-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NsfMjeRaYVzvTnhUtNWS0/K8gdE6NQoT4Q0kkftKlcsX4KfD+Pj30SlNcSQ5rDIL tAFKTgUUaT95qEiOW7Z73A== 0001193125-08-236064.txt : 20081114 0001193125-08-236064.hdr.sgml : 20081114 20081114082734 ACCESSION NUMBER: 0001193125-08-236064 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALDWIN BROTHERS INC/MA CENTRAL INDEX KEY: 0001021258 IRS NUMBER: 133028618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05814 FILM NUMBER: 081187114 BUSINESS ADDRESS: STREET 1: 3 BARNABAS RD CITY: MARION STATE: MA ZIP: 02738 BUSINESS PHONE: 5087480800 MAIL ADDRESS: STREET 1: 3 BARNABAS ROAD CITY: MARION STATE: MA ZIP: 02738 13F-HR 1 d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER. Report for the Calendar Year or Quarter Ended: September 30, 2008 (Please read instructions before preparing form) If amended report check here: [ ] Baldwin Brothers, Inc. Name of Institutional Investment Manager Michael Baldwin, (508) 748-0800, President, Baldwin Brothers, Inc. Business Address (Street) (City) (State) (Zip) 3 Barnabas Road Marion, MA 02378 Name, Phone No., and Title of Person Duly Authorized to Submit this Report. ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Marion and State of Massachusetts on November 14, 2008 Baldwin Brothers, Inc. (28-5814) (Name of Institutional Investment Manager) /s/ Michael Baldwin ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: - ---------------------- ------------ 1. Michael Baldwin 28-5819 2. David A. Barrett 28-6352 3. 28-5816 4. J. Michael Costello 28-6868 5. Ellen O. Stone 28-7204 6. Kenneth W. Thomae 7. Richard Albright 8. Peter J. Corsi 9. Pauline T. Talbott Baldwin Brothers, Inc. FORM 13F 30-Sep-08
Voting Authority Value Shares/ Sh/ Put/ Invstmt Other ---------------------- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------------- ------------ -------- ------- --- ---- ------- -------- ------- ------ ------- BAC CAP Tr VIII 6% 8/25/35 PRD 05518T209 212 9000 SH Sole 9000 BAC Cap Tr 6.25% 3/29/55 PRD 055189203 251 12070 SH Sole 12070 Bank One Cap Tr Pfd 7.2% PRD 06423w204 210 10500 SH Sole 10500 Barclay's Bank PLS 8.125% PRD 06739H362 742 43400 SH Sole 43400 Citigroup 8.50% Ser F PRD 172967556 178 10250 SH Sole 10250 Citigroup Cap XIV GTD Enhanced PRD 17309E200 265 18000 SH Sole 18000 Comcast Corp new 7% 9/15/55 PRD 20030N408 391 15600 SH Sole 15600 Deutsche Bank Contingent Tr II PRD 25154A108 552 30500 SH Sole 30500 General Electric Cap Corp Pfd PRD 369622444 434 19575 SH Sole 19575 Goldman Dep Sh PRD 38144X500 1052 52000 SH Sole 52000 ING Groep Perpetual 6.375% 06/ PRD 456837608 219 19000 SH Sole 19000 JPM Chase Capital xvitr pfd 6. PRD 481228203 336 16650 SH Sole 16650 Merril Lynch 6.375% PRD 59021V839 147 10750 SH Sole 10750 Merrill Lynch Depository 8.125 PRD 06739H362 251 13200 SH Sole 13200 Royal Bank of Scotland 6.25% PRD 780097762 144 16900 SH Sole 16900 Viacom Inc Pfd 7.25% 06/30/205 PRD 925524407 239 14100 SH Sole 14100 Wells Fargo Cap XII Tr Pfd 7.8 PRD 94985V202 1021 42600 SH Sole 42600 3M Company COM 88579y101 1210 17712 SH Sole 17712 ABB Ltd COM 000375204 4443 229000 SH Sole 2,5,9 5400 223600 AT&T Corp COM 00206R102 353 12647 SH Sole 12647 Abbott Labs COM 002824100 565 9804 SH Sole 9804 Abengoa SA COM E0002V179 239 12000 SH Sole 12000 Aberdeen Asia Pacific Income F COM 003009107 107 21230 SH Sole 21230 Accenture Ltd COM G1150G111 342 9000 SH Sole 9000 Adobe Systems Inc. COM 00724f101 12016 304425 SH Sole 6 150 304275 Aflac Inc COM 001055102 409 6970 SH Sole 6970 Air Products & Chemicals COM 009158106 613 8950 SH Sole 8950 Airgas Inc COM 009363102 11164 224856 SH Sole 224856 Akamai Tech COM 00971t101 504 28899 SH Sole 4,9 1025 27874 Alcatel Lucent ADR COM 013904305 166 43287 SH Sole 43287 Allied Irish Bank ADR COM 019228402 181 11000 SH Sole 11000 Ambase Corp. COM 023164106 18 50000 SH Sole 50000 Ameri Movil SA COM 02364W105 343 7400 SH Sole 7400 American Int'l Group COM 026874107 301 90400 SH Sole 6 27500 62900 American Superconductor Corp COM 030111108 4214 178775 SH Sole 2,5 1950 176825 Amgen COM 031162100 844 14237 SH Sole 14237 Amn Healthcare Services, Inc. COM 001744101 156 8907 SH Sole 8907 Anadarko Petroleum Corp COM 032511107 206 4253 SH Sole 4253 Annaly Capital Management COM 035710409 3857 286750 SH Sole 2,9 2100 284650 Apache Corp COM 037411105 895 8581 SH Sole 8581 Apogee Enterprises Inc. COM 037598109 188 12500 SH Sole 9 50 12450 Apple COM 037833100 1452 12775 SH Sole 9 75 12700
Applied Materials COM 038222105 369 24400 SH Sole 24400 Aquagenix COM 03838r102 0 137000 SH Sole 137000 Aquantive Inc COM 03839g105 260 4050 SH Sole 4050 Atmospheric Glow Technologies COM 049567100 0 33820 SH Sole 33820 Auto Data Network Inc COM 05270Q104 2 15000 SH Sole 15000 Automatic Data Processing Inc COM 053015103 727 16995 SH Sole 16995 Avon Products COM 054303102 4713 113376 SH Sole 113376 BMP Sunstone Corp Com COM 077255107 295 42500 SH Sole 5 1000 41500 BP Plc COM 055622104 1944 38740 SH Sole 38740 Baker Hughes Inc. COM 057224107 578 9550 SH Sole 9550 Banco Bradesco COM 059460303 985 61175 SH Sole 61175 Bancorp Rhode Island COM 059690107 4826 167862 SH Sole 167862 Bank New York Inc COM 064057102 270 8289 SH Sole 8289 Bank of America Corp COM 060505104 8597 245635 SH Sole 4,8 1425 244210 Barr Laboratories COM 068306109 395 6050 SH Sole 6050 Barrick Gold Corporation COM 067901108 4360 118660 SH Sole 2 1000 72660 Bed Bath & Beyond COM 075896100 3331 106060 SH Sole 106060 Berkshire Hathaway Cl B COM 084670207 1802 410 SH Sole 410 Berkshire Hathaway Inc COM 084670108 3004 23 SH Sole 18 Berry Petroleum COM 085789105 1189 30700 SH Sole 30700 BlackRock Pref Inc Strategies COM 09255h105 499 59850 SH Sole 59850 Burlington Northn Inc COM 12189T104 1304 14108 SH Sole 14108 CVS Caremark Corporation COM 126650100 1013 30102 SH Sole 30102 Canadian National Railway COM 136375102 646 13509 SH Sole 13509 Capital One Financial COM 14040H105 3726 73067 SH Sole 73067 Capital Source, Inc. COM 14055X102 1054 85720 SH Sole 9,2 16100 69620 Cardinal Health Inc COM 14149Y108 278 5650 SH Sole 5650 Caterpillar Inc COM 149123101 508 8520 SH Sole 8520 Cepheid Inc. COM 15670r107 732 52900 SH Sole 52900 Chesapeake Energy Corp COM 165167107 2108 58790 SH Sole 2,5 1700 57090 ChevronTexaco Corp COM 166764100 3179 38545 SH Sole 38545 China Construction COM Y1397N101 6 10000 SH Sole 10000 Chubb Corp COM 171232101 288 5248 SH Sole 5248 Church & Dwight Inc. COM 171340102 2391 38505 SH Sole 38505 Cisco Systems Inc COM 17275R102 13876 615062 SH Sole 5,9 300 614762 Citigroup Inc COM 172967101 463 22597 SH Sole 9 50 22547 Claymore S&P Global Water COM 18383Q507 308 15650 SH Sole 15650 Coca Cola Co COM 191216100 643 12166 SH Sole 12166 Cohen & Steers Global Income B COM 19248m103 561 51400 SH Sole 2 5000 46400 Cohen & Steers REIT & Util Inc COM 19247y108 505 40300 SH Sole 2 3500 36800 Colgate Palmolive Co COM 194162103 6581 87332 SH Sole 87332 Comcast Corp New Cl A COM 20030n101 263 13413 SH Sole 13413 Complete Production Services, COM 20453e109 4989 247850 SH Sole 2,9 2600 245250 ConocoPhillips COM 20825C104 2276 31075 SH Sole 31075 Constellation Brands A COM 21036p108 313 14600 SH Sole 14600 Corning Inc COM 219350105 1020 65248 SH Sole 65248 Costco Wholesale Corp COM 22160k105 403 6210 SH Sole 9 50 6160 Cross Ctry Healthcare Inc COM 227483104 64 3907 SH Sole 3907 Cummins Inc COM 231021106 3916 89575 SH Sole 89575 Danaher Corp COM 235851102 8813 126993 SH Sole 8 2000 124993 Deere & Co COM 244199105 700 14135 SH Sole 14135 Deerfield Triarc Capital Corp. COM 244572301 175 24000 SH Sole 24000
Delphi Corp COM 247126105 2 26000 SH Sole 5,9 20800 5200 Deutsche Telekom Spons ADR COM 251566105 1242 81557 SH Sole 81557 Devon Energy Corp COM 25179m103 16484 180746 SH Sole 2,5 1700 179046 Disney Walt Company COM 254687106 616 20074 SH Sole 20074 Dover Corp COM 260003108 689 17001 SH Sole 17001 Dow Chemical Corp COM 260543103 29 900 SH Sole 900 Du Pont E I De Nemours Co COM 263534109 218 5400 SH Sole 5400 Duke Energy Corp (New) COM 26441c105 621 35630 SH Sole 35630 Eaton Corp COM 278058102 449 8000 SH Sole 8000 Eaton Vance nv COM 278265103 715 20294 SH Sole 20294 Echelon Corp COM 27874n105 15 1500 SH Sole 1500 Ecolab Inc. COM 278865100 9075 187030 SH Sole 4,5 400 186630 Emerson Elec Co COM 291011104 4853 118982 SH Sole 5 400 118582 Emrise Corporation COM 29246j101 105 293004 SH Sole 2 86803 206201 EnCana Corporation COM 292505104 2130 32410 SH Sole 32410 EnerNOC, Inc. COM 292764107 525 50794 SH Sole 50794 Energy Conversion Devices COM 292659109 1322 22700 SH Sole 22700 Energy Recovery, Inc. COM 29270j100 2699 281400 SH Sole 9 300 281100 Entergy Corp New COM 29364G103 231 2600 SH Sole 2600 Enterprise Products Partners COM 293792107 287 11136 SH Sole 11136 Equity Residential COM 29476L107 222 5000 SH Sole 5000 Exelon Corp COM 30161n101 305 4872 SH Sole 4872 Exxon Mobil Corp COM 30231g102 12593 162160 SH Sole 162160 FPL Group Inc COM 302571104 456 9068 SH Sole 9 50 9018 Finova Group COM 317928109 0 10000 SH Sole 10000 First Solar, Inc. COM 336433107 4554 24105 SH Sole 24105 Flamel Technologies S.A. ADR COM 338488109 446 60865 SH Sole 2 12000 48865 Fluor Corp COM 343861100 312 5600 SH Sole 5600 Focus Media Holding ltd ADR COM 34415v109 3557 124750 SH Sole 124750 Ford Motor COM 345370100 764 147000 SH Sole 147000 Fortune Brands Inc COM 349631101 476 8300 SH Sole 8300 Freeport-McMoRan Copper&Gold B COM 35671d857 89 1570 SH Sole 1570 Frontier Communications Corp COM 35906a108 795 69100 SH Sole 69100 Gamesa Corp COM E54667113 2968 87975 SH Sole 87975 General Electric Company COM 369604103 12095 474326 SH Sole 9,5,4 1180 473146 General Mills Inc COM 370334104 243 3534 SH Sole 3534 Genzyme Corp COM 372917104 367 4535 SH Sole 4535 Gilead Sciences COM 375558103 7719 169174 SH Sole 5,9 250 168924 Glaxosmithkline Adrs COM 37733w105 333 7664 SH Sole 7664 Goldcorp Inc. COM 380956409 6574 207850 SH Sole 5 300 167550 Goldman Sachs Group COM 38141g104 289 2255 SH Sole 2255 Google Inc. A COM 38259p508 7209 17845 SH Sole 9,5,2 240 17605 Graco COM 384109104 730 20501 SH Sole 20501 Handesbrands, Inc. COM 410345102 6283 288885 SH Sole 4 2200 286685 Heckman Corp COM 422680108 1107 134200 SH Sole 134200 Heinz H J Co COM 423074103 255 5110 SH Sole 5110 Hewlett-Packard Co COM 428236103 1236 26737 SH Sole 26737 Hologic Inc. COM 436440101 5187 268324 SH Sole 5,9 700 267624 Home Depot Inc COM 437076102 781 30150 SH Sole 30150 Home Inns & Hotels COM 449384106 450 32250 SH Sole 32250 Honda Motor Co. Ltd. ADR COM 438128308 1009 33500 SH Sole 33500 Honeywell Int'l COM 438516106 246 5928 SH Sole 5928
Hyflux Ltd. COM Y3817K105 1297 766200 SH Sole 766200 I2 Technologies COM 465754109 291 14400 SH Sole 14400 ICICI Bank Ltd. ADR COM 45104g104 558 23735 SH Sole 23735 IDT Cl B COM 448947309 9 12000 SH Sole 12000 IShares Tr U S Treas Inflation COM 464287176 284 2800 SH Sole 2800 Illinois Tool Works COM 452308109 605 13622 SH Sole 13622 Independent Bank MA COM 453836108 5348 171590 SH Sole 171590 Int'l Business Machines COM 459200101 2662 22758 SH Sole 22758 Intel Corp COM 458140100 3089 164903 SH Sole 164903 Interface Inc CL A COM 458665106 230 20200 SH Sole 20200 Iron Mountain Incorporate COM 462846106 226 9250 SH Sole 9250 Ishares Tr US Real Estate Inde COM 464287739 2303 37175 SH Sole 37175 Ishares Trust S&P Smallcap 600 COM 464287804 893 15000 SH Sole 15000 Itron Inc COM 465741106 1000 11300 SH Sole 11300 J P Morgan Chase & Company COM 46625h100 2661 56972 SH Sole 56972 Jacobs Engr Group COM 469814107 11526 212229 SH Sole 212229 Johnson & Johnson COM 478160104 14138 204077 SH Sole 2 1500 202577 KIT Digital Inc COM 482470101 69 267200 SH Sole 267200 KKR Financial Holdings LLC COM 48248a306 270 42400 SH Sole 3 6000 36400 Kimberly-Clark COM 494368103 1029 15864 SH Sole 15864 Kinross Gold Corp COM 496902107 1807 112100 SH Sole 87100 Koninklijke Ahold NV COM 500467402 172 15000 SH Sole 15000 Kurita Water Inds Ltd COM J37221165 1190 52550 SH Sole 52550 LSI Logic Corp COM 502161102 80 15002 SH Sole 15002 Laboratory Corp Amer Hldgs COM 50540R409 203 2920 SH Sole 2920 Liberty Interactive Group COM 53071M104 230 17839 SH Sole 17839 Liberty Media A New Entertainm COM 53071m500 355 14216 SH Sole 14216 Liberty Media Corp New Com Ser COM 530718105 397 10055 SH Sole 10055 Liberty Ppty Tr COM 531172104 282 7500 SH Sole 7500 Lindsay Corporation COM 535555106 582 8000 SH Sole 8000 Lyris, Inc. COM 55235L104 1738 3280035 SH Sole 2,5,9 1293885 1986150 MRV Communications COM 553477100 193 165000 SH Sole 165000 Manulife Finl Corp COM 56501R106 684 18630 SH Sole 18630 Marchex Inc Cl B COM 56624r108 144 14000 SH Sole 4000 Market Vectors Agrisbusiness COM 5706u6050 253 6875 SH Sole 5 100 6775 Maxim Integrated Prods COM 57772k101 6330 349703 SH Sole 291703 McDonald's Corp COM 580135101 550 8917 SH Sole 8917 Medtronic COM 585055106 1133 22607 SH Sole 22607 Merck & Co COM 589331107 441 13979 SH Sole 13979 Metal Arts Inc COM 591052105 0 20000 SH Sole 20000 Mettler Toledo Int'l COM 592688105 5717 58340 SH Sole 58340 Microsoft Corp Wash COM 594918104 5003 187450 SH Sole 187450 MidCap SPDR Trust Unit Ser 1 S COM 595635103 1082 8210 SH Sole 8210 Migo Software Inc COM 59861T100 0 50019 SH Sole Monsanto Co COM 61166w101 777 7855 SH Sole 7855 Motorola COM 620076109 100 14000 SH Sole 14000 National Energy Group COM 635812209 334 95371 SH Sole 6 68071 27300 National Oilwell Varco COM 637071101 879 17500 SH Sole 17500 Newmont Mining COM 651639106 41 1060 SH Sole 1060 News Corp Inc Class A COM 65248E104 345 28746 SH Sole 28746 Noble Corporation COM G65422100 281 6393 SH Sole 6393 Nokia Corp Sponsored ADR COM 654902204 2926 156879 SH Sole 156879
Novozymes A/S Shs B COM k7317j117 2066 23600 SH Sole 23600 Nuance Communications COM 67020y100 131 10750 SH Sole 4 300 10450 Occidental Petroleum Corp COM 674599105 2420 34350 SH Sole 5 200 34150 Ocean Power Tech COM 674870308 171 20500 SH Sole 20500 Oracle Sys Corp COM 68389X105 16097 792575 SH Sole 5,9 950 791625 PAETEC Holding Corp. COM 695459107 74 34440 SH Sole 34440 PNC Finl Svcs Group COM 693475105 351 4695 SH Sole 4695 PPG Industries COM 693506107 262 4492 SH Sole 4492 Pan American Silver C COM 697900108 2656 119500 SH Sole 119500 Penn West Energy Trust COM 707885109 384 15950 SH Sole 5 400 15550 Pepsico Inc COM 713448108 7573 106254 SH Sole 106254 Petroleo Brasilero ADS COM 71654v408 525 11944 SH Sole 2 1000 10944 Pfizer Inc COM 717081103 859 46600 SH Sole 46600 Philip Morris Int'l COM 718172109 541 11241 SH Sole 11241 Plum Creek Timber Co Inc COM 729251108 256 5130 SH Sole 5130 PowerSecure International, Inc COM 73936n105 1497 247050 SH Sole 5,9 550 221500 Powershares DB Mult Sec Tr Pow COM 73936B408 8108 268380 SH Sole 5,9 250 268130 Primus Guaranty Ltd COM g72457107 31 12000 SH Sole 2 12000 Procter & Gamble Co COM 742718109 7749 111186 SH Sole 111186 QUALCOMM COM 747525103 25187 586159 SH Sole 4 8200 577959 Renewable Energy Corp. COM R7199U100 2485 139275 SH Sole 5 500 138775 Ritchie Bros Acutioneers COM 767744105 70 3000 SH Sole 3000 Roper Industries Inc COM 776696106 979 17190 SH Sole 17190 Royal Dutch Shell PLC ADR COM 780259206 1697 28755 SH Sole 28755 Rstk Long Distance COM 542904107 0 135000 SH Sole 135000 SK Telecom Co., Ltd COM 78440p108 634 33675 SH Sole 33675 SPRD@ Gold Trust COM 78463v107 7396 86945 SH Sole 86945 Schering Plough Corp COM 806605101 426 23046 SH Sole 23046 Schlumberger COM 806857108 11184 143214 SH Sole 2,5 1700 141514 Shamir Optical Industry Ltd COM m83683108 284 45810 SH Sole 45810 Silver Trust iShares COM 46428Q109 5124 432400 SH Sole 2 2500 429900 Southern Co COM 842587107 486 12900 SH Sole 12900 Southern Union Corp. COM 844030106 1120 54216 SH Sole 54216 St. Joe Co COM 790148100 274 7000 SH Sole 7000 Staples COM 855030102 1371 60925 SH Sole 60925 Star Scientific Inc COM 85517p101 114 32000 SH Sole 2 20000 12000 State Street Corp COM 857477103 1174 20644 SH Sole 20644 Steak n Shake Co. COM 857873103 87 10000 SH Sole 10000 Stifel Financial Corp COM 860630102 352 7050 SH Sole 7050 Stryker Corp COM 863667101 856 13740 SH Sole 13740 Sun Hydraulics Inc COM 866942105 183 7032 SH Sole 7032 Suncor Energy Inc COM 867229106 2457 58296 SH Sole 42296 Sunpower Corp Cl A COM 867652109 10569 149010 SH Sole 5 150 148860 Supervalue Inc COM 868536103 628 28939 SH Sole 28939 Swiss Reinsurance Reg COM H84046137 461 8512 SH Sole 8512 Sysco Corp COM 871829107 277 8998 SH Sole 8998 T Rowe Price Group COM 74144t108 360 6700 SH Sole 6700 Target Corp COM 87612e106 955 19475 SH Sole 19475 Teva Pharmaceutical Inds ADR COM 881624209 10263 224142 SH Sole 2,9 2450 221692 Textron Inc COM 883203101 1141 38957 SH Sole 38957 Thermo Fisher Scientific COM 883556102 624 11342 SH Sole 11342 Time Warner Inc COM 887315109 151 11485 SH Sole 11485
Timken Company COM 887389104 5003 176456 SH Sole 176456 Toronto-Dominion Bank COM 891160509 386 6331 SH Sole 6331 Tortoise Energy Infrastructure COM 89147l100 770 34000 SH Sole 9 50 33950 Transwitch Corp COM 894065101 9 16060 SH Sole 16060 Travelers Companies Inc COM 894190107 5912 130803 SH Sole 130803 UltraShort Lehman 20+ Trsy Pro COM 74347r297 1328 21300 SH Sole 21300 UltraShort Lehman 7-10 Yr Trsy COM 74347r313 1356 20300 SH Sole 20300 United Natural Foods COM 911163103 210 8400 SH Sole 8400 United Technologies Corp COM 913017109 1550 25815 SH Sole 25815 Universal Health Rlty Income COM 91359e105 668 17175 SH Sole 17175 Verizon Communications COM 92343v104 465 14493 SH Sole 14493 Vestas Wind Systems COM k9773j128 2369 27903 SH Sole 27903 Virginia Commerce Bank COM 92778q109 906 145000 SH Sole 145000 Vivo Participacoes S.A. COM 92855S200 759 183425 SH Sole 5,9 1300 182125 Walgreen Company COM 931422109 1966 63501 SH Sole 63501 Washington Post cl B COM 939640108 261 469 SH Sole 469 Washington Tr Bancorp Inc Com COM 940610108 2020 75955 SH Sole 75955 Weatherford International COM G95089101 7321 291196 SH Sole 2,9 3050 288146 Wells Fargo & Company COM 949740101 708 18865 SH Sole 18865 Windstream Corp. COM 97381W104 468 42811 SH Sole 42811 WisdomTree Dreyfus Chinese Yua COM 97717w182 226 9000 SH Sole 9000 XTO Energy Inc COM 98385x106 252 5424 SH Sole 5424 iPath DJ AIG Livestock COM 06739h743 275 6900 SH Sole 6900 iShares S&P 100 COM 464287101 271 5100 SH Sole 5100 iShares Tr FTSE Indx COM 464287184 52 1500 SH Sole 1500 Alliance Bernstein Holding LP 01881G106 4458 120456 SH Sole 2,4 6000 114456 Buckeye Partners L P 118230101 352 9500 SH Sole 2 1000 8500 Duncan Energy Partners L.P. 265026104 662 41450 SH Sole 2 1800 39650 Enbridge Energy Partners LP 29250r106 1643 41305 SH Sole 2 800 40505 Energy Transfer Partners L P 29273r109 3727 101200 SH Sole 2 700 100500 Enterprise Products Partners 293792107 7605 295112 SH Sole 2 2310 292802 Kinder Morgan Energy Partners, 494550106 15471 297345 SH Sole 2,4 1500 295845 Magellan Midstream Partners L. 559080106 8442 260550 SH Sole 2 500 260050 Nustar Energy 67058h102 420 9900 SH Sole 2 750 9150 Oneok Partners 68268N103 4588 90448 SH Sole 2 800 89648 Plains All American Pipeline L 726503105 5270 133025 SH Sole 2 1270 131755 Teppco Partners L P 872384102 545 20850 SH Sole 2 800 20050 Brazil iShares MSCI 464286400 6632 117775 SH Sole 2,5 1200 116575 China High Speed Trans Equipme g2112d105 1248 692300 SH Sole 692300 Coca-Cola Femsa ADR 191241108 409 8100 SH Sole 8100 EDP Renovais SA Oviedo shs isi e3847k101 627 79900 SH Sole 79900 Hays PLC 1P Gbp Par Ordinary G4361D109 14 10000 SH Sole 10000 Ishares MSCI Emerging Mkts Ind 464287234 1265 37035 SH Sole 37035 Mingyuan Medicare Development g6179j103 3 30000 SH Sole 30000 iShares Tr MSCI EAFE Index Fun 464287465 3602 63980 SH Sole 63980 Northern Star Mining Corp Warr 665732103 0 300000 SH Sole 300000 REPORT SUMMARY 296 DATA RECORDS 600994 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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