0001021117-19-000006.txt : 20191105 0001021117-19-000006.hdr.sgml : 20191105 20191105113505 ACCESSION NUMBER: 0001021117-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191105 EFFECTIVENESS DATE: 20191105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D L CARLSON INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001021117 IRS NUMBER: 020431934 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05782 FILM NUMBER: 191192282 BUSINESS ADDRESS: STREET 1: 2 CAPITAL PLAZA, SUITE 404 CITY: CONCORD STATE: NH ZIP: 03301-4334 BUSINESS PHONE: 603-224-5977 MAIL ADDRESS: STREET 1: 2 CAPITAL PLAZA, SUITE 404 CITY: CONCORD STATE: NH ZIP: 03301-4334 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001021117 XXXXXXXX 09-30-2019 09-30-2019 D L CARLSON INVESTMENT GROUP INC

2 CAPITAL PLAZA, SUITE 404 CONCORD NH 03301-4334

13F HOLDINGS REPORT 028-05782 N James R Mullins (603)224-5977 James R Mullins Concord NH 11-05-2019 0 148 318720 false INFORMATION TABLE 2 dlc3q1913f.xml AT&T Inc COM 00206r102 2500 66069 SH SOLE 13789 0 52280 Abbott Labs COM 002824100 776 9270 SH SOLE 470 0 8800 Accenture PLC COM g1151c101 954 4958 SH SOLE 1330 0 3628 Adobe Systems COM 00724F101 2698 9768 SH SOLE 2425 0 7343 Advncd Micro Devices Inc COM 007903107 4963 171190 SH SOLE 24830 0 146360 Albemarle Corp. COM 012653101 275 3960 SH SOLE 1935 0 2025 Alerian MLP ETF COM 00162Q866 91 10000 SH SOLE 0 0 10000 Alliant Energy Corp COM 018802108 2642 48983 SH SOLE 7225 0 41758 Alphabet, Inc. Class A COM 02079K305 6720 5503 SH SOLE 729 0 4774 Alphabet, Inc. Class C COM 02079K107 1009 828 SH SOLE 187 0 641 Altria Group Inc COM 02209s103 2668 65238 SH SOLE 6285 0 58953 Amazon.com COM 023135106 8907 5131 SH SOLE 779 0 4352 Amgen COM 031162100 236 1222 SH SOLE 0 0 1222 Analog Devices Inc. COM 032654105 301 2694 SH SOLE 346 0 2348 Annaly Mort Mgmt COM 035710409 123 14000 SH SOLE 0 0 14000 Apple Computer COM 037833100 13144 58686 SH SOLE 9302 0 49384 Ares Capital Corp. COM 04010l103 5335 286313 SH SOLE 46070 0 240243 BCE Inc. COM 05534b760 2646 54655 SH SOLE 7830 0 46825 BHP Billiton PLC ADR COM 05545e209 3740 87298 SH SOLE 10565 0 76733 Becton Dickinson COM 075887109 4903 19383 SH SOLE 3610 0 15773 Berkshire Hathaway CL B New COM 084670702 395 1900 SH SOLE 958 0 942 Boeing Co COM 097023105 3960 10408 SH SOLE 1140 0 9268 Boston Beer COM 100557107 2106 5785 SH SOLE 743 0 5042 Bristol Myers COM 110122108 2776 54738 SH SOLE 4550 0 50188 Cadence Bancorp Class A COM 12739A100 514 29327 SH SOLE 12795 0 16532 Caterpillar Tractor COM 149123101 3774 29879 SH SOLE 3310 0 26569 Centerstate Bank Corp. COM 15201p109 1821 75910 SH SOLE 4965 0 70945 Charles Schwab COM 808513105 2129 50904 SH SOLE 2865 0 48039 Chevron Corp COM 166764100 2552 21516 SH SOLE 2888 0 18628 Cisco Systems COM 17275R102 920 18610 SH SOLE 7690 0 10920 Citigroup COM 172967424 4524 65485 SH SOLE 11050 0 54435 Coca Cola Euro Ptnrs COM g25839104 4676 84335 SH SOLE 16105 0 68230 Constellation Brands, Inc. COM 21036p108 1465 7068 SH SOLE 1685 0 5383 Cree Inc. COM 225447101 6555 133783 SH SOLE 16555 0 117228 CyrusOne, Inc. COM 23283r100 3932 49705 SH SOLE 7505 0 42200 Dominion Res New COM 25746u109 312 3844 SH SOLE 1664 0 2180 E I Du Pont COM 26614n102 271 3795 SH SOLE 214 0 3581 EOG Resources, Inc. COM 26875p101 1942 26166 SH SOLE 3637 0 22529 Elastic NV COM N14506104 3357 40770 SH SOLE 2015 0 38755 Enbridge Inc. COM 29250N105 671 19125 SH SOLE 5089 0 14036 Energy Select Spdr COM 81369y506 367 6200 SH SOLE 3215 0 2985 Enterprise Prods LP COM 293792107 670 23444 SH SOLE 2500 0 20944 Everest Reinsurance Group COM G3223R108 1395 5243 SH SOLE 150 0 5093 Exelon Corp. COM 30161n101 2600 53818 SH SOLE 6160 0 47658 Exxon Mobil COM 30231g102 2393 33896 SH SOLE 5043 0 28853 Facebook Inc. COM 30303m102 4730 26561 SH SOLE 4100 0 22461 Fidelity MSCI Financials ETF COM 316092501 690 16966 SH SOLE 0 0 16966 Fidelity MSCI Health Care ETF COM 316092600 554 12771 SH SOLE 0 0 12771 First Busey Corp COM 319383204 225 8900 SH SOLE 8900 0 0 Floor & Decor Hldgs COM 339750101 3046 59545 SH SOLE 5880 0 53665 Generac Holdings, Inc. COM 368736104 5396 68877 SH SOLE 11657 0 57220 Glacier Bancorp, Inc. COM 37637q105 393 9725 SH SOLE 725 0 9000 Goldman Sachs COM 38141G104 3622 17476 SH SOLE 2398 0 15078 Goldmining Inc. COM 38149E101 12 14000 SH SOLE 0 0 14000 Green Energy Renewable COM 17277D101 0 10000 SH SOLE 0 0 10000 Healthcare Select Sector Spdr COM 81369y209 500 5542 SH SOLE 711 0 4831 Highwood REIT COM 431284108 270 6000 SH SOLE 0 0 6000 Home Depot Inc. COM 437076102 6117 26364 SH SOLE 4751 0 21613 Honeywell Inc. COM 438516106 1060 6265 SH SOLE 1275 0 4990 Huya, Inc. COM 44852d108 1267 53600 SH SOLE 1200 0 52400 IShares Russel 3000 Index COM 464287689 293 1685 SH SOLE 267 0 1418 Illinois Tool Works COM 452308109 4741 30293 SH SOLE 4684 0 25609 Independent Bank Group, Inc. COM 45384b106 1433 27242 SH SOLE 2565 0 24677 Int'l. 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COM 60937p106 4990 41419 SH SOLE 5990 0 35429 Netflix COM 64110l106 3968 14826 SH SOLE 2723 0 12103 Nextera Energy Inc. COM 65339f101 2363 10140 SH SOLE 1075 0 9065 Nike Inc. Cl B COM 654106103 4277 45540 SH SOLE 7240 0 38300 Okta, Inc. COM 679295105 2476 25148 SH SOLE 2590 0 22558 Oneok, Inc COM 682680103 4406 59796 SH SOLE 7660 0 52136 Palo Alto Networks COM 697435105 1494 7332 SH SOLE 2233 0 5099 Parsley Energy, Inc. COM 701877102 1412 84044 SH SOLE 2945 0 81099 Pepsico Inc. COM 713448108 647 4720 SH SOLE 1925 0 2795 Pfizer Inc. COM 717081103 326 9086 SH SOLE 0 0 9086 Preformed Line Prods COM 740444104 273 5000 SH SOLE 0 0 5000 Procter Gamble COM 742718109 5338 42917 SH SOLE 6402 0 36515 Q2 Holdings, Inc. COM 74736l109 3521 44643 SH SOLE 9780 0 34863 Quest Diagnostics Inc. COM 74834l100 2609 24374 SH SOLE 1245 0 23129 Repligen Corp. COM 759916109 2098 27357 SH SOLE 7705 0 19652 Royal Dutch Shell PLC COM 780259206 262 4450 SH SOLE 925 0 3525 SPDR S&P 500 ETF Trust COM 78462f103 261 878 SH SOLE 0 0 878 SPDR S&P Bank ETF COM 78464a797 530 12277 SH SOLE 3060 0 9217 SPDR S&P Biotech ETF COM 78464a870 3498 45872 SH SOLE 6265 0 39607 SPDR S&P Regional Banking ETF COM 78464a698 337 6375 SH SOLE 1825 0 4550 Schwab US Broad Market COM 808524102 1780 25060 SH SOLE 1618 0 23442 Schwab US Div Eqty ETF COM 808524797 2685 49012 SH SOLE 2316 0 46696 Schwab US Large Cap Growth ETF COM 808524300 266 3169 SH SOLE 25 0 3144 Sector SPDR Fincl. Select COM 81369y605 1205 43039 SH SOLE 9635 0 33404 Snap, Inc. COM 83304a106 3183 201470 SH SOLE 10425 0 191045 Solera Bank COM 83420T104 607 53900 SH SOLE 11000 0 42900 Sonos Inc. COM 83570h108 2015 150245 SH SOLE 16240 0 134005 Square Inc. Class A COM 852234103 2872 46360 SH SOLE 8555 0 37805 Starbucks COM 855244109 2596 29356 SH SOLE 6595 0 22761 Stryker Corp. COM 863667101 8082 37363 SH SOLE 6386 0 30977 Surgutneftegaz JSC ADR Pfd COM 868861105 62 11000 SH SOLE 0 0 11000 TJX Cos Inc COM 872540109 450 8075 SH SOLE 1150 0 6925 Target Corp COM 87612e106 2145 20066 SH SOLE 4459 0 15607 Technology Select Sect SPDR COM 81369y803 318 3945 SH SOLE 100 0 3845 Texas Instruments COM 882508104 1216 9410 SH SOLE 4440 0 4970 Tortoise MLP Fund COM 89148b101 171 13900 SH SOLE 10000 0 3900 Total SA/Adr COM 89151E109 1512 29085 SH SOLE 6095 0 22990 Travelers Companies COM 89417e109 659 4434 SH SOLE 1600 0 2834 Twitter, Inc. COM 90184l102 2149 52155 SH SOLE 2015 0 50140 US Bancorp COM 902973304 286 5168 SH SOLE 1500 0 3668 Union Pacific Corp. COM 907818108 348 2150 SH SOLE 231 0 1919 Uranium Energy Corp COM 916896103 17 18000 SH SOLE 0 0 18000 Utilities Select Sector SPDR COM 81369y886 1749 27009 SH SOLE 4857 0 22152 VICI Properties, Inc. COM 925652109 3651 161186 SH SOLE 25495 0 135691 Vanguard Dividend Appreciation COM 921908844 584 4882 SH SOLE 955 0 3927 Vanguard FTSE Dev. Market COM 921943858 282 6868 SH SOLE 0 0 6868 Vanguard Int'l Eqty Small Cap COM 922042718 240 2350 SH SOLE 0 0 2350 Vanguard Reit COM 922908553 2154 23097 SH SOLE 5056 0 18041 Vanguard Small Cap EFT COM 922908751 367 2387 SH SOLE 0 0 2387 Vanguard Value Index Fd ETF COM 922908744 346 3102 SH SOLE 0 0 3102 Verizon COM 92343v104 2212 36646 SH SOLE 12165 0 24481 WEC Energy Group, Inc. COM 92939U106 341 3582 SH SOLE 2520 0 1062 Walt Disney Co. COM 254687106 800 6142 SH SOLE 860 0 5282 Wells Fargo & Co. COM 949746101 2195 43525 SH SOLE 6760 0 36765 Welltower, Inc. COM 95040Q104 4024 44395 SH SOLE 7620 0 36775 Weyerhaeuser Co COM 962166104 222 8000 SH SOLE 0 0 8000 Zoetis Inc. COM 98978v103 3317 26625 SH SOLE 2890 0 23735 iShares Core S&P 500 Index COM 464287200 1197 4010 SH SOLE 0 0 4010 iShares Core US Value COM 464287663 723 12502 SH SOLE 641 0 11861 iShares DJ US Tech Sec COM 464287721 475 2328 SH SOLE 475 0 1853 iShares Global Telecom COM 464287275 317 5542 SH SOLE 1180 0 4362 iShares Russell 1000 COM 464287622 557 3383 SH SOLE 0 0 3383 iShares Russell 2000 COM 464287655 347 2291 SH SOLE 0 0 2291 iShares S&P Global Cons Stpls COM 464288737 283 5155 SH SOLE 1680 0 3475 iShares SP MidCap 400 COM 464287507 754 3901 SH SOLE 650 0 3251 First Republic Bank 5.5 pfd PFD 336158803 693 26020 SH SOLE 5200 0 20820 JP Morgan Chase 6.1 pfd PFD 48127X542 1369 52831 SH SOLE 16275 0 36556 Wells Fargo 5.70 Pfd PFD 94988u714 1118 43637 SH SOLE 9350 0 34287 Wells Fargo B 5.25 Pfd PFD 949746655 202 8140 SH SOLE 5000 0 3140 Wells Fargo & Co 7.50 Cv Pfd S COM 949746804 304 200 SH SOLE 200 0 0