0001020918-14-000008.txt : 20141024 0001020918-14-000008.hdr.sgml : 20141024 20141024163236 ACCESSION NUMBER: 0001020918-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141024 DATE AS OF CHANGE: 20141024 EFFECTIVENESS DATE: 20141024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROTHSCHILD INVESTMENT CORP /IL CENTRAL INDEX KEY: 0001020918 IRS NUMBER: 362708660 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05772 FILM NUMBER: 141172800 BUSINESS ADDRESS: STREET 1: 311 SOUTH WACKER DRIVE STREET 2: SUITE 6500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129838900 MAIL ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 6500 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001020918 XXXXXXXX 09-30-2014 09-30-2014 ROTHSCHILD INVESTMENT CORP /IL

311 S WACKER DR SUITE 6500 CHICAGO IL 60606

13F HOLDINGS REPORT 028-05772 N Bradley C. Drake 312-983-8956 Bradley C. Drake Chicago IL 10-24-2014 0 493 821414 false INFORMATION TABLE 2 inftable.xml AES TR III PFD CV 6.75% CV PFD 00808n202 1176 22910 SH DFND 0 0 22910 100,000THS CEF COHEN & STEERS COM bkc47l109 0 87208 SH DFND 0 0 87208 3M CO COM COM 88579Y101 3368 23769 SH DFND 0 0 23769 ABBOTT LABS COM 002824100 3652 87806 SH DFND 0 0 87806 ABBVIE INC COM COM 00287Y109 12681 219538 SH DFND 0 0 219538 ABRAXAS PETE CORP COM COM 003830106 106 20000 SH DFND 0 0 20000 ACCENTURE PLC IRELAND CL A COM g1151c101 1034 12712 SH DFND 0 0 12712 ADVANTAGE OIL & GAS LTD COM COM 00765F101 1394 273800 SH DFND 0 0 273800 AEGON N V ORD AMER REG COM 007924103 211 25683 SH DFND 0 0 25683 AGCO CORP COM 001084102 2198 48355 SH DFND 0 0 48355 AGL RES INC COM 001204106 245 4769 SH DFND 0 0 4769 AIR PRODUCTS & CHEMICALS COM 009158106 260 2000 SH DFND 0 0 2000 ALASKA AIR GROUP INC COM 011659109 731 16798 SH DFND 0 0 16798 ALCOA INC. COM 013817101 4720 293342 SH DFND 0 0 293342 ALLSTATE CORP COM COM 020002101 699 11395 SH DFND 0 0 11395 ALPS ETF TR BARRONS 400 ETF COM 00162q726 202 6675 SH DFND 0 0 6675 ALTRIA GROUP INC COM 02209S103 486 10585 SH DFND 0 0 10585 AMAZON COM INC COM COM 023135106 579 1796 SH DFND 0 0 1796 AMBIT BIOSCIENCES CORP COM COM 02318x100 472 30630 SH DFND 0 0 30630 AMEREN CORP COM COM 023608102 736 19195 SH DFND 0 0 19195 AMERICAN CAP AGY CORP COM COM 02503x105 767 36090 SH DFND 0 0 36090 AMERICAN ELECTRIC POWER COM 025537101 809 15503 SH DFND 0 0 15503 AMERICAN EXPRESS CO COM 025816109 284 3246 SH DFND 0 0 3246 AMERICAN INTL GROUP INC COM NE COM 026874784 5848 108260 SH DFND 0 0 108260 AMERIPRISE FINL INC COM COM 03076c106 438 3553 SH DFND 0 0 3553 AMETEK INC NEW COM COM 031100100 1403 27948 SH DFND 0 0 27948 AMGEN INC COM 031162100 5367 38213 SH DFND 0 0 38213 ANNALY CAP MGMT INC COM COM 035710409 623 58362 SH DFND 0 0 58362 AON PLC SHS CL A COM g0408v102 1526 17402 SH DFND 0 0 17402 APACHE CORP COM 037411105 839 8934 SH DFND 0 0 8934 APOLLO EDUCATION GROUP INC CL COM 037604105 648 25775 SH DFND 0 0 25775 APPLE COMPUTER INC COM 037833100 24791 246065 SH DFND 0 0 246065 ARCH COAL INC COM COM 039380100 96 45500 SH DFND 0 0 45500 ARCHER DANIELS MIDLAND COM 039483102 539 10551 SH DFND 0 0 10551 ARES CAP CORP COM COM 04010l103 2503 154872 SH DFND 0 0 154872 AT&T INC COM COM 00206r102 8324 236204 SH DFND 0 0 236204 AUTOMATIC DATA PROCESSING COM 053015103 1129 13595 SH DFND 0 0 13595 AVERY DENNISON CORP COM 053611109 308 6900 SH DFND 0 0 6900 AVON PRODS INC COM COM 054303102 345 27405 SH DFND 0 0 27405 BANK OF AMER CORP COM 060505104 6381 374259 SH DFND 0 0 374259 BARRICK GOLD CORP COM 067901108 468 31900 SH DFND 0 0 31900 BAXTER INTERNATIONAL INC COM 071813109 1949 27162 SH DFND 0 0 27162 BEBIDA BEVERAGE CO COM NEW COM 07557q203 0 500000 SH DFND 0 0 500000 BEMIS INC COM COM 081437105 677 17814 SH DFND 0 0 17814 BERKSHIRE HATHAWAY INC CL B COM 084670702 6958 50369 SH DFND 0 0 50369 BERKSHIRE HATHAWAY INC DEL COM 084670108 414 2 SH DFND 0 0 2 BIRCHCLIFF ENERGY NEW COM COM 090697103 1463 154030 SH DFND 0 0 154030 BJS RESTAURANTS INC COM COM 09180c106 8411 233700 SH DFND 0 0 233700 BOEING COMPANY COM 097023105 11317 88841 SH DFND 0 0 88841 BORG WARNER AUTOMOTIVE INC COM COM 099724106 214 4060 SH DFND 0 0 4060 BP PLC SPONSORED ADR COM 055622104 4017 91408 SH DFND 0 0 91408 BRANDYWINE RLTY TR SH BEN INT COM 105368203 186 13200 SH DFND 0 0 13200 BREITBURN ENGY PRTNR COM UT LT COM 106776107 915 45046 SH DFND 0 0 45046 BRIGGS & STRATTON CORP COM COM 109043109 241 13400 SH DFND 0 0 13400 BRINKER INTERNATIONAL INC COM 109641100 202 3980 SH DFND 0 0 3980 BRISTOL MYERS SQUIBB CO COM 110122108 3685 72000 SH DFND 0 0 72000 BUNGE LIMITED COM COM g16962105 220 2609 SH DFND 0 0 2609 CABELAS INC COM COM 126804301 1114 18919 SH DFND 0 0 18919 CABLEVISION SYS CORP CL A COM 12686C109 203 11575 SH DFND 0 0 11575 CALFRAC WELL SRVCS LTD COM COM 129584108 1781 114480 SH DFND 0 0 114480 CANADIAN NATL RY CO COM COM 136375102 2690 37915 SH DFND 0 0 37915 CARBO CERAMICS INC COM 140781105 503 8495 SH DFND 0 0 8495 CATERPILLAR TRACTOR COM 149123101 645 6515 SH DFND 0 0 6515 CELGENE CORP COM COM 151020104 10769 113624 SH DFND 0 0 113624 CERAGON NETWORKS LTD ORD COM M22013102 37 15385 SH DFND 0 0 15385 CHESAPEAKE ENERGY CORP COM 165167107 1609 70000 SH DFND 0 0 70000 CHEVRON TEXACO CORP COM COM 166764100 6085 50995 SH DFND 0 0 50995 CHICAGO BRIDGE & IRON NY REGIS COM 167250109 7483 129355 SH DFND 0 0 129355 CISCO SYS INC COM 17275R102 7212 286535 SH DFND 0 0 286535 CITIGROUP INC COM COM 172967424 420 8109 SH DFND 0 0 8109 CLAYMORE EXCHANGE TRD GUGG ENH COM 18383m654 309 6168 SH DFND 0 0 6168 CLAYMORE EXCHANGE TRD GUGG SPI COM 18383m605 516 11440 SH DFND 0 0 11440 CLIFFS NATURAL RESOURC COM COM 18683K101 642 61865 SH DFND 0 0 61865 COACH INC COM COM 189754104 695 19520 SH DFND 0 0 19520 COBALT INTL ENERGY INC COM COM 19075f106 236 17370 SH DFND 0 0 17370 COCA COLA COMPANY COM 191216100 1954 45814 SH DFND 0 0 45814 COHEN & STEERS QTY RLY COM COM 19247L106 2245 211155 SH DFND 0 0 211155 COMPUGEN LTD ORD COM m25722105 3648 425705 SH DFND 0 0 425705 CONAGRA INC COM 205887102 231 7000 SH DFND 0 0 7000 CONOCOPHILLIPS COM 20825C104 14362 187693 SH DFND 0 0 187693 CONSOLIDATED EDISON NEW YORK COM 209115104 1015 17915 SH DFND 0 0 17915 CORNING INC COM 219350105 2759 142650 SH DFND 0 0 142650 COSTCO WHOLESALE CORP-NEW COM 22160K105 781 6230 SH DFND 0 0 6230 COVANTA HOLDINGS CP COM 22282e102 361 17000 SH DFND 0 0 17000 CREW ENERGY INC COM COM 226533107 1538 173760 SH DFND 0 0 173760 CSX CORPORATION COM 126408103 281 8750 SH DFND 0 0 8750 CUMMINGS ENGINE CO INC COM 231021106 312 2365 SH DFND 0 0 2365 CVR PARTNERS LP COM COM 126633106 1184 86200 SH DFND 0 0 86200 CVS HEALTH CORPORATION COM 126650100 2263 28428 SH DFND 0 0 28428 DANAHER CORP DEL COM COM 235851102 1294 17032 SH DFND 0 0 17032 DARDEN RESTAURANTS, INC. COM 237194105 434 8430 SH DFND 0 0 8430 DEAN FOODS CO NEW COM COM 242370203 188 14200 SH DFND 0 0 14200 DECKERS OUTDOOR CORP COM COM 243537107 721 7420 SH DFND 0 0 7420 DEERE & COMPANY COM 244199105 3055 37258 SH DFND 0 0 37258 DEVRY EDUCATION GROUP INC. COM 251893103 214 5000 SH DFND 0 0 5000 DIEBOLD INC COM COM 253651103 680 19240 SH DFND 0 0 19240 DIGITAL RLTY TR INC COM COM 253868103 830 13300 SH DFND 0 0 13300 DISCOVER FINL SVCS INC COM 254709108 8214 127567 SH DFND 0 0 127567 DOLBY LABORATORIES INC COM COM 25659t107 256 6114 SH DFND 0 0 6114 DOLLAR TREE INC COM COM 256746108 2234 39850 SH DFND 0 0 39850 DOMINION RESOURCES INC VA COM 25746u109 240 3476 SH DFND 0 0 3476 DOMINOS PIZZA INC COM COM 25754a201 469 6100 SH DFND 0 0 6100 DOMTAR CORP COM NEW COM 257559203 899 25600 SH DFND 0 0 25600 DONNELLEY R R & SONS CO COM 257867101 835 50750 SH DFND 0 0 50750 DOW CHEMICAL CORPORATION COM 260543103 5117 97577 SH DFND 0 0 97577 DUKE ENERGY COMPANY COM 26441C204 3131 41876 SH DFND 0 0 41876 E I DU PONT DE NEMOURS & CO COM 263534109 11618 161906 SH DFND 0 0 161906 E M C CORP COM 268648102 789 26952 SH DFND 0 0 26952 EATON CORP PLC SHS COM g29183103 787 12415 SH DFND 0 0 12415 EBAY INC COM COM 278642103 1700 30028 SH DFND 0 0 30028 EMERSON ELECTRIC CO COM 291011104 1458 23305 SH DFND 0 0 23305 ENBRIDGE ENERGY PRTNRS COM COM 29250r106 2586 66561 SH DFND 0 0 66561 ENTERPRISE PRODS PARTNERS LP C COM 293792107 2669 66230 SH DFND 0 0 66230 EOG RES INC COM COM 26875P101 679 6860 SH DFND 0 0 6860 EQUITY COMWLTH COM SH BEN INT COM 294628102 386 15000 SH DFND 0 0 15000 ESCROW DWS RREEF REAL ESTATE F COM esc233990 0 54785 SH DFND 0 0 54785 EXELON CORP COM 30161N101 2306 67642 SH DFND 0 0 67642 EXPRESS SCRIPTS HOLDING CO. COM 30219g108 207 2924 SH DFND 0 0 2924 EXXON MOBIL CORP COM COM 30231G102 6915 73524 SH DFND 0 0 73524 EZCHIP SEMICONDUCTOR LTD CP COM m4146y108 9214 382020 SH DFND 0 0 382020 FACEBOOK INC CL A COM 30303m102 1678 21236 SH DFND 0 0 21236 FAMOUS DAVES AMER INC COM COM 307068106 766 28450 SH DFND 0 0 28450 FEDEX CORP COM 31428X106 876 5425 SH DFND 0 0 5425 FIRST N B ANCHRAG ALAS COM COM 32112j106 518 305 SH DFND 0 0 305 FIRST TR ENRGY INC & GRWTH FD COM 33738g104 665 18072 SH DFND 0 0 18072 FIRST TR EXCH TRADE FD NASD TE COM 33738r118 764 28225 SH DFND 0 0 28225 FIRST TR LRG CP VL ALPHADEX FD COM 33735j101 210 4940 SH DFND 0 0 4940 FIVE BELOW INC COM COM 33829m101 505 12750 SH DFND 0 0 12750 FOOT LOCKER INC COM COM 344849104 984 17689 SH DFND 0 0 17689 FORD MOTOR COMPANY COM 345370860 3841 259687 SH DFND 0 0 259687 FREEPORT-MCMORAN, INC COM 35671D857 2387 73095 SH DFND 0 0 73095 FRESH DEL MONTE PROD ORD COM g36738105 1937 60725 SH DFND 0 0 60725 FRONTIER COMMUNICATIONS CORP C COM 35906a108 675 103745 SH DFND 0 0 103745 GAMESTOP CORP NEW CL A COM 36467w109 430 10425 SH DFND 0 0 10425 GANNETT INC DEL COM 364730101 975 32850 SH DFND 0 0 32850 GAP INC COM 364760108 986 23639 SH DFND 0 0 23639 GENERAC HLDGS INC COM COM 368736104 586 14466 SH DFND 0 0 14466 GENERAL DYNAMICS COM 369550108 426 3350 SH DFND 0 0 3350 GENERAL ELECTRIC CO COM 369604103 19739 770443 SH DFND 0 0 770443 GENERAL MILLS INC COM 370334104 386 7643 SH DFND 0 0 7643 GENERAL MTRS CO COM COM 37045v100 760 23781 SH DFND 0 0 23781 GENTEX CORP COM COM 371901109 413 15417 SH DFND 0 0 15417 GENUINE PARTS CO COM 372460105 643 7329 SH DFND 0 0 7329 GILEAD SCIENCES INC COM COM 375558103 584 5482 SH DFND 0 0 5482 GLAXO SMITHKLINE PLC SPONS ADR COM 37733w105 1419 30877 SH DFND 0 0 30877 GLOBAL X FDS GLB X GURU INDEX COM 37950e341 710 26964 SH DFND 0 0 26964 GOLAR LNG LTD BERMUDA SHS COM g9456a100 1049 15800 SH DFND 0 0 15800 GOLDMAN SACHS GROUP COM COM 38141G104 7137 38881 SH DFND 0 0 38881 GOOGLE INC CL A COM 38259p508 6038 10262 SH DFND 0 0 10262 GOOGLE INC CL C COM 38259p706 6285 10886 SH DFND 0 0 10886 HAIN CELESTIAL GROUP INC COM COM 405217100 1234 12060 SH DFND 0 0 12060 HALLIBURTON COMPANY COM 406216101 7070 109592 SH DFND 0 0 109592 HARSCO CORP COM COM 415864107 319 14900 SH DFND 0 0 14900 HCA HOLDINGS INC COM COM 40412c101 3080 43680 SH DFND 0 0 43680 HCA-HEALTHCARE CO COM 404119109 1125 15960 SH DFND 0 0 15960 HCP INC COM COM 40414l109 302 7600 SH DFND 0 0 7600 HILLENBRAND INC COM COM 431571108 448 14500 SH DFND 0 0 14500 HOLLYFRONTIER CORP COM COM 436106108 5729 131160 SH DFND 0 0 131160 HOME DEPOT INC COM 437076102 3873 42212 SH DFND 0 0 42212 HONEYWELL INTL COM 438516106 2088 22426 SH DFND 0 0 22426 HUNTSMAN CORP COM COM 447011107 537 20661 SH DFND 0 0 20661 ILLINOIS TOOL WORKS COM 452308109 2846 33717 SH DFND 0 0 33717 IMPERIAL OIL LTD COM NEW COM 453038408 265 5617 SH DFND 0 0 5617 INCYTE PHARMACEUTICALS COM COM 45337C102 359 7320 SH DFND 0 0 7320 ING GROEP N V SPONSORED ADR COM 456837103 430 30283 SH DFND 0 0 30283 INPHI CORP COM COM 45772f107 679 47200 SH DFND 0 0 47200 INTEGRYS ENERGY GRP INC COM COM 45822p105 1758 27119 SH DFND 0 0 27119 INTEL CORPORATION COM 458140100 4067 116791 SH DFND 0 0 116791 INTERNATIONAL BUSINESS MACHINE COM 459200101 6175 32528 SH DFND 0 0 32528 INTERNATIONAL PAPER CO COM 460146103 980 20525 SH DFND 0 0 20525 IRON MTN INC PA COM COM 462846106 569 17430 SH DFND 0 0 17430 ISHARES INC MSCI GERMAN COM 464286806 827 29856 SH DFND 0 0 29856 ISHARES INC MSCI ITALY COM 464286855 1299 82777 SH DFND 0 0 82777 ISHARES INC MSCI S KOREA COM 464286772 305 5040 SH DFND 0 0 5040 ISHARES INC MSCI SWEDEN COM 464286756 404 12195 SH DFND 0 0 12195 ISHARES MSCI SPAN CP ETF COM 464286764 1245 32013 SH DFND 0 0 32013 ISHARES MSCI UK ETF (DE) SHARE COM 46434v548 732 37775 SH DFND 0 0 37775 ISHARES TR MSCI EMERG MKT COM 464287234 236 5679 SH DFND 0 0 5679 ISHARES TR RUSSELL 2000 COM 464287655 3534 32320 SH DFND 0 0 32320 J P MORGAN CHASE & CO COM COM 46625h100 16976 281801 SH DFND 0 0 281801 JACOBS ENGR GROUP INC COM COM 469814107 5785 118502 SH DFND 0 0 118502 JETBLUE AWYS CORP COM COM 477143101 350 33000 SH DFND 0 0 33000 JOHNSON & JOHNSON COM 478160104 6526 61227 SH DFND 0 0 61227 KIMBERLY CLARK CORP COM 494368103 272 2524 SH DFND 0 0 2524 KINDER MORGAN ENERGY PTNRS LP COM 494550106 6108 65483 SH DFND 0 0 65483 KINDER MORGAN INC DEL COM COM 49456b101 7673 200133 SH DFND 0 0 200133 KING DIGITAL ENTMT PLC ORD SHS COM g5258j109 1338 105345 SH DFND 0 0 105345 KOHLS CORP COM 500255104 4704 77080 SH DFND 0 0 77080 KRAFT FOODS GROUP INC COM COM 50076q106 283 5020 SH DFND 0 0 5020 KROGER CO COM 501044101 733 14100 SH DFND 0 0 14100 LAREDO PETROLEUM INC COM COM 516806106 426 19000 SH DFND 0 0 19000 LAS VEGAS SANDS CORP COM COM 517834107 8886 142846 SH DFND 0 0 142846 LEVY ACQUISITION CORP UNIT 1 0 COM 52748t203 337 33400 SH DFND 0 0 33400 LIFE TIME FITNESS INC COM COM 53217r207 455 9020 SH DFND 0 0 9020 LILLY ELI & COMPANY COM 532457108 2397 36958 SH DFND 0 0 36958 LINCOLN NATL CORP IND COM COM 534187109 609 11360 SH DFND 0 0 11360 LINNCO LLC COMSHS LTD INT COM 535782106 245 8465 SH DFND 0 0 8465 LOCKHEED MARTIN CORP COM 539830109 1709 9351 SH DFND 0 0 9351 LOWES COS INC COM COM 548661107 2314 43721 SH DFND 0 0 43721 MARKET VECTORS ETF TR MKT VECT COM 57060u134 446 14252 SH DFND 0 0 14252 MARKWEST ENERGY PARTNR UNIT LT COM 570759100 937 12200 SH DFND 0 0 12200 MASTERCARD INC COM COM 57636q104 382 5163 SH DFND 0 0 5163 MB FINL INC COM COM 55264u108 582 21036 SH DFND 0 0 21036 MCDONALDS CORPORATION COM 580135101 3632 38310 SH DFND 0 0 38310 MCKENZIE BAY INTL LTD COM COM 581531100 0 10000 SH DFND 0 0 10000 MEDICAL PPTYS TR INC COM COM 58463j304 1172 95600 SH DFND 0 0 95600 MEDTRONIC INC COM 585055106 1793 28942 SH DFND 0 0 28942 MELLANOX TECH LTD SHS COM m51363113 742 16530 SH DFND 0 0 16530 MERCK & COMPANY INC. COM 58933y105 3928 66254 SH DFND 0 0 66254 METLIFE INC COM COM 59156r108 1351 25143 SH DFND 0 0 25143 MICROSOFT CORP COM 594918104 8034 173293 SH DFND 0 0 173293 MILLER INDS COM 600551204 1867 110487 SH DFND 0 0 110487 MONDELEZ INTL INC CL A COM 609207105 406 11863 SH DFND 0 0 11863 MONSANTO CO NEW COM COM 61166W101 638 5672 SH DFND 0 0 5672 MORGAN STANLEY COM NEW COM 617446448 934 27024 SH DFND 0 0 27024 MYLAN LABS INC COM 628530107 7380 162225 SH DFND 0 0 162225 NESTLE S A REP RG SH ADR COM 641069406 508 6910 SH DFND 0 0 6910 NETEASE INC SPONSORED ADR COM 64110w102 231 2695 SH DFND 0 0 2695 NEW MTN FIN CORP COM COM 647551100 471 32044 SH DFND 0 0 32044 NEWELL RUBBERMAID INC. COM 651229106 516 14990 SH DFND 0 0 14990 NEXTERA ENERGY INC COM COM 65339F101 446 4756 SH DFND 0 0 4756 NIELSEN N V COM COM n63218106 1071 24170 SH DFND 0 0 24170 NIKE INC CLASS B COM 654106103 532 5963 SH DFND 0 0 5963 NISOURCE INC. COM COM 65473p105 1074 26200 SH DFND 0 0 26200 NOBLE CORP PLC SHS COM g65431101 3818 171816 SH DFND 0 0 171816 NORDSTROM INC COM 655664100 1320 19311 SH DFND 0 0 19311 NORFOLK SOUTHERN CORP COM 655844108 1546 13849 SH DFND 0 0 13849 NORTHERN TRUST CORPORATION COM 665859104 486 7147 SH DFND 0 0 7147 NORTHROP GRUMMAN CORP COM COM 666807102 272 2068 SH DFND 0 0 2068 NOVARTIS A G SPONSORED ADR COM 66987V109 2261 24023 SH DFND 0 0 24023 NOVO NORDISK COM 670100205 295 6191 SH DFND 0 0 6191 NUCOR CORP COM 670346105 1203 22165 SH DFND 0 0 22165 OCCIDENTAL PETE CORP COM 674599105 1071 11139 SH DFND 0 0 11139 OIL SVC HOLDRS TR DEPOSTRY RCP COM 57060u191 268 5400 SH DFND 0 0 5400 ON ASSIGNMENT INC COM COM 682159108 941 35035 SH DFND 0 0 35035 ORACLE SYS CORP COM 68389X105 1422 37147 SH DFND 0 0 37147 PEPSICO INC COM 713448108 2363 25384 SH DFND 0 0 25384 PETMED EXPRESS INC COM COM 716382106 1466 107761 SH DFND 0 0 107761 PFIZER INC COM 717081103 9015 304878 SH DFND 0 0 304878 PHILIP MORRIS INTL INC COM COM 718172109 1524 18273 SH DFND 0 0 18273 PHILLIPS 66 COM COM 718546104 1516 18645 SH DFND 0 0 18645 PINNACLE WEST CAPITAL CORP USD COM 723484101 3205 58660 SH DFND 0 0 58660 PITNEY BOWES INC COM 724479100 852 34100 SH DFND 0 0 34100 PORTOLA PHARMACEUTICAL COM COM 737010108 453 17910 SH DFND 0 0 17910 POTBELLY CORP COM COM 73754y100 2540 217850 SH DFND 0 0 217850 POWERSHARES ETF TRUST DYNA BUY COM 73935x286 401 8960 SH DFND 0 0 8960 POWERSHARES ETF TRUST FTSE RAF COM 73935x583 563 6400 SH DFND 0 0 6400 POWERSHARES ETF TRUST PRVT EQT COM 73935x195 199 17900 SH DFND 0 0 17900 POWERSHARES QQQ TR UNIT SER 1 COM 73935A104 255 2582 SH DFND 0 0 2582 PPG INDS INC COM COM 693506107 1008 5123 SH DFND 0 0 5123 PPL CORPORATION COM 69351T106 512 15600 SH DFND 0 0 15600 PRAXAIR INC COM 74005P104 1111 8610 SH DFND 0 0 8610 PRICE T ROWE GROUP INC COM COM 74144t108 1290 16450 SH DFND 0 0 16450 PROCTER & GAMBLE CO COM 742718109 4008 47863 SH DFND 0 0 47863 PROGRESSIVE CORP OHIO COM 743315103 1093 43241 SH DFND 0 0 43241 PROSHARES TR ULTSHT RUSS2000 COM 74348a319 236 4800 SH DFND 0 0 4800 PURECYCLE CORP COM NEW COM 746228303 299 46200 SH DFND 0 0 46200 QRS MUSIC TECHNOLOGIES COM COM 74726W107 9 25000 SH DFND 0 0 25000 QUALCOMM INC COM 747525103 19180 256521 SH DFND 0 0 256521 QUICKLOGIC CORP COM COM 74837p108 248 82900 SH DFND 0 0 82900 RAYTHEON CO COM 755111507 1624 15985 SH DFND 0 0 15985 REVENUESHARES ETF TR SMALL CAP COM 761396308 537 10362 SH DFND 0 0 10362 ROUNDYS INC COM COM 779268101 66 22200 SH DFND 0 0 22200 ROYCE FOCUS TR COM COM 78080n108 318 40412 SH DFND 0 0 40412 RSTK STD BANCSHARES INC HICKOR COM 853993442 0 104086 SH DFND 0 0 104086 RUSHNET INC COM COM 782074108 0 4000000 SH DFND 0 0 4000000 SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 545 28700 SH DFND 0 0 28700 SCHLUMBERGER COM 806857108 1206 11859 SH DFND 0 0 11859 SCRIPPS NETWORKS INTERACTIVE I COM 811065101 7549 96669 SH DFND 0 0 96669 SELECT SECTOR SPDR TR SBI INT- COM 81369y605 2427 104759 SH DFND 0 0 104759 SEMPRA ENERGY COM COM 816851109 220 2083 SH DFND 0 0 2083 SHIRE LTD SHS COM g8124v108 380 4395 SH DFND 0 0 4395 SOLAZYME INC COM COM 83415t101 255 34150 SH DFND 0 0 34150 SOUTHERN COMPANY COM 842587107 1184 27128 SH DFND 0 0 27128 SPDR S&P 500 ETF TR UNIT SER 1 COM 78462F103 706 3581 SH DFND 0 0 3581 SPDR S&P MIDCAP 400 ETF TR UNI COM 78467y107 10071 40392 SH DFND 0 0 40392 SPDR SER TR S&P HOMEBUILDERS E COM 78464a888 666 22500 SH DFND 0 0 22500 SPDR SERIES TRUST S&P REGL BKG COM 78464a698 507 13400 SH DFND 0 0 13400 SPIDER GOLD TR SHS COM 78463V107 545 4694 SH DFND 0 0 4694 STANLEY BLACK & DECKER COM COM 854502101 7017 79026 SH DFND 0 0 79026 STAPLES INC COM COM 855030102 660 54525 SH DFND 0 0 54525 STARBUCKS CORP COM COM 855244109 770 10204 SH DFND 0 0 10204 STARWOOD PPTY TR INC COM COM 85571b105 5582 254205 SH DFND 0 0 254205 STARWOOD WAYPOINT RESIDENTIAL COM 85571w109 683 26260 SH DFND 0 0 26260 STATE STREET BOSTON CORP COM 857477103 633 8600 SH DFND 0 0 8600 STRYKER CORP COM 863667101 797 9875 SH DFND 0 0 9875 SUNTRUST BKS INC COM COM 867914103 279 7328 SH DFND 0 0 7328 SYSCO CORP COM 871829107 3887 102415 SH DFND 0 0 102415 TARGET CORP COM COM 87612E106 1082 17270 SH DFND 0 0 17270 TE CONNECTIVITY LTD COM H84989104 633 11450 SH DFND 0 0 11450 TEARLAB CORP COM COM 878193101 35 10300 SH DFND 0 0 10300 TECO ENERGY INC COM COM 872375100 1465 84300 SH DFND 0 0 84300 TELETECH HOLDING COM 879939106 1721 70000 SH DFND 0 0 70000 TERANGA GOLD CORP CDA COM COM 880797105 7 10857 SH DFND 0 0 10857 TEREX CORP NEW COM COM 880779103 940 29579 SH DFND 0 0 29579 TEVA PHARMACEUTICAL COM 881624209 581 10801 SH DFND 0 0 10801 THERMO FISHER SCIENTIFIC COM 883556102 3437 28240 SH DFND 0 0 28240 TIFFANY & CO COM 886547108 624 6475 SH DFND 0 0 6475 TILLYS INC CL A COM 886885102 2227 296152 SH DFND 0 0 296152 TIME WARNER CABLE INC COM COM 88732j207 1661 11574 SH DFND 0 0 11574 TIME WARNER INC COM 887317303 1969 26180 SH DFND 0 0 26180 TITAN MACHY INC COM COM 88830r101 1010 77775 SH DFND 0 0 77775 TOLL BROTHERS INC COM COM 889478103 7412 237885 SH DFND 0 0 237885 TORONTO DOMINION BK COM NEW COM 891160509 785 15900 SH DFND 0 0 15900 TOTAL S A SPONSORED ADR COM 89151E109 1231 19101 SH DFND 0 0 19101 TOWN SPORTS INTL HLDGS COM COM 89214a102 1156 172525 SH DFND 0 0 172525 TRANSOCEAN LTD ZUG NAMEN AKT COM h8817h100 1279 40009 SH DFND 0 0 40009 TRAVELERS COS INC COM COM 89417E109 312 3319 SH DFND 0 0 3319 TRIBUNE MEDIA COMPANY COM 896047503 2126 32311 SH DFND 0 0 32311 TWENTY FIRST CENTY FOX CL A COM 90130a101 1162 33882 SH DFND 0 0 33882 TYCO INTL LTD NEW COM h89128104 1434 32176 SH DFND 0 0 32176 UGI CORP NEW COM COM 902681105 251 7350 SH DFND 0 0 7350 UNION PACIFIC CORPORATION COM 907818108 392 3616 SH DFND 0 0 3616 UNITED PARCEL SERVICE CL B COM 911312106 537 5468 SH DFND 0 0 5468 UNITED TECHNOLOGIES CORP COM 913017109 2763 26164 SH DFND 0 0 26164 UNIVERSAL DISPLAY CORP COM COM 91347P105 2047 62700 SH DFND 0 0 62700 UNIVERSAL HEALTH RLTY INCOME S COM 91359E105 346 8300 SH DFND 0 0 8300 UNIVERSAL HLTH SVCS CL B COM 913903100 2614 25013 SH DFND 0 0 25013 US BANCORP DEL COM COM 902973304 1385 33111 SH DFND 0 0 33111 V F CORP COM COM 918204108 267 4037 SH DFND 0 0 4037 VALMONT INDS INC COM COM 920253101 275 2039 SH DFND 0 0 2039 VANGUARD FTSE DEVELOPED MKTS E COM 921943858 2717 68344 SH DFND 0 0 68344 VANGUARD FTSE EMERGING MARKETS COM 922042858 592 14200 SH DFND 0 0 14200 VANGUARD INDEX FDS REIT ETF COM 922908553 832 11575 SH DFND 0 0 11575 VANGUARD INDEX TR STK MRK VIPE COM 922908769 2119 20935 SH DFND 0 0 20935 VANGUARD INTL EQTY IDX GLB EX COM 922042676 826 15176 SH DFND 0 0 15176 VANGUARD SCOTTSDALE FD MORTG-B COM 92206c771 315 6000 SH DFND 0 0 6000 VANGUARD SPECIALIZED DIV APP E COM 921908844 2021 26259 SH DFND 0 0 26259 VANTAGE DRILLING COMPA ORD SHS COM g93205113 19 15000 SH DFND 0 0 15000 VECTOR GROUP LTD COM COM 92240M108 785 35412 SH DFND 0 0 35412 VEEVA SYS INC CL A COM COM 922475108 554 19650 SH DFND 0 0 19650 VENTAS INC COM COM 92276F100 543 8765 SH DFND 0 0 8765 VERIZON COMMUNICATIONS COM COM 92343v104 12162 243284 SH DFND 0 0 243284 VISA INC COM CL A COM 92826c839 2874 13468 SH DFND 0 0 13468 VISHAY INTERTECHNOLOGY COM 928298108 1704 119270 SH DFND 0 0 119270 VODAFONE GROUP PLC NEW COM 92857w308 1199 36464 SH DFND 0 0 36464 WAL MART STORES INC COM 931142103 2768 36197 SH DFND 0 0 36197 WALGREEN COMPANY COM 931422109 2875 48511 SH DFND 0 0 48511 WALT DISNEY PRODUCTIONS COM 254687106 1400 15723 SH DFND 0 0 15723 WASTE MGMT INC COM COM 94106L109 958 20161 SH DFND 0 0 20161 WELLS FARGO & COMPANY COM 949746101 1000 19274 SH DFND 0 0 19274 WEST CORP COM COM 952355204 1609 54600 SH DFND 0 0 54600 WESTERN UN CO COM COM 959802109 163 10150 SH DFND 0 0 10150 WEYERHAEUSER CO COM 962166104 656 20601 SH DFND 0 0 20601 WHOLE FOODS MKT INC COM COM 966837106 365 9568 SH DFND 0 0 9568 WILLIAMS COS INC DEL COM COM 969457100 1248 22539 SH DFND 0 0 22539 WINTRUST FINL CORP COM COM 97650W108 215 4815 SH DFND 0 0 4815 WISDOMTREE INVTS INC COM COM 97717p104 703 61793 SH DFND 0 0 61793 WISDOMTREE TR EMERGING MKTS YL COM 97717w315 363 7591 SH DFND 0 0 7591 WISDOMTREE TR EUROPE HEDGED EQ COM 97717x701 289 5002 SH DFND 0 0 5002 WISDOMTREE TR EUROPE SMCP DV COM 97717w869 615 11720 SH DFND 0 0 11720 WISDOMTREE TRUST EMG MKTS SMCA COM 97717w281 1001 21656 SH DFND 0 0 21656 WISDOMTREE TRUST INDIA ERNGS F COM 97717w422 219 9977 SH DFND 0 0 9977 WISDOMTREE TRUST INTL LRGCAP D COM 97717w794 250 5000 SH DFND 0 0 5000 WISDOMTREE TRUST JAPN HEDGE EQ COM 97717W851 998 19078 SH DFND 0 0 19078 WOOLWORTHS HLDGS LTD SPON GDR COM 98088r505 99 15496 SH DFND 0 0 15496 WORLD OIL RES LTD SHS COM q98945t10 0 10000 SH DFND 0 0 10000 WYNN RESORTS LTD COM COM 983134107 1725 9222 SH DFND 0 0 9222 ZIMMER HOLDINGS INC COM 98956P102 947 9417 SH DFND 0 0 9417 AIA GROUP LTD SPONSORED ADR ADR 001317205 349 16876 SH DFND 0 0 16876 AIR LIQUIDE ADR ADR 009126202 355 14538 SH DFND 0 0 14538 AKBANK TURK ANONM SIRK ADR ADR 009719501 116 17759 SH DFND 0 0 17759 ALIBABA GROUP HLDG LTD SPONSOR ADR 01609w102 355 4000 SH DFND 0 0 4000 ALLIANZ SE SP ADR 1/10 SH ADR 018805101 517 31859 SH DFND 0 0 31859 AMBEV S A SPONSORED ADR ADR 02319v103 168 25573 SH DFND 0 0 25573 AMERICA MOVIL SA DE CV SPON AD ADR 02364w105 269 10690 SH DFND 0 0 10690 ANHEUSER BUSCH INBEV SPONSORED ADR 03524a108 542 4886 SH DFND 0 0 4886 ARM HLDGS PLC SPONSORED ADR ADR 042068106 249 5692 SH DFND 0 0 5692 ATLAS COPCO SP ADR A NEW ADR 049255706 203 7066 SH DFND 0 0 7066 BAIDU COM INC SPON ADR REP A ADR 056752108 585 2681 SH DFND 0 0 2681 BANCO BILBAO VIZ ARGNT SPONSOR ADR 05946K101 220 18358 SH DFND 0 0 18358 BANCO DO BRASIL S A SPONSORED ADR 059578104 224 21514 SH DFND 0 0 21514 BAYERISCHE MOTOREN WER ADR ADR 072743206 260 7276 SH DFND 0 0 7276 BB SEGURIDADE PARTICIP SPONSOR ADR 05541j103 164 12496 SH DFND 0 0 12496 BG PLC ADR FIN INST N ADR 055434203 228 12363 SH DFND 0 0 12363 CANON INC ADR ADR 138006309 1992 61135 SH DFND 0 0 61135 CHINA CONSTR BK CORP ADR ADR 168919108 239 17092 SH DFND 0 0 17092 CHINA MOBILE HONG KONG SPONSOR ADR 16941m109 232 3956 SH DFND 0 0 3956 CIELO S A SPONSORED ADR ADR 171778202 166 10227 SH DFND 0 0 10227 CNOOC LTD SPONS ADR ADR 126132109 297 1720 SH DFND 0 0 1720 COMMERCIAL INTL BK EGY SPONSOR ADR 201712304 128 17944 SH DFND 0 0 17944 COMPANHIA ENERGETICA DE MINAS ADR 204409601 116 18637 SH DFND 0 0 18637 CSL LTD SPONSORED ADR ADR 12637n204 220 6786 SH DFND 0 0 6786 DASSAULT SYS S A SPONSORED ADR ADR 237545108 434 6754 SH DFND 0 0 6754 ENSCO PLC SHS CL A ADR g3157s106 688 16645 SH DFND 0 0 16645 FANUC CORPORATION ADR ADR 307305102 386 12814 SH DFND 0 0 12814 FUCHS PETROLUB SE ADR ADR 35952q106 129 13548 SH DFND 0 0 13548 GAZPROM O A O SPON ADR ADR 368287207 154 22126 SH DFND 0 0 22126 ICICI BK LTD ADR ADR 45104g104 283 5758 SH DFND 0 0 5758 ITAU UNIBANCO BANCO MU SPONS A ADR 465562106 339 24448 SH DFND 0 0 24448 JGC CORP ADR ADR 466140100 240 4402 SH DFND 0 0 4402 LOCALIZA RENT A CAR SPONSORED ADR 53956w300 222 15439 SH DFND 0 0 15439 LOREAL CO ADR ADR 502117203 290 9133 SH DFND 0 0 9133 MITSUBISHI UFJ FNL GP SPONSORE ADR 606822104 140 25000 SH DFND 0 0 25000 MIZUHO FINL GROUP INC SPONSORE ADR 60687y109 110 30875 SH DFND 0 0 30875 MOBILE TELESYS OJSC SPONSORED ADR 607409109 156 10421 SH DFND 0 0 10421 MTN GROUP LTD SPONS ADR ADR 62474m108 227 10767 SH DFND 0 0 10767 NINTENDO LTD ADR 654445303 588 43275 SH DFND 0 0 43275 NTT DOCOMO INC SPONS ADR ADR 62942m201 2966 177175 SH DFND 0 0 177175 PPC LT ADR ADR 69354a104 85 16151 SH DFND 0 0 16151 PT ASTRA INTL TBK ADR ADR 69367x109 150 12928 SH DFND 0 0 12928 PT BK MANDIRI PERSERO ADR ADR 69367u105 174 21006 SH DFND 0 0 21006 ROCHE HLDG LTD SPONSORED ADR ADR 771195104 408 11020 SH DFND 0 0 11020 ROLLS ROYCE HOLDINGS P SPONSOR ADR 775781206 414 5295 SH DFND 0 0 5295 ROYAL BK SCOTLAND GRP SPONS AD ADR 780097689 648 54330 SH DFND 0 0 54330 ROYAL DUTCH SHELL PLC SPONS AD ADR 780259206 302 3967 SH DFND 0 0 3967 SANOFI SPONSORED ADR ADR 80105n105 342 6069 SH DFND 0 0 6069 SAP AE SPONSORED ADR ADR 803054204 346 4788 SH DFND 0 0 4788 SBERBANK OF RUSSIA SPONS ADR ADR 80585y308 202 26411 SH DFND 0 0 26411 SCHNEIDER ELECTRIC SE ADR 80687P106 265 17235 SH DFND 0 0 17235 SHIRE PHARMCTL GRP PLC SPONSOR ADR 82481r106 2085 8050 SH DFND 0 0 8050 SYSMEX CORP ADR ADR 87184p109 317 15770 SH DFND 0 0 15770 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 851 42152 SH DFND 0 0 42152 TATA MTRS LTD SPONSORED ADR ADR 876568502 341 7800 SH DFND 0 0 7800 TURKIYE GARANTI BK AS SPONSORE ADR 900148701 171 48807 SH DFND 0 0 48807 UNICHARM CORP SPONSORED ADR ADR 90460M204 317 23283 SH DFND 0 0 23283 UNILEVER PLC SPON ADR NEW ADR 904767704 261 6237 SH DFND 0 0 6237 WAL-MART DE MEXICO S A ADR SR ADR 93114W107 398 15832 SH DFND 0 0 15832 WPP PLC NEW ADR ADR 92937a102 384 3823 SH DFND 0 0 3823 YPF SOCIEDAD ANONIMA SPON ADR ADR 984245100 213 5763 SH DFND 0 0 5763 ALPS/CORE CMDTY MGMT SM STRAT MF 317609667 1361 137489 SH DFND 0 0 137489 AMER INTL GRW & INC CL F-1 SHS MF 45956t402 692 20176 SH DFND 0 0 20176 AMERICAN BALANCED FD CL F MF 024071409 1265 49743 SH DFND 0 0 49743 AMERICAN BALANCED FD COM MF 024071102 645 25352 SH DFND 0 0 25352 BLAIR WILLIAM MUT FDS INTL GRW MF 093001402 506 19538 SH DFND 0 0 19538 CAPITAL INCOME BLDR FD CL F MF 140193400 3962 66391 SH DFND 0 0 66391 CAPITAL INCOME BUILDERS FD SH MF 140193103 478 8008 SH DFND 0 0 8008 CAPITAL WORLD GRW&INCM CL F MF 140543406 1548 33416 SH DFND 0 0 33416 CLAYMORE ETF TR ZACKS MDCAP CR MF 18383m720 604 12500 SH DFND 0 0 12500 COLUMBIA ACORN FUND CL Z MF 197199409 666 18784 SH DFND 0 0 18784 EATON VANCE GLBL MCRABSL RTN I MF 277923728 1024 109320 SH DFND 0 0 109320 EATON VANCE GROWTH TR ATL CAPT MF 277902698 1137 47241 SH DFND 0 0 47241 EUROPACIFIC GROWTH FUND CLASS MF 298706102 575 11825 SH DFND 0 0 11825 FIDELITY ADVISOR SER I LEV CO MF 315805424 1222 21863 SH DFND 0 0 21863 FIDELITY ADVISOR VII HEALTH CA MF 315918847 1049 28421 SH DFND 0 0 28421 FIDELITY INVT TR JAPAN FD MF 315910885 446 38391 SH DFND 0 0 38391 FIRST EAGLE GLOBAL FUND CLASS MF 32008f507 363 6582 SH DFND 0 0 6582 FORESTER FDS INC DISCOVERY FD MF 34623p100 327 22706 SH DFND 0 0 22706 FRANKLIN CUSTODIAN FDS INCOME MF 353496805 28 11106 SH DFND 0 0 11106 FRANKLIN INCOME FD CLASS A MF 353496300 67 27056 SH DFND 0 0 27056 FUNDAMENTAL INVS INC CL F MF 360802409 365 6764 SH DFND 0 0 6764 FUNDAMENTAL INVS INC COM MF 360802102 231 4277 SH DFND 0 0 4277 GABELLI ASSET FD SH BEN INT MF 362395105 369 5596 SH DFND 0 0 5596 GRANDEUR PEAK EMERGING MKTS OP MF 31761R401 1745 156780 SH DFND 0 0 156780 GRANDEUR PEAK GLOBAL OPP FD IN MF 317609360 4927 1457782 SH DFND 0 0 1457782 GROWTH FD AMER INC CL F MF 399874403 356 7836 SH DFND 0 0 7836 HARDING LOEVNER FDS FR EMRG MK MF 412295867 171 17382 SH DFND 0 0 17382 INCOME FUND AMERICA MF 453320103 479 22331 SH DFND 0 0 22331 INTERNATIONAL GRW & IN CL F-2 MF 45956t501 322 9393 SH DFND 0 0 9393 INVESCO GLBL HLTH CARE FD CL A MF 00141T106 331 7271 SH DFND 0 0 7271 INVESCO TREASURERS SER TR PREM MF 00142W868 12 11604 SH DFND 0 0 11604 INVESTMENT CO AMER CL F MF 461308405 249 6277 SH DFND 0 0 6277 LATEEF FUND CLASS I MF 360873301 365 25139 SH DFND 0 0 25139 MAINSTAY MARKETFIELD FD CL I MF 56064b852 5362 318214 SH DFND 0 0 318214 MASSACHUSETTS INVS TR SH BEN I MF 575736103 357 12373 SH DFND 0 0 12373 MERGER FD SH BEN INT MF 589509108 1011 61920 SH DFND 0 0 61920 NEUBERGER BERMAN INCOM STRG IN MF 64128k751 1635 145083 SH DFND 0 0 145083 NEW PERSPECTIVE FD INC COM MF 648018109 395 10351 SH DFND 0 0 10351 NICHOLAS FD INC COM MF 653735100 227 3476 SH DFND 0 0 3476 NUVEEN INVT TR NWQ MULTI VL R MF 67064y768 551 21310 SH DFND 0 0 21310 NUVEEN SYMPHONY CR OPP FD CL I MF 67066d739 467 21030 SH DFND 0 0 21030 OPPENHEIMER DEVLNG MKT CL A MF 683974109 1042 26851 SH DFND 0 0 26851 OPPENHEIMER INTL S CO CL A MF 68380u100 921 28444 SH DFND 0 0 28444 OPPENHEIMER STEELPATH MLP INC MF 858268600 220 18793 SH DFND 0 0 18793 OPPENHEIMER STEELPTH MLP SELEC MF 858268105 1241 92357 SH DFND 0 0 92357 OPPENHEIMER STRATEG FD INCOME MF 68380K102 83 20137 SH DFND 0 0 20137 PIMCO SMALL CAPS STKSPL AR STG MF 72201f698 484 52233 SH DFND 0 0 52233 POPLAR FOREST PARTNERS FD CL A MF 00768D814 1650 35101 SH DFND 0 0 35101 POPLAR FOREST PARTNERS INSTITU MF 00768d798 13091 277231 SH DFND 0 0 277231 ROWE PRICE NEW HORI FD COM MF 779562107 590 12854 SH DFND 0 0 12854 SEQUOIA FD INC COM MF 817418106 223 1007 SH DFND 0 0 1007 T ROWE PRICE MEDIA & TELECOMMU MF 741454102 360 5011 SH DFND 0 0 5011 TEMPLETON GLOBAL INVT EMRG MKT MF 88019r732 250 19477 SH DFND 0 0 19477 TEMPLETON GLOBAL INVT FRNTR MK MF 88019r674 341 17954 SH DFND 0 0 17954 VANGUARD INDEX FDS TOT STKIDX MF 922908728 486 9865 SH DFND 0 0 9865 VANGUARD INTL EQTY IDX EURO ST MF 922042833 540 20194 SH DFND 0 0 20194 VANGUARD SPECIALIZED DIV APRID MF 921908851 353 11453 SH DFND 0 0 11453 VANGUARD SPECIALIZED HEALTHCAR MF 921908885 228 2542 SH DFND 0 0 2542 GLOBAL X FDS GLB X SUPERDIV EXCH 37950E549 404 16870 SH DFND 0 0 16870 MARKET VECTORS ETF TR BRAZL SM EXCH 57060u613 205 7700 SH DFND 0 0 7700 VANGUARD FTSE EUROPE ETF EXCH 922042874 228 4124 SH DFND 0 0 4124 ALLIANZGI EQUITY & CONVERTIBLE CLE FDS 018829101 763 38396 SH DFND 0 0 38396 EATON VANCE ENHCD EQT COM CLE FDS 278274105 549 40000 SH DFND 0 0 40000 EATON VANCE TXMG GLOBAL OPPORT CLE FDS 27829c105 717 59004 SH DFND 0 0 59004 ROYCE GLOBAL VALUE TR INC COM CLE FDS 78081t104 353 40518 SH DFND 0 0 40518 ROYCE MICRO CAP TR INC CLE FDS 780915104 566 48108 SH DFND 0 0 48108 ROYCE VALUE TR INC COM CLE FDS 780910105 2239 154416 SH DFND 0 0 154416 ALLIANCEBERNSTEIN HLDGS LP UNI LP 01881g106 2221 85385 SH DFND 0 0 85385 DISCOVERY GLOBAL OPPORTUNITY P LP 254lp3798 1238 1238221 SH DFND 0 0 1238221 KKR & CO LP DEL COM UNITS LP 48248m102 1857 83261 SH DFND 0 0 83261 MEMORIAL PRODTN PAR LP COM U R LP 586048100 880 40000 SH DFND 0 0 40000 PLAINS ALL AM PIPELINE UNIT LT LP 726503105 2005 34065 SH DFND 0 0 34065 SKYBRIDGE MULTI-ADV HEDGE FD L LP 830lp0011 1366 1032 SH DFND 0 0 1032