0001020918-13-000002.txt : 20130124
0001020918-13-000002.hdr.sgml : 20130124
20130124104620
ACCESSION NUMBER: 0001020918-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130124
DATE AS OF CHANGE: 20130124
EFFECTIVENESS DATE: 20130124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROTHSCHILD INVESTMENT CORP /IL
CENTRAL INDEX KEY: 0001020918
IRS NUMBER: 362708660
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05772
FILM NUMBER: 13544408
BUSINESS ADDRESS:
STREET 1: 311 SOUTH WACKER DRIVE
STREET 2: SUITE 6500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129838900
MAIL ADDRESS:
STREET 1: 311 S WACKER DR
STREET 2: SUITE 6500
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
inftable.txt
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AES TR III PFD CV 6.75% 00808n202 1187 23910 SH DEFINED 23910
100,000THS CEF COHEN & STEERS COM bkc47l109 0 87208 SH DEFINED 87208
3M CO COM COM 88579Y101 5660 60961 SH DEFINED 60961
ABBOTT LABS COM 002824100 11286 172307 SH DEFINED 172307
ABRAXAS PETE CORP COM COM 003830106 44 20000 SH DEFINED 20000
ACADIA HEALTHCARE CO INC COM COM 00404a109 2498 107000 SH DEFINED 107000
ACCENTURE PLC IRELAND CL A COM g1151c101 507 7617 SH DEFINED 7617
ACME PACKET INC COM COM 004764106 1312 59300 SH DEFINED 59300
ADOBE SYS INC COM 00724F101 580 15385 SH DEFINED 15385
AGL RES INC COM 001204106 257 6437 SH DEFINED 6437
ALCOA INC. COM 013817101 1501 172962 SH DEFINED 172962
ALLEGHENY TECHNOLOGIES COM COM 01741r102 1140 37550 SH DEFINED 37550
ALLERGAN INC COM 018490102 1860 20280 SH DEFINED 20280
ALLSTATE CORP COM COM 020002101 597 14874 SH DEFINED 14874
ALTRIA GROUP INC COM 02209S103 504 16040 SH DEFINED 16040
AMAZON COM INC COM COM 023135106 617 2460 SH DEFINED 2460
AMBAC FINANCIAL GROUP INC COM COM 023139108 0 10000 SH DEFINED 10000
AMEREN CORP COM COM 023608102 760 24745 SH DEFINED 24745
AMERICAN ELECTRIC POWER COM 025537101 1774 41570 SH DEFINED 41570
AMERICAN INTL GROUP INC COM NE COM 026874784 1544 43750 SH DEFINED 43750
AMERICAN TOWER REIT COM COM 03027x100 1876 24280 SH DEFINED 24280
AMERIPRISE FINL INC COM COM 03076c106 279 4453 SH DEFINED 4453
AMGEN INC COM 031162100 3982 46192 SH DEFINED 46192
ANNALY CAP MGMT INC COM COM 035710409 1382 98424 SH DEFINED 98424
APACHE CORP COM 037411105 615 7831 SH DEFINED 7831
APPLE COMPUTER INC COM 037833100 24632 46286 SH DEFINED 46286
ARCH COAL INC COM COM 039380100 98 13450 SH DEFINED 13450
ARCHER DANIELS MIDLAND COM 039483102 319 11657 SH DEFINED 11657
ARES CAP CORP COM COM 04010l103 1365 78025 SH DEFINED 78025
AT&T INC COM COM 00206r102 6840 202896 SH DEFINED 202896
AUTOMATIC DATA PROCESSING COM 053015103 384 6750 SH DEFINED 6750
AVON PRODS INC COM COM 054303102 180 12550 SH DEFINED 12550
BANK OF AMER CORP COM 060505104 2275 195967 SH DEFINED 195967
BARRICK GOLD CORP COM 067901108 1155 33000 SH DEFINED 33000
BAXTER INTERNATIONAL INC COM 071813109 2465 36977 SH DEFINED 36977
BEAM INC COM COM 073730103 7099 116200 SH DEFINED 116200
BEMIS INC COM COM 081437105 630 18815 SH DEFINED 18815
BERKSHIRE HATHAWAY INC CL B COM 084670702 5447 60730 SH DEFINED 60730
BERKSHIRE HATHAWAY INC DEL COM 084670108 402 3 SH DEFINED 3
BHP BILLITON SPONS ADR COM 088606108 357 4550 SH DEFINED 4550
BOEING COMPANY COM 097023105 3010 39936 SH DEFINED 39936
BP PLC SPONSORED ADR COM 055622104 1812 43513 SH DEFINED 43513
BR MALLS PARTICIPACOES GDR 144 COM 05569b107 2114 80000 SH DEFINED 80000
BRANDYWINE RLTY TR SH BEN INT COM 105368203 146 12000 SH DEFINED 12000
BREITBURN ENGY PRTNR COM UT LT COM 106776107 734 39728 SH DEFINED 39728
BRISTOL MYERS SQUIBB CO COM 110122108 4054 124404 SH DEFINED 124404
C&J ENERGY SVCS INC COM COM 12467b304 223 10400 SH DEFINED 10400
CABELAS INC COM COM 126804301 791 18950 SH DEFINED 18950
CANADIAN IMPRL BK COMM COM COM 136069101 442 5485 SH DEFINED 5485
CANADIAN NATL RY CO COM COM 136375102 1313 14432 SH DEFINED 14432
CAPITAL GROWTH SYS INC COM COM 14019a107 0 40000 SH DEFINED 40000
CARDINAL HEALTH INC COM COM 14149Y108 223 5414 SH DEFINED 5414
CATERPILLAR TRACTOR COM 149123101 1337 14920 SH DEFINED 14920
CBOE HLDGS INC COM COM 12503m108 632 21450 SH DEFINED 21450
CELGENE CORP COM COM 151020104 461 5875 SH DEFINED 5875
CENTURYLINK INC COM 156700106 550 14070 SH DEFINED 14070
CERAGON NETWORKS LTD ORD COM M22013102 56 12635 SH DEFINED 12635
CF INDS HLDGS INC COM COM 125269100 945 4650 SH DEFINED 4650
CHEVRON TEXACO CORP COM COM 166764100 5788 53526 SH DEFINED 53526
CISCO SYS INC COM 17275R102 4703 239360 SH DEFINED 239360
CLIFFS NATURAL RESOURC COM COM 18683K101 877 22750 SH DEFINED 22750
COCA COLA COMPANY COM 191216100 2038 56208 SH DEFINED 56208
COHEN & STEERS QTY RLY COM COM 19247L106 1505 148155 SH DEFINED 148155
COMCAST CORPORATION CLASS A COM 20030n101 1594 42654 SH DEFINED 42654
COMPUGEN LTD ORD COM m25722105 2186 444355 SH DEFINED 444355
CONAGRA INC COM 205887102 270 9150 SH DEFINED 9150
CONOCOPHILLIPS COM 20825C104 10783 185939 SH DEFINED 185939
CONSOLIDATED EDISON NEW YORK COM 209115104 1076 19373 SH DEFINED 19373
CORNING INC COM 219350105 1406 111375 SH DEFINED 111375
COSTCO WHOLESALE CORP-NEW COM 22160K105 2283 23120 SH DEFINED 23120
COVANTA HOLDINGS CP COM 22282e102 2089 113400 SH DEFINED 113400
CUTWATER SELECT INCOME FUN COM cdc229100 0 88000 SH DEFINED 88000
CVR PARTNERS LP COM COM 126633106 1454 57625 SH DEFINED 57625
CVS CORP INC COM 126650100 1827 37785 SH DEFINED 37785
DANAHER CORP DEL COM COM 235851102 321 5750 SH DEFINED 5750
DARDEN RESTAURANTS, INC. COM 237194105 655 14530 SH DEFINED 14530
DEAN FOODS CO NEW COM COM 242370104 916 55500 SH DEFINED 55500
DECKERS OUTDOOR CORP COM COM 243537107 1023 25405 SH DEFINED 25405
DEERE & COMPANY COM 244199105 3270 37833 SH DEFINED 37833
DEVON ENERGY CORP NEW COM COM 25179M103 283 5441 SH DEFINED 5441
DIAMOND OFFSHORE DRILLING INC COM 25271C102 233 3425 SH DEFINED 3425
DISCOVER FINL SVCS INC COM 254709108 5800 150451 SH DEFINED 150451
DOLLAR TREE INC COM COM 256746108 2050 50550 SH DEFINED 50550
DOMINION RESOURCES INC VA COM 25746u109 204 3946 SH DEFINED 3946
DONNELLEY R R & SONS CO COM 257867101 436 48500 SH DEFINED 48500
DOW CHEMICAL CORPORATION COM 260543103 2883 89188 SH DEFINED 89188
DUKE ENERGY COMPANY COM 26441C204 7769 121773 SH DEFINED 121773
E I DU PONT DE NEMOURS & CO COM 263534109 2683 59654 SH DEFINED 59654
E M C CORP COM 268648102 580 22930 SH DEFINED 22930
EATON CORP PLC SHS COM g29183103 350 6465 SH DEFINED 6465
EBAY INC COM COM 278642103 3367 66015 SH DEFINED 66015
EMERSON ELECTRIC CO COM 291011104 1288 24325 SH DEFINED 24325
ENBRIDGE ENERGY PRTNRS COM COM 29250r106 3006 107750 SH DEFINED 107750
ENTERPRISE PRODS PARTNERS LP C COM 293792107 1079 21547 SH DEFINED 21547
EQUITY RESIDENTIAL PPTYS COM 29476L107 708 12500 SH DEFINED 12500
ESCROW CVR ENERGY INC COM COM 126esc904 0 32800 SH DEFINED 32800
ESCROW DWS RREEF REAL ESTATE F COM esc233990 0 56385 SH DEFINED 56385
EXELON CORP COM 30161N101 2966 99728 SH DEFINED 99728
EXPRESS SCRIPTS HOLDING CO. COM 30219g108 222 4105 SH DEFINED 4105
EXXON MOBIL CORP COM COM 30231G102 6319 73013 SH DEFINED 73013
EZCHIP SEMICONDUCTOR LTD CP COM m4146y108 17443 527469 SH DEFINED 527469
FACEBOOK INC CL A COM 30303m102 281 10540 SH DEFINED 10540
FEDEX CORP COM 31428X106 284 3100 SH DEFINED 3100
FIRST N B ANCHRAG ALAS COM COM 32112j106 429 256 SH DEFINED 256
FIRST TR ENRGY INC & GRWTH FD COM 33738g104 521 16998 SH DEFINED 16998
FOOT LOCKER INC COM COM 344849104 624 19425 SH DEFINED 19425
FORD MOTOR COMPANY COM 345370860 3580 276479 SH DEFINED 276479
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 1442 42157 SH DEFINED 42157
FRONTIER COMMUNICATIONS CORP C COM 35906a108 451 105407 SH DEFINED 105407
GANNETT INC DEL COM 364730101 625 34700 SH DEFINED 34700
GAP INC COM 364760108 494 15906 SH DEFINED 15906
GENCO SHPPNG & TRDNG SHS COM y2685t107 460 131825 SH DEFINED 131825
GENERAL CABLE CORP COM 369300108 216 7100 SH DEFINED 7100
GENERAL ELECTRIC CO COM 369604103 14454 688602 SH DEFINED 688602
GENERAL MILLS INC COM 370334104 243 6000 SH DEFINED 6000
GENTHERM INC COM COM 37253A103 135 10150 SH DEFINED 10150
GLAXO SMITHKLINE PLC SPONS ADR COM 37733w105 1352 31101 SH DEFINED 31101
GOLDMAN SACHS GROUP COM COM 38141G104 5582 43760 SH DEFINED 43760
GOOGLE INC CL A COM 38259p508 10507 14853 SH DEFINED 14853
HAIN CELESTIAL GROUP INC COM COM 405217100 323 5950 SH DEFINED 5950
HALLIBURTON COMPANY COM 406216101 6441 185680 SH DEFINED 185680
HCP INC COM COM 40414l109 406 9000 SH DEFINED 9000
HEINZ H J CO COM 423074103 239 4150 SH DEFINED 4150
HESS CORP COM COM 42809h107 249 4700 SH DEFINED 4700
HOLLYFRONTIER CORP COM COM 436106108 2623 56350 SH DEFINED 56350
HOME DEPOT INC COM 437076102 3664 59244 SH DEFINED 59244
HONEYWELL INTL COM 438516106 1267 19967 SH DEFINED 19967
HUMANA INC COM 444859102 240 3498 SH DEFINED 3498
HUNT JB TRANS SVC INC COM COM 445658107 1361 22800 SH DEFINED 22800
ILLINOIS TOOL WORKS COM 452308109 1982 32590 SH DEFINED 32590
INPHI CORP COM COM 45772f107 1014 105872 SH DEFINED 105872
INTEGRATED SILICON SOLUTION COM 45812p107 400 44500 SH DEFINED 44500
INTEGRYS ENERGY GRP INC COM COM 45822p105 1800 34463 SH DEFINED 34463
INTEL CORPORATION COM 458140100 3509 170172 SH DEFINED 170172
INTERNATIONAL BUSINESS MACHINE COM 459200101 6834 35679 SH DEFINED 35679
INTERNATIONAL PAPER CO COM 460146103 801 20100 SH DEFINED 20100
ISHARES COMEX GOLD TR ISHARES COM 464285105 1671 102653 SH DEFINED 102653
ISHARES INC MSCI GERMAN COM 464286806 332 13438 SH DEFINED 13438
ISHARES TR MSCI EMERG MKT COM 464287234 411 9260 SH DEFINED 9260
ISHARES TR RUSSELL 2000 COM 464287655 2768 32830 SH DEFINED 32830
J P MORGAN CHASE & CO COM COM 46625h100 13144 298929 SH DEFINED 298929
JACOBS ENGR GROUP INC COM COM 469814107 5210 122377 SH DEFINED 122377
JOHNSON & JOHNSON COM 478160104 12126 172976 SH DEFINED 172976
JOS A BANK CLOTHIERS COM COM 480838101 1012 23774 SH DEFINED 23774
KEYCORP NEW COM COM 493267108 100 11855 SH DEFINED 11855
KIMBERLY CLARK CORP COM 494368103 257 3044 SH DEFINED 3044
KINDER MORGAN ENERGY PTNRS LP COM 494550106 3470 43495 SH DEFINED 43495
KINDER MORGAN INC DEL COM COM 49456b101 727 20590 SH DEFINED 20590
KKR FINANCIAL HLDGS LLC COM COM 48248a306 332 31398 SH DEFINED 31398
KROGER CO COM 501044101 458 17600 SH DEFINED 17600
LAS VEGAS SANDS CORP COM COM 517834107 6661 144310 SH DEFINED 144310
LILLY ELI & COMPANY COM 532457108 2192 44443 SH DEFINED 44443
LINCOLN NATL CORP IND COM COM 534187109 404 15610 SH DEFINED 15610
LOCKHEED MARTIN CORP COM 539830109 820 8885 SH DEFINED 8885
LOWES COS INC COM COM 548661107 2696 75896 SH DEFINED 75896
LUND GOLD LTD COM COM 550367106 1 26000 SH DEFINED 26000
MAGNA INTERNATIONAL, INC. COM 559222401 850 17000 SH DEFINED 17000
MARATHON OIL CORP COM 565849106 235 7670 SH DEFINED 7670
MARKWEST ENERGY PARTNR UNIT LT COM 570759100 488 9575 SH DEFINED 9575
MASTERCARD INC COM COM 57636q104 263 535 SH DEFINED 535
MCDONALDS CORPORATION COM 580135101 4361 49443 SH DEFINED 49443
MCGRAW HILL COS INC COM COM 580645109 320 5850 SH DEFINED 5850
MCKENZIE BAY INTL LTD COM COM 581531100 0 10000 SH DEFINED 10000
MEDICAL PPTYS TR INC COM COM 58463j304 701 58600 SH DEFINED 58600
MEDTRONIC INC COM 585055106 1391 33910 SH DEFINED 33910
MELLANOX TECH LTD SHS COM m51363113 2202 37075 SH DEFINED 37075
MERCK & COMPANY INC. COM 58933y105 8279 202214 SH DEFINED 202214
METLIFE INC COM COM 59156r108 502 15250 SH DEFINED 15250
MICROSOFT CORP COM 594918104 3449 129116 SH DEFINED 129116
MILLER INDS COM 600551204 1700 111452 SH DEFINED 111452
MOCON INC COM COM 607494101 151 10500 SH DEFINED 10500
MONDELEZ INTL INC CL A COM 609207105 304 11943 SH DEFINED 11943
MONSANTO CO NEW COM COM 61166W101 580 6124 SH DEFINED 6124
MORGAN STANLEY COM NEW COM 617446448 681 35636 SH DEFINED 35636
MVC CAPITAL INC COM COM 553829102 304 25000 SH DEFINED 25000
NEW MTN FIN CORP COM COM 647551100 283 19000 SH DEFINED 19000
NEWELL RUBBERMAID INC. COM 651229106 346 15515 SH DEFINED 15515
NEWMONT MNG CORP COM 651639106 609 13120 SH DEFINED 13120
NEXTERA ENERGY INC COM COM 65339F101 336 4856 SH DEFINED 4856
NIKE INC CLASS B COM 654106103 1424 27606 SH DEFINED 27606
NISOURCE INC. COM COM 65473p105 749 30112 SH DEFINED 30112
NOBLE CORPORATION BAAR NAMEN A COM h5833N103 4611 132420 SH DEFINED 132420
NORFOLK SOUTHERN CORP COM 655844108 860 13914 SH DEFINED 13914
NORTHERN TRUST CORPORATION COM 665859104 422 8420 SH DEFINED 8420
NOVARTIS A G SPONSORED ADR COM 66987V109 1868 29515 SH DEFINED 29515
NUCOR CORP COM 670346105 1030 23875 SH DEFINED 23875
NYSE EURONEXT COM COM 629491101 1870 59300 SH DEFINED 59300
OCCIDENTAL PETE CORP COM 674599105 594 7750 SH DEFINED 7750
OIL SVC HOLDRS TR DEPOSTRY RCP COM 57060u191 452 11700 SH DEFINED 11700
OMNICOM GROUP COM 681919106 383 7675 SH DEFINED 7675
ORACLE SYS CORP COM 68389X105 1605 48177 SH DEFINED 48177
OROMIN EXPL LTD NEW COM - DO N COM 687082107 15 18095 SH DEFINED 18095
PACCAR INC COM COM 693718108 241 5320 SH DEFINED 5320
PENGROWTH ENERGY CORP COM COM 70706p104 60 12000 SH DEFINED 12000
PEPSICO INC COM 713448108 6784 99136 SH DEFINED 99136
PFIZER INC COM 717081103 7994 318759 SH DEFINED 318759
PHILIP MORRIS INTL INC COM COM 718172109 1923 22987 SH DEFINED 22987
PHILLIPS 66 COM COM 718546104 998 18801 SH DEFINED 18801
PINNACLE WEST CAPITAL CORP USD COM 723484101 502 9840 SH DEFINED 9840
PITNEY BOWES INC COM 724479100 331 31150 SH DEFINED 31150
PLAINS ALL AM PIPELINE UNIT LT COM 726503105 216 4770 SH DEFINED 4770
POTASH CORP SASK INC COM COM 73755l107 278 6835 SH DEFINED 6835
POWERSHARES DB CMDTY UNIT BEN COM 73935s105 907 32663 SH DEFINED 32663
POWERSHARES ETF TRUST FTSE RAF COM 73935x583 418 6700 SH DEFINED 6700
POWERSHARES ETF TRUST PRVT EQT COM 73935x195 157 15500 SH DEFINED 15500
POWERSHARES QQQ TR UNIT SER 1 COM 73935A104 225 3451 SH DEFINED 3451
PPG INDS INC COM COM 693506107 744 5500 SH DEFINED 5500
PPL CORPORATION COM 69351T106 498 17400 SH DEFINED 17400
PRAXAIR INC COM 74005P104 781 7135 SH DEFINED 7135
PROCTER & GAMBLE CO COM 742718109 10421 153499 SH DEFINED 153499
PROSHARES TR SHORT S&P 500 COM 74347r503 468 13750 SH DEFINED 13750
QRS MUSIC TECHNOLOGIES COM COM 74726W107 4 25000 SH DEFINED 25000
QUALCOMM INC COM 747525103 19523 315599 SH DEFINED 315599
QUICKLOGIC CORP COM COM 74837p108 162 74800 SH DEFINED 74800
RAYTHEON CO COM 755111507 821 14266 SH DEFINED 14266
RENTECH NITROGEN PARTN COM UNI COM 760113100 673 17850 SH DEFINED 17850
REPUBLIC SVCS INC CL A COM 760759100 733 24975 SH DEFINED 24975
ROYAL BK CDA MONTREAL COM COM 780087102 246 4075 SH DEFINED 4075
ROYCE FOCUS TR COM COM 78080n108 283 42858 SH DEFINED 42858
RSTK STD BANCSHARES INC HICKOR COM 853993442 0 104086 SH DEFINED 104086
RUSHNET INC COM COM 782074108 0 4000000 SH DEFINED 4000000
SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 780 58140 SH DEFINED 58140
SCHLUMBERGER COM 806857108 1063 15341 SH DEFINED 15341
SEAGATE TECHNOLOGY PLC SHS COM g7945m107 309 10170 SH DEFINED 10170
SECTOR SPDR TR SBI INT-UTILS COM 81369y886 628 17985 SH DEFINED 17985
SELECT SECTOR SPDR TR SBI INT- COM 81369y605 1684 102725 SH DEFINED 102725
SHIRE LTD SHS COM g8124v108 245 8000 SH DEFINED 8000
SIRIUS XM RADIO INC COM COM 82967n108 35 12000 SH DEFINED 12000
SOUTHERN COMPANY COM 842587107 383 8957 SH DEFINED 8957
SPDR S&P 500 ETF TR UNIT SER 1 COM 78462F103 565 3965 SH DEFINED 3965
SPDR S&P MIDCAP 400 ETF TR UNI COM 78467y107 7541 40607 SH DEFINED 40607
SPDR SER TR S&P HOMEBUILDERS E COM 78464a888 847 31839 SH DEFINED 31839
SPIDER GOLD TR SHS COM 78463V107 1440 8887 SH DEFINED 8887
STAPLES INC COM COM 855030102 251 21975 SH DEFINED 21975
STARBUCKS CORP COM COM 855244109 555 10350 SH DEFINED 10350
STARWOOD PPTY TR INC COM COM 85571b105 4499 195940 SH DEFINED 195940
STATE STREET BOSTON CORP COM 857477103 612 13015 SH DEFINED 13015
STRYKER CORP COM 863667101 544 9925 SH DEFINED 9925
SUNTRUST BKS INC COM COM 867914103 208 7328 SH DEFINED 7328
SYSCO CORP COM 871829107 592 18700 SH DEFINED 18700
SYSTEMAX INC COM COM 871851101 130 13500 SH DEFINED 13500
TARGET CORP COM COM 87612E106 760 12837 SH DEFINED 12837
TAYLOR CAP GROUP COM COM 876851106 322 17860 SH DEFINED 17860
TE CONNECTIVITY LTD COM H84989104 1071 28850 SH DEFINED 28850
TECO ENERGY INC COM COM 872375100 1605 95759 SH DEFINED 95759
TELETECH HOLDING COM 879939106 1424 80000 SH DEFINED 80000
TEREX CORP NEW COM COM 880779103 650 23125 SH DEFINED 23125
TEVA PHARMACEUTICAL COM 881624209 524 14040 SH DEFINED 14040
THERMO FISHER SCIENTIFIC COM 883556102 4159 65215 SH DEFINED 65215
TIFFANY & CO COM 886547108 403 7025 SH DEFINED 7025
TIME WARNER CABLE INC COM COM 88732j207 501 5152 SH DEFINED 5152
TIME WARNER INC COM 887317303 1327 27744 SH DEFINED 27744
TITAN INTL INC ILL COM COM 88830m102 326 15030 SH DEFINED 15030
TITAN MACHY INC COM COM 88830r101 917 37125 SH DEFINED 37125
TJX COMPANIES INC (NEW) COM 872540109 2460 57950 SH DEFINED 57950
TORONTO DOMINION BK COM NEW COM 891160509 645 7650 SH DEFINED 7650
TRAVELERS COS INC COM COM 89417E109 232 3227 SH DEFINED 3227
UNION PACIFIC CORPORATION COM 907818108 217 1730 SH DEFINED 1730
UNITED PARCEL SERVICE CL B COM 911312106 624 8467 SH DEFINED 8467
UNITED TECHNOLOGIES CORP COM 913017109 3426 41772 SH DEFINED 41772
UNIVERSAL HEALTH RLTY INCOME S COM 91359E105 496 9800 SH DEFINED 9800
UNIVERSAL HLTH SVCS CL B COM 913903100 1934 40000 SH DEFINED 40000
US BANCORP DEL COM COM 902973304 485 15182 SH DEFINED 15182
VALERO ENERGY CORP NEW COM COM 91913y100 204 5975 SH DEFINED 5975
VANGUARD SPECIALIZED DIV APP E COM 921908844 1416 23770 SH DEFINED 23770
VANTAGE DRILLING COMPA ORD SHS COM g93205113 27 15000 SH DEFINED 15000
VECTOR GROUP LTD COM COM 92240M108 448 30111 SH DEFINED 30111
VENTAS INC COM COM 92276F100 552 8530 SH DEFINED 8530
VERIZON COMMUNICATIONS COM COM 92343v104 5447 125895 SH DEFINED 125895
VISA INC COM CL A COM 92826c839 2300 15173 SH DEFINED 15173
VODAFONE GROUP PLC ADR-NEW COM 92857w209 368 14617 SH DEFINED 14617
WAL MART STORES INC COM 931142103 2556 37458 SH DEFINED 37458
WALGREEN COMPANY COM 931422109 1700 45929 SH DEFINED 45929
WALT DISNEY PRODUCTIONS COM 254687106 895 17968 SH DEFINED 17968
WASTE MGMT INC COM COM 94106L109 3922 116255 SH DEFINED 116255
WELLS FARGO & COMPANY COM 949746101 538 15730 SH DEFINED 15730
WESTPAC BANKING ADS COM 961214301 362 2625 SH DEFINED 2625
WEYERHAEUSER CO COM 962166104 463 16651 SH DEFINED 16651
WILLIAMS COS INC DEL COM COM 969457100 820 25039 SH DEFINED 25039
WISDOMTREE TR EMERGING MKTS YL COM 97717w315 236 4122 SH DEFINED 4122
WISDOMTREE TR INTL DV TOP 100 COM 97717w786 221 5284 SH DEFINED 5284
WISDOMTREE TRUST EMG MKTS SMCA COM 97717w281 686 13867 SH DEFINED 13867
WISDOMTREE TRUST INTL LRGCAP D COM 97717w794 461 10250 SH DEFINED 10250
WORLD OIL RES LTD SHS COM q98945t10 0 10000 SH DEFINED 10000
XEROX CORP COM COM 984121103 190 27895 SH DEFINED 27895
XILINX INC COM COM 983919101 567 15800 SH DEFINED 15800
YAMANA GOLD INC COM COM 98462y100 178 10315 SH DEFINED 10315
ZEBRA TECHNOLOGIES CP CL A COM 989207105 319 8125 SH DEFINED 8125
ZIMMER HOLDINGS INC COM 98956P102 5521 82825 SH DEFINED 82825
CNOOC LTD SPONS ADR 126132109 1135 5160 SH DEFINED 5160
ENSCO PLC SHS CL A g3157s106 229 3870 SH DEFINED 3870
NATIONAL AUSTRALIA BK SPONSORE 632525408 205 7900 SH DEFINED 7900
REPSOL S.A. 76026t205 783 38725 SH DEFINED 38725
ROYAL DUTCH SHELL B 780259107 665 9375 SH DEFINED 9375
ROYAL DUTCH SHELL PLC SPONS AD 780259206 298 4327 SH DEFINED 4327
SANOFI SPONSORED ADR 80105n105 284 6000 SH DEFINED 6000
SHENGKAI INNOVATIONS INC. 82321p203 28 38850 SH DEFINED 38850
SHIRE PHARMCTL GRP PLC SPONSOR 82481r106 581 6300 SH DEFINED 6300
WAL-MART DE MEXICO S A ADR SR 93114W107 511 15728 SH DEFINED 15728
AMER INTL GRP FRAC WTS EXP 01/ acg874152 0 68765 SH DEFINED 68765
AIM INV FDS GLB HLT CARE A 00141T106 203 6656.622 SH DEFINED 6656.622
AMER INTL GRW & INC CL F-1 SHS 45956t402 800 25247.873SH DEFINED 25247.873
AMERICAN BALANCED FD CL F 024071409 1019 49983.770SH DEFINED 49983.770
AMERICAN BALANCED FD COM 024071102 433 21208.641SH DEFINED 21208.641
BLAIR WILLIAM MUT FDS INTL GRW 093001402 462 20579.030SH DEFINED 20579.030
CAPITAL INCOME BLDR FD CL F 140193400 3916 74191.183SH DEFINED 74191.183
CAPITAL INCOME BUILDERS FD SH 140193103 629 11927.406SH DEFINED 11927.406
CAPITAL WORLD GRW&INCM CL F 140543406 1408 37933.858SH DEFINED 37933.858
CAPITAL WORLD GRW&INCM COM 140543109 317 8533.798 SH DEFINED 8533.798
CLAYMORE ETF TR ZACKS MDCAP CR 18383m720 442 13100.000SH DEFINED 13100.000
COLUMBIA ACORN FUND CL Z 197199409 843 27683.659SH DEFINED 27683.659
CREDIT SUISSE SMALL CO CORE FD 22543N107 613 20349.000SH DEFINED 20349.000
EATON VANCE FLOATING RATE FD C 277911129 298 31644.082SH DEFINED 31644.082
EATON VANCE GROWTH TR ATL CAPT 277902698 197 10815.300SH DEFINED 10815.300
EUROPACIFIC GROWTH FUND CLASS 298706102 507 12300.140SH DEFINED 12300.140
FIDELITY ADVISOR EQUITY GROWTH 315805101 948 14482.000SH DEFINED 14482.000
FIDELITY ADVISOR SER I LEV CO 315805424 526 13383.889SH DEFINED 13383.889
FINANCIAL INVS TR GRN GB OP IN 317609360 823 330649.774SH DEFINED 330649.774
FINANCIAL INVS TR GRN GB OP IN 30 12028.133SH DEFINED 12028.133
FIRST EAGLE FDS INC GOLD FD 32008f408 432 15770.259SH DEFINED 15770.259
FRANKLIN INCOME FD CLASS A 353496300 87 38620.697SH DEFINED 38620.697
FUNDAMENTAL INVS INC CL F 360802409 298 7308.814 SH DEFINED 7308.814
GABELLI ASSET FD SH BEN INT 362395105 288 5551.905 SH DEFINED 5551.905
GOLDMAN SACHS TR N11 EQTY A SH 38145l869 564 51271.358SH DEFINED 51271.358
GROWTH FD AMER INC CL F 399874403 373 10913.171SH DEFINED 10913.171
HEARTLAND GROUP INC VAL PLUS I 422352849 374 12608.075SH DEFINED 12608.075
HUNTINGTON SITUS FD TR SHS 446327462 472 20155.000SH DEFINED 20155.000
INCOME FUND AMERICA 453320103 390 21598.566SH DEFINED 21598.566
INTERNATIONAL GRW & IN CL F-2 45956t501 303 9560.240 SH DEFINED 9560.240
MAINSTAY MARKETFIELD FD CL I 56064b852 3646 230145.448SH DEFINED 230145.448
MASSACHUSETTS INVS TR SH BEN I 575736103 266 12373.486SH DEFINED 12373.486
MERIDIAN FD INC GROWTH FD 589619105 261 6570.002 SH DEFINED 6570.002
NEW PERSPECTIVE FD INC COM 648018109 278 8887.649 SH DEFINED 8887.649
OPPENHEIMER DEVLNG MKT CL A 683974109 942 26682.990SH DEFINED 26682.990
OPPENHEIMER INTL S CO CL A 68380u100 317 13996.484SH DEFINED 13996.484
OPPENHEIMER STRATEG FD INCOME 68380K102 135 30980.581SH DEFINED 30980.581
PIMCO FDS PAC INVT MGM COMM RE 722005667 221 33317.370SH DEFINED 33317.370
PIMCO TOTAL RETURN FD CL P 72201m552 336 29912.232SH DEFINED 29912.232
POPLAR FOREST PARTNERS FD CL A 00768D814 1172 37874.867SH DEFINED 37874.867
POPLAR FOREST PARTNERS INSTITU 00768d798 8092 261117.570SH DEFINED 261117.570
ROWE T PRICE MID-CAP COM 779556109 211 3736.000 SH DEFINED 3736.000
T ROWE PRICE HEALTH SCIENCES 741480107 798 19360.000SH DEFINED 19360.000
TEMPLETON GLOBAL INVT BRIC FD 88019r757 214 18155.871SH DEFINED 18155.871
TEMPLETON GLOBAL INVT EMRG MKT 88019r732 241 21089.420SH DEFINED 21089.420
TURNER FDS SPECTRUM INSTL 900297664 218 20018.616SH DEFINED 20018.616
UNIFIED SER TR APPLESEED FD 90470k370 425 33183.079SH DEFINED 33183.079
VANGUARD INDEX FDS TOT STKIDX 922908728 344 9640.036 SH DEFINED 9640.036
VANGUARD SPECIALIZED DIV APRID 921908851 330 13863.405SH DEFINED 13863.405
PIMCO ETF TR CDA BD IDX FD 72201R759 1024 9700.000 SH DEFINED 9700.000
AGIC EQUITY & CONV INCOME FD C 00119p102 611 36700.000SH DEFINED 36700.000
EATON VANCE TXMG GLOBAL OPPORT 27829c105 711 66516.000SH DEFINED 66516.000
ROYCE VALUE TR INC COM 780910105 2126 158445.440SH DEFINED 158445.440
ABERDEEN LATIN AMERICAN EQUITY 00306k106 244 6741.000 SH DEFINED 6741.000
THAI FD INC COM 882904105 418 20940.000SH DEFINED 20940.000
KKR & CO LP DEL COM UNITS 48248m102 1192 78250 SH DEFINED 78250
NATURAL RESOURCE PARTNERS LP 63900p103 907 48900 SH DEFINED 48900