5400 151775 AT&T Corp COM 00206R102 273 9590 SH Sole 9590 Abbott Labs COM 002824100 494 9254 SH Sole 9254 Aberdeen Asia Pacific Income F COM 003009107 91 21230 SH Sole 21230 Accenture Ltd COM G1150G111 295 9000 SH Sole 9000 Adobe Systems Inc. COM 00724f101 4839 227305 SH Sole 6 150 227155 Aflac Inc COM 001055102 320 6970 SH Sole 6970 Air Products & Chemicals COM 009158106 342 6800 SH Sole 6800 Airgas Inc COM 009363102 176 4525 SH Sole 2,9 1525 3000 Akamai Tech COM 00971t101 439 29074 SH Sole 9 25 29049 Alcatel Lucent ADR COM 013904305 93 43287 SH Sole 43287 Allied Irish Bank ADR COM 019228402 122 26000 SH Sole 26000 Ambase Corp. COM 023164106 8 50000 SH Sole 50000 Ameri Movil SA COM 02364W105 262 8442 SH Sole 8442 American Int'l Group COM 026874107 497 316382 SH Sole 316382 Amgen COM 031162100 896 15507 SH Sole 15507 Annaly Capital Management COM 035710409 3537 222900 SH Sole 2,9 2100 220800 Apache Corp COM 037411105 640 8581 SH Sole 8581 Apple COM 037833100 632 7399 SH Sole 9 50 7349 Applied Materials COM 038222105 247 24400 SH Sole 24400 Aquantive Inc COM 03839g105 260 4050 SH Sole 4050 Atmospheric Glow Technologies COM 049567100 0 33820 SH Sole 33820 Auto Data Network Inc COM 05270Q104 0 15000 SH Sole 15000 Automatic Data Processing Inc COM 053015103 669 16995 SH Sole 16995
Avon Products COM 054303102 2079 86535 SH Sole 86535 BMP Sunstone Corp Com COM 077255107 187 33500 SH Sole 5 1000 32500 BP Plc COM 055622104 1645 35204 SH Sole 35204 Baker Hughes Inc. COM 057224107 273 8525 SH Sole 8525 Banco Bradesco COM 059460303 722 73175 SH Sole 73175 Bancorp Rhode Island COM 059690107 3862 182152 SH Sole 182152 Bank New York Inc COM 064057102 303 10689 SH Sole 10689 Bank of America Corp COM 060505104 3467 246250 SH Sole 4 1200 245050 Barrick Gold Corporation COM 067901108 3980 108235 SH Sole 2 1000 62235 Bed Bath & Beyond COM 075896100 2704 106355 SH Sole 106355 Berkshire Hathaway Cl B COM 084670207 1758 547 SH Sole 547 Berkshire Hathaway Inc COM 084670108 2222 23 SH Sole 18 Berry Petroleum COM 085789105 232 30700 SH Sole 30700 Burlington Northn Inc COM 12189T104 1068 14108 SH Sole 14108 CVS Caremark Corporation COM 126650100 1051 36570 SH Sole 36570 Canadian National Railway COM 136375102 383 10409 SH Sole 10409 Capital One Financial COM 14040H105 1871 58667 SH Sole 58667 Capital Source, Inc. COM 14055X102 404 87420 SH Sole 2,9 23600 63820 Caterpillar Inc COM 149123101 233 5220 SH Sole 5220 Central Fund of Canada (gold) COM 153501101 294 26200 SH Sole 26200 Cepheid Inc. COM 15670r107 444 42800 SH Sole 42800 Chesapeake Energy Corp COM 165167107 685 42375 SH Sole 2,5 1200 41175 ChevronTexaco Corp COM 166764100 2799 37843 SH Sole 37843 China Construction COM Y1397N101 5 10000 SH Sole 10000 China Mobile Limited COM 16941M109 3 50 SH Sole 50 Chubb Corp COM 171232101 268 5248 SH Sole 5248 Church & Dwight Inc. COM 171340102 1850 32965 SH Sole 32965 Cisco Systems Inc COM 17275R102 8265 507074 SH Sole 5,9 300 506774 Citigroup Inc COM 172967101 166 24672 SH Sole 9 50 24622 Claymore S&P Global Water COM 18383Q507 222 15650 SH Sole 15650 Coca Cola Co COM 191216100 551 12164 SH Sole 12164 Cohen & Steers Global Income B COM 19248m103 349 44450 SH Sole 2 5000 39450 Cohen & Steers REIT & Util Inc COM 19247y108 247 38800 SH Sole 2 3500 35300 Colgate Palmolive Co COM 194162103 5987 87347 SH Sole 87347 Complete Production Services, COM 20453e109 1037 127244 SH Sole 9 100 127144 Comstock Resources COM 205768203 288 6100 SH Sole 6100 ConocoPhillips COM 20825C104 1409 27208 SH Sole 27208 Corning Inc COM 219350105 622 65248 SH Sole 65248 Costco Wholesale Corp COM 22160k105 242 4605 SH Sole 9 50 4555 Cummins Inc COM 231021106 1511 56510 SH Sole 56510 Danaher Corp COM 235851102 6331 111830 SH Sole 8 2000 109830 Deere & Co COM 244199105 1339 34940 SH Sole 34940 Delphi Corp COM 247126105 1 22000 SH Sole 5,9 20800 1200 Deutsche Telekom Spons ADR COM 251566105 1248 81557 SH Sole 81557 Devon Energy Corp COM 25179m103 11269 171503 SH Sole 2,5 1200 170303 Disney Walt Company COM 254687106 455 20074 SH Sole 20074 Dover Corp COM 260003108 550 16701 SH Sole 16701 Dow Chemical Corp COM 260543103 30 2000 SH Sole 2000 Du Pont E I De Nemours Co COM 263534109 146 5775 SH Sole 5775 Duke Energy Corp (New) COM 26441c105 406 27080 SH Sole 27080 Eaton Vance nv COM 278265103 410 19494 SH Sole 19494 Echelon Corp COM 27874n105 12 1500 SH Sole 1500
Ecolab Inc. COM 278865100 6402 182140 SH Sole 4,5 400 181740 Emerson Elec Co COM 291011104 3929 107323 SH Sole 107323 Emrise Corporation COM 29246j101 98 64589 SH Sole 2 23148 41441 EnCana Corporation COM 292505104 1116 24020 SH Sole 24020 EnerNOC, Inc. COM 292764107 487 65394 SH Sole 65394 Energy Conversion Devices COM 292659109 731 29000 SH Sole 29000 Energy Recovery, Inc. COM 29270j100 2263 298600 SH Sole 9 300 298300 Entergy Corp New COM 29364G103 216 2600 SH Sole 2600 Enterprise Products Partners COM 293792107 231 11136 SH Sole 11136 Exelon Corp COM 30161n101 271 4872 SH Sole 4872 Exxon Mobil Corp COM 30231g102 12424 155634 SH Sole 155634 FPL Group Inc COM 302571104 490 9739 SH Sole 9 50 9689 Finova Group COM 317928109 0 10000 SH Sole 10000 First Solar, Inc. COM 336433107 2833 20535 SH Sole 20535 Flamel Technologies S.A. ADR COM 338488109 219 55865 SH Sole 2 14000 41865 Focus Media Holding ltd ADR COM 34415v109 1036 114000 SH Sole 114000 Ford Motor COM 345370100 594 259200 SH Sole 259200 Fortune Brands Inc COM 349631101 343 8300 SH Sole 8300 Frontier Communications Corp COM 35906a108 489 55900 SH Sole 55900 Gamesa Corp COM E54667113 1493 84325 SH Sole 84325 General Electric Company COM 369604103 7668 473303 SH Sole 4,5,9 880 472423 General Mills Inc COM 370334104 215 3534 SH Sole 3534 Genzyme Corp COM 372917104 2553 38469 SH Sole 38469 Gilead Sciences COM 375558103 7839 153279 SH Sole 5,9 250 153029 Glaxosmithkline Adrs COM 37733w105 283 7582 SH Sole 7582 Goldcorp Inc. COM 380956409 1873 59400 SH Sole 5 300 34100 Google Inc. A COM 38259p508 984 3197 SH Sole 2,5,9 230 2967 Graco COM 384109104 735 30976 SH Sole 30976 Handesbrands, Inc. COM 410345102 3218 252375 SH Sole 4 2200 250175 Hansen Transmissions Intl COM B4812V109 92 55000 SH Sole 55000 Hewlett-Packard Co COM 428236103 1009 27791 SH Sole 27791 Hologic Inc. COM 436440101 2918 223224 SH Sole 5,9 700 222524 Home Depot Inc COM 437076102 1159 50348 SH Sole 50348 Home Inns & Hotels COM 449384106 272 31750 SH Sole 31750 Honda Motor Co. Ltd. ADR COM 438128308 722 33850 SH Sole 33850 Hyflux Ltd. COM Y3817K105 952 766200 SH Sole 766200 I2 Technologies COM 465754109 291 14400 SH Sole 14400 ICICI Bank Ltd. ADR COM 45104g104 236 12235 SH Sole 12235 IDT Cl B COM 448947309 5 12000 SH Sole 12000 IShares Tr U S Treas Inflation COM 464287176 278 2800 SH Sole 2800 Independent Bank MA COM 453836108 4252 162546 SH Sole 162546 Int'l Business Machines COM 459200101 1846 21933 SH Sole 21933 Intel Corp COM 458140100 2190 149375 SH Sole 149375 Iron Mountain Incorporate COM 462846106 229 9250 SH Sole 9250 Itron Inc COM 465741106 969 15200 SH Sole 15200 J P Morgan Chase & Company COM 46625h100 1402 44470 SH Sole 44470 Jacobs Engr Group COM 469814107 10448 217211 SH Sole 4 500 216711 Johnson & Johnson COM 478160104 11936 199493 SH Sole 2 1000 198493 KIT Digital Inc COM 482470101 40 267200 SH Sole 267200 KKR Financial Holdings LLC COM 48248a306 188 119100 SH Sole 2 6000 113100 Kimberly-Clark COM 494368103 805 15264 SH Sole 15264 Kinross Gold Corp COM 496902107 1499 81400 SH Sole 31400
Koninklijke Ahold NV COM 500467402 185 15000 SH Sole 15000 Kurita Water Inds Ltd COM J37221165 1419 52550 SH Sole 52550 LSI Logic Corp COM 502161102 49 15002 SH Sole 15002 Laboratory Corp Amer Hldgs COM 50540R409 214 3320 SH Sole 3320 Liberty Interactive Group COM 53071M104 56 17839 SH Sole 17839 Liberty Media A New Entertainm COM 53071m500 248 14216 SH Sole 14216 Liberty Media Corp New Com Ser COM 530718105 284 10055 SH Sole 10055 Lyris, Inc. COM 55235L104 1144 3269035 SH Sole 2,5,9 1295285 1973750 MRV Communications COM 553477100 127 165000 SH Sole 165000 Manulife Finl Corp COM 56501R106 282 16530 SH Sole 16530 Marchex Inc Cl B COM 56624r108 82 14000 SH Sole 4000 Maxim Integrated Prods COM 57772k101 3997 350003 SH Sole 292003 McDonald's Corp COM 580135101 555 8917 SH Sole 8917 Medtronic COM 585055106 687 21857 SH Sole 21857 Merck & Co COM 589331107 416 13679 SH Sole 13679 Metal Arts Inc COM 591052105 0 20000 SH Sole 20000 Mettler Toledo Int'l COM 592688105 3679 54582 SH Sole 54582 Microsoft Corp Wash COM 594918104 3712 190925 SH Sole 190925 Migo Software Inc COM 59861T100 0 50019 SH Sole Monsanto Co COM 61166w101 816 11605 SH Sole 11605 Motorola COM 620076109 70 15900 SH Sole 15900 National Energy Group COM 635812209 209 64192 SH Sole 6 36892 27300 National Oilwell Varco COM 637071101 269 11000 SH Sole 11000 Nokia Corp Sponsored ADR COM 654902204 1718 110147 SH Sole 110147 Novozymes A/S Shs B COM k7317j117 1733 21850 SH Sole 21850 Occidental Petroleum Corp COM 674599105 2263 37715 SH Sole 5 200 37515 Ocean Power Tech COM 674870308 137 20500 SH Sole 20500 Oracle Sys Corp COM 68389X105 12856 725123 SH Sole 5,9 950 724173 PNC Finl Svcs Group COM 693475105 230 4695 SH Sole 4695 Pan American Silver C COM 697900108 294 17250 SH Sole 17250 Penn West Energy Trust COM 707885109 162 14550 SH Sole 2 1000 13550 Pepsico Inc COM 713448108 5496 100346 SH Sole 100346 Pfizer Inc COM 717081103 800 45150 SH Sole 45150 Philip Morris Int'l COM 718172109 545 12521 SH Sole 12521 Plum Creek Timber Co Inc COM 729251108 221 6368 SH Sole 6368 PowerSecure International, Inc COM 73936n105 730 221800 SH Sole 5,7 450 206350 Powershares DB Mult Sec Tr Pow COM 73936B408 5388 205787 SH Sole 5,9 250 205537 Primus Guaranty Ltd COM g72457107 22 19000 SH Sole 2 19000 Procter & Gamble Co COM 742718109 6515 105386 SH Sole 105386 QUALCOMM COM 747525103 21010 586389 SH Sole 4 8200 578189 Red Hat Inc. COM 756577102 1091 82500 SH Sole 82500 Renewable Energy Corp. COM R7199U100 498 54075 SH Sole 5 500 53575 Roper Industries Inc COM 776696106 616 14190 SH Sole 14190 Royal Dutch Shell PLC ADR COM 780259206 1477 27905 SH Sole 27905 Rstk Long Distance COM 542904107 0 135000 SH Sole 135000 S & P 500 Depository Receipt COM 78462f103 484 5360 SH Sole 5360 SK Telecom Co., Ltd COM 78440p108 430 23675 SH Sole 23675 SPRD@ Gold Trust COM 78463v107 7791 90045 SH Sole 90045 Schering Plough Corp COM 806605101 432 25346 SH Sole 25346 Schlumberger COM 806857108 5281 124754 SH Sole 2,5 1700 123054 Shamir Optical Industry Ltd COM m83683108 130 45810 SH Sole 45810 Silver Trust iShares COM 46428Q109 3665 327200 SH Sole 2 2500 324700
Southern Co COM 842587107 459 12400 SH Sole 12400 Southern Union Corp. COM 844030106 1177 90240 SH Sole 90240 Staples COM 855030102 1010 56375 SH Sole 56375 Star Scientific Inc COM 85517p101 123 32000 SH Sole 2 20000 12000 State Street Corp COM 857477103 796 20244 SH Sole 20244 Stifel Financial Corp COM 860630102 323 7050 SH Sole 7050 Stryker Corp COM 863667101 421 10535 SH Sole 10535 Sun Hydraulics Inc COM 866942105 132 7032 SH Sole 7032 Suncor Energy Inc COM 867229106 1025 52546 SH Sole 36546 Sunpower Corp Cl A COM 867652109 1107 29925 SH Sole 5 150 29775 Supervalue Inc COM 868536103 262 17964 SH Sole 17964 Swiss Reinsurance Reg COM H84046137 421 8912 SH Sole 8912 Sysco Corp COM 871829107 206 8998 SH Sole 8998 TJX Companies COM 872540109 1198 58245 SH Sole 58245 Target Corp COM 87612e106 640 18525 SH Sole 18525 Teva Pharmaceutical Inds ADR COM 881624209 9115 214121 SH Sole 2,9 2050 212071 Textron Inc COM 883203101 514 37082 SH Sole 37082 Thermo Fisher Scientific COM 883556102 399 11704 SH Sole 11704 Time Warner Inc COM 887315109 116 11485 SH Sole 11485 Timken Company COM 887389104 2478 126256 SH Sole 126256 Toronto-Dominion Bank COM 891160509 227 6331 SH Sole 6331 Tortoise Energy Infrastructure COM 89147l100 528 31100 SH Sole 9 100 31000 Transwitch Corp COM 894065101 4 16060 SH Sole 16060 Travelers Companies Inc COM 894190107 5846 129328 SH Sole 129328 Ultra S&P 500 Pro Shares COM 74347R107 302 11495 SH Sole 2,4 5875 5620 United Technologies Corp COM 913017109 909 16965 SH Sole 16965 Universal Health Rlty Income COM 91359e105 542 16475 SH Sole 16475 Verizon Communications COM 92343v104 429 12643 SH Sole 12643 Vestas Wind Systems COM k9773j128 1911 32396 SH Sole 32396 Virginia Commerce Bank COM 92778q109 791 152935 SH Sole 152935 Vivo Participacoes S.A. COM 92855S200 569 45356 SH Sole 5,9 325 45031 Walgreen Company COM 931422109 1151 46656 SH Sole 46656 Washington Tr Bancorp Inc Com COM 940610108 1500 75940 SH Sole 75940 Weatherford International COM G95089101 2571 237650 SH Sole 2,4,9 4100 233550 Wells Fargo & Company COM 949740101 652 22115 SH Sole 22115 Windstream Corp. COM 97381W104 406 44083 SH Sole 44083 XTO Energy Inc COM 98385x106 191 5424 SH Sole 5424 iPath DJ AIG Livestock COM 06739h743 231 6900 SH Sole 6900 iShares S&P 100 COM 464287101 220 5100 SH Sole 5100 iShares Tr FTSE Indx COM 464287184 285 9800 SH Sole 9800 Alliance Bernstein Holding LP 01881G106 2095 100771 SH Sole 2,9 9575 91196 Buckeye Partners L P 118230101 298 9250 SH Sole 2 1000 8250 Duncan Energy Partners L.P. 265026104 484 35600 SH Sole 2 2500 33100 Enbridge Energy Partners LP 29250r106 1206 47310 SH Sole 2 800 46510 Energy Transfer Partners L P 29273r109 3714 109210 SH Sole 2 1000 108210 Enterprise Products Partners 293792107 6286 303230 SH Sole 2 2310 300920 Kinder Morgan Energy Partners, 494550106 13765 300865 SH Sole 2,4 1300 299565 Magellan Midstream Partners L. 559080106 7968 263770 SH Sole 2 500 263270 Nustar Energy 67058h102 542 13200 SH Sole 2 750 12450 Oneok Partners 68268N103 4274 93828 SH Sole 2 800 93028 Plains All American Pipeline L 726503105 4600 132605 SH Sole 2 1250 131355 Teppco Partners L P 872384102 394 20150 SH Sole 2 800 19350 Brazil iShares MSCI 464286400 409 11682 SH Sole 2.5 2200 9482 China High Speed Trans Equipme g2112d105 838 692300 SH Sole 692300 Coca-Cola Femsa ADR 191241108 352 8100 SH Sole 8100 EDP Renovais SA Oviedo shs isi e3847k101 733 105400 SH Sole 105400 Hays PLC 1P Gbp Par Ordinary G4361D109 10 10000 SH Sole 10000 Ishares MSCI Emerging Mkts Ind 464287234 348 13920 SH Sole 13920 Mingyuan Medicare Development g6179j103 2 30000 SH Sole 30000 iShares Tr MSCI EAFE Index Fun 464287465 291 6480 SH Sole 6480 REPORT SUMMARY 258 DATA RECORDS 407080 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your 705 Report documentation. -----END PRIVACY-ENHANCED MESSAGE-----