0001020918-11-000006.txt : 20110421 0001020918-11-000006.hdr.sgml : 20110421 20110421162631 ACCESSION NUMBER: 0001020918-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110421 DATE AS OF CHANGE: 20110421 EFFECTIVENESS DATE: 20110421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROTHSCHILD INVESTMENT CORP /IL CENTRAL INDEX KEY: 0001020918 IRS NUMBER: 362708660 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05772 FILM NUMBER: 11773728 BUSINESS ADDRESS: STREET 1: 311 SOUTH WACKER DRIVE STREET 2: SUITE 6500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129838900 MAIL ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 6500 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 inftable.txt FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 100,000 RIVUS BOND FD FRACL SH COM hgk667100 0 88000 SH DEFINED 88000 100,000THS CEF COHEN & STEERS COM bkc47l109 0 87208 SH DEFINED 87208 3M CO COM COM 88579Y101 4731 50596 SH DEFINED 50596 ABBOTT LABS COM 002824100 11353 231453 SH DEFINED 231453 ABRAXAS PETE CORP COM COM 003830106 117 20000 SH DEFINED 20000 ACCENTURE PLC IRELAND CL A COM g1151c101 349 6350 SH DEFINED 6350 ACE LTD SHS COM h0023r105 221 3425 SH DEFINED 3425 ACTIVISION BLIZZARD INC COM COM 00507V109 408 37225 SH DEFINED 37225 ADOBE SYS INC COM 00724F101 550 16585 SH DEFINED 16585 ADVANCE AUTO PARTS INC COM COM 00751Y106 626 9544 SH DEFINED 9544 ALASKA COMMNCT SYS GRP COM COM 01167p101 251 23600 SH DEFINED 23600 ALCOA INC. COM 013817101 4418 250165 SH DEFINED 250165 ALLERGAN INC COM 018490102 1440 20280 SH DEFINED 20280 ALLSTATE CORP COM COM 020002101 1563 49193 SH DEFINED 49193 ALTERA CORP COM COM 021441100 901 20472 SH DEFINED 20472 ALTRIA GROUP INC COM COM 02209S103 414 15891 SH DEFINED 15891 AMAZON COM INC COM COM 023135106 601 3335 SH DEFINED 3335 AMBAC FINANCIAL GROUP INC COM COM 023139108 2 10000 SH DEFINED 10000 AMEDISYS INC COM COM 023436108 497 14200 SH DEFINED 14200 AMEREN CORP COM COM 023608102 801 28544 SH DEFINED 28544 AMERICAN ELECTRIC POWER COM 025537101 588 16739 SH DEFINED 16739 AMERIPRISE FINL INC COM COM 03076c106 354 5793 SH DEFINED 5793 AMGEN INC COM 031162100 1230 23011 SH DEFINED 23011 ANNALY MTG MGMT INC COM COM 035710409 236 13550 SH DEFINED 13550 APACHE CORP COM 037411105 1209 9231 SH DEFINED 9231 APOLLO INVT CORP COM COM 03761u106 731 60625 SH DEFINED 60625 APPLE COMPUTER INC COM 037833100 16773 48129 SH DEFINED 48129 APPROACH RESOURCES INC COM COM 03834a103 580 17250 SH DEFINED 17250 ARCHER DANIELS MIDLAND COM 039483102 540 15007 SH DEFINED 15007 ARUBA NETWORKS INC COM COM 043176106 224 6615 SH DEFINED 6615 AT&T INC COM COM 00206r102 5366 175295 SH DEFINED 175295 AUTOMATIC DATA PROCESSING COM 053015103 600 11700 SH DEFINED 11700 BANK OF AMER CORP COM 060505104 1218 91382 SH DEFINED 91382 BARRICK GOLD CORP COM 067901108 1069 20600 SH DEFINED 20600 BAXTER INTERNATIONAL INC COM 071813109 7591 141168 SH DEFINED 141168 BEMIS INC COM COM 081437105 699 21315 SH DEFINED 21315 BERKSHIRE HATHAWAY INC CL B COM 084670702 4881 58367 SH DEFINED 58367 BERKSHIRE HATHAWAY INC DEL COM 084670108 626 5 SH DEFINED 5 BEST BUY INC COM 086516101 4491 156385 SH DEFINED 156385 BOEING COMPANY COM 097023105 2138 28913 SH DEFINED 28913 BP PLC SPONSORED ADR COM 055622104 2389 54131 SH DEFINED 54131 BR MALLS PARTICIPACOES GDR 144 COM 05569b107 3341 160000 SH DEFINED 160000 BRISTOL MYERS SQUIBB CO COM 110122108 2603 98477 SH DEFINED 98477 CANADIAN IMPRL BK COMM COM COM 136069101 237 2745 SH DEFINED 2745 CANADIAN NATL RY CO COM COM 136375102 1658 22028 SH DEFINED 22028 CARNIVAL CORP COM 143658300 4817 125550 SH DEFINED 125550 CATERPILLAR TRACTOR COM 149123101 1734 15575 SH DEFINED 15575 CBOE HLDGS INC COM COM 12503m108 6821 235450 SH DEFINED 235450 CELGENE CORP COM COM 151020104 474 8247 SH DEFINED 8247 CENTERPOINT ENERGY INC COM COM 15189T107 198 11298 SH DEFINED 11298 CERAGON NETWORKS LTD ORD COM M22013102 181 14970 SH DEFINED 14970 CF INDS HLDGS INC COM COM 125269100 1059 7740 SH DEFINED 7740 CHATHAM LODGING TR COM COM 16208t102 440 27100 SH DEFINED 27100 CHESAPEAKE ENERGY CORP COM 165167107 1934 57700 SH DEFINED 57700 CHEVRON TEXACO CORP COM COM 166764100 6020 56005 SH DEFINED 56005 CHUBB CORP COM 171232101 234 3820 SH DEFINED 3820 CISCO SYS INC COM 17275R102 4191 244371 SH DEFINED 244371 CITIGROUP INC COM COM 172967101 1381 312476 SH DEFINED 312476 CLIFFS NATURAL RESOURC COM COM 18683K101 245 2490 SH DEFINED 2490 COCA COLA COMPANY COM 191216100 4376 65964 SH DEFINED 65964 COGNIZANT TECH SOLUTNS CL A COM 192446102 827 10160 SH DEFINED 10160 COHEN & STEERS QTY RLY COM COM 19247L106 1057 105660 SH DEFINED 105660 COLGATE PALMOLIVE COMPANY COM 194162103 319 3954 SH DEFINED 3954 COMMUNITY HLTH SYS NEW COM COM 203668108 382 9550 SH DEFINED 9550 COMPUGEN LTD ORD COM m25722105 702 134650 SH DEFINED 134650 CONAGRA INC COM 205887102 201 8450 SH DEFINED 8450 CONOCOPHILLIPS COM 20825C104 6300 78885 SH DEFINED 78885 CONSOLIDATED EDISON NEW YORK COM 209115104 1191 23475 SH DEFINED 23475 CORNING INC COM 219350105 10217 495273 SH DEFINED 495273 COSTCO WHOLESALE CORP-NEW COM 22160K105 3098 42250 SH DEFINED 42250 COVANTA HOLDINGS CP COM 22282e102 1465 85800 SH DEFINED 85800 CUMMINGS ENGINE CO INC COM 231021106 908 8285 SH DEFINED 8285 CVS CORP INC COM 126650100 2484 72375 SH DEFINED 72375 DANAHER CORP DEL COM COM 235851102 319 6154 SH DEFINED 6154 DARDEN RESTAURANTS, INC. COM 237194105 505 10280 SH DEFINED 10280 DEAN FOODS CO NEW COM COM 242370104 647 64700 SH DEFINED 64700 DECKERS OUTDOOR CORP COM COM 243537107 465 5394 SH DEFINED 5394 DEERE & COMPANY COM 244199105 3047 31453 SH DEFINED 31453 DEVON ENERGY CORP NEW COM COM 25179M103 1690 18420 SH DEFINED 18420 DIAMOND OFFSHORE DRILLING INC COM 25271C102 563 7250 SH DEFINED 7250 DOLLAR TREE INC COM COM 256746108 2725 49075 SH DEFINED 49075 DOW CHEMICAL CORPORATION COM 260543103 1235 32725 SH DEFINED 32725 DUKE ENERGY COMPANY COM 26441C105 2847 156852 SH DEFINED 156852 E I DU PONT DE NEMOURS & CO COM 263534109 2273 41344 SH DEFINED 41344 E M C CORP MASS COM 268648102 343 12925 SH DEFINED 12925 EBAY INC COM COM 278642103 943 30390 SH DEFINED 30390 EMERSON ELECTRIC CO COM 291011104 1515 25927 SH DEFINED 25927 ENBRIDGE ENERGY PRTNRS COM COM 29250r106 2801 43350 SH DEFINED 43350 ENDURANCE SPECIALTY HL SHS COM g30397106 660 13511 SH DEFINED 13511 ENTERPRISE PRODS PARTNERS LP C COM 293792107 913 21193 SH DEFINED 21193 EROMANGA HYDROCARBONS NL SHS COM Q36055103 1 10000 SH DEFINED 10000 ESCROW DWS RREEF REAL ESTATE F COM esc233990 0 60910 SH DEFINED 60910 EXELON CORP COM 30161N101 4773 115735 SH DEFINED 115735 EXPRESS SCRIPTS INC CL A COM 302182100 698 12547 SH DEFINED 12547 EXXON MOBIL CORP COM COM 30231G102 13042 155018 SH DEFINED 155018 EZCHIP SEMICONDUCTOR LTD CP COM m4146y108 20980 707695 SH DEFINED 707695 FEDEX CORP COM 31428X106 620 6625 SH DEFINED 6625 FIRST N B ANCHRAG ALAS COM COM 32112j106 534 301 SH DEFINED 301 FIRST TR ETF II UTILITIES ALPH COM 33734X184 574 32863 SH DEFINED 32863 FIRSTENERGY CORP COM COM 337932107 3017 81356 SH DEFINED 81356 FNB CORP COM COM 302520101 195 18500 SH DEFINED 18500 FOOT LOCKER INC COM COM 344849104 502 25450 SH DEFINED 25450 FORD MOTOR COMPANY COM 345370860 3815 255854 SH DEFINED 255854 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 946 17032 SH DEFINED 17032 FRONTIER COMMUNICATIONS CORP C COM 35906a108 110 13322 SH DEFINED 13322 GAP INC COM 364760108 746 32906 SH DEFINED 32906 GENCO SHPPNG & TRDNG SHS COM y2685t107 2518 234014 SH DEFINED 234014 GENERAL CABLE CORP COM 369300108 385 8900 SH DEFINED 8900 GENERAL ELECTRIC CO COM 369604103 9277 462714 SH DEFINED 462714 GENERAL MILLS INC COM 370334104 433 11850 SH DEFINED 11850 GLAXO SMITHKLINE PLC SPONS ADR COM 37733w105 1193 31049 SH DEFINED 31049 GOLDMAN SACHS GROUP COM COM 38141G104 7352 46358 SH DEFINED 46358 GOOGLE INC CL A COM 38259p508 7545 12871 SH DEFINED 12871 HALLIBURTON COMPANY COM 406216101 2660 53380 SH DEFINED 53380 HERBALIFE LTD COM USD SHS COM g4412g101 755 9278 SH DEFINED 9278 HESS CORP COM COM 42809h107 296 3475 SH DEFINED 3475 HEWLETT PACKARD CO COM 428236103 5416 132198 SH DEFINED 132198 HOLOGIC INC COM COM 436440101 214 9625 SH DEFINED 9625 HOME DEPOT INC COM 437076102 2346 63301 SH DEFINED 63301 HONEYWELL INTL COM 438516106 1047 17540 SH DEFINED 17540 HOSPIRA INC COM COM 441060100 207 3750 SH DEFINED 3750 HUNT JB TRANS SVC INC COM COM 445658107 1058 23300 SH DEFINED 23300 ILLINOIS TOOL WORKS COM 452308109 3726 69361 SH DEFINED 69361 INLAND REAL ESTATE CP COM NEW COM 457461200 147 15448 SH DEFINED 15448 INTEGRYS ENERGY GRP INC COM COM 45822p105 1477 29243 SH DEFINED 29243 INTEL CORPORATION COM 458140100 1926 95485 SH DEFINED 95485 INTERNATIONAL BUSINESS MACHINE COM 459200101 6863 42085 SH DEFINED 42085 INTERNATIONAL GAME TECH COM 459902102 4085 251719 SH DEFINED 251719 INTERNATIONAL PAPER CO COM 460146103 604 20000 SH DEFINED 20000 IRIS INTL INC COM COM 46270w105 90 10000 SH DEFINED 10000 ISHARES COMEX GOLD TR ISHARES COM 464285105 1451 103500 SH DEFINED 103500 ISHARES INC MSCI HONG KONG COM 464286871 640 33813 SH DEFINED 33813 ISHARES INC MSCI JAPAN COM 464286848 627 60800 SH DEFINED 60800 ISHARES INC MSCI MALAYSIA COM 464286830 569 38489 SH DEFINED 38489 ISHARES TR INDONESIAN INVS MK COM 46429B309 286 9582 SH DEFINED 9582 ISHARES TR MSCI EMERG MKT COM 464287234 477 9810 SH DEFINED 9810 ISHARES TR RUSSELL 2000 COM 464287655 2613 31050 SH DEFINED 31050 ISHARES TR S&P SMLCAP 600 COM 464287804 723 9826 SH DEFINED 9826 ISHARES TR SMALL VALUE INDX FD COM 464288703 773 8808 SH DEFINED 8808 J P MORGAN CHASE & CO COM COM 46625h100 6304 136750 SH DEFINED 136750 JACOBS ENGR GROUP INC COM COM 469814107 6395 124352 SH DEFINED 124352 JAZZ PHARMACEUTICALS COM 472147107 355 11155 SH DEFINED 11155 JOHNSON & JOHNSON COM 478160104 10989 185462 SH DEFINED 185462 JOS A BANK CLOTHIERS COM COM 480838101 1813 35638 SH DEFINED 35638 KEYCORP NEW COM COM 493267108 125 14055 SH DEFINED 14055 KINDER MORGAN ENERGY PTNRS LP COM 494550106 1422 19190 SH DEFINED 19190 KKR FINANCIAL HLDGS LLC COM COM 48248a306 427 43592 SH DEFINED 43592 KONINKLIJKE PHILIPS ELEC NV SP COM 500472303 723 22486 SH DEFINED 22486 KRAFT FOODS INC CL A COM 50075n104 420 13388 SH DEFINED 13388 KROGER CO COM 501044101 547 22800 SH DEFINED 22800 LATTICE SEMICONDUCTOR COM COM 518415104 379 64275 SH DEFINED 64275 LHC GROUP INC COM COM 50187a107 3387 112900 SH DEFINED 112900 LIFE TIME FITNESS INC COM COM 53217r207 787 21100 SH DEFINED 21100 LILLY ELI & COMPANY COM 532457108 1557 44283 SH DEFINED 44283 LINCOLN NATL CORP IND COM COM 534187109 265 8810 SH DEFINED 8810 LOCKHEED MARTIN CORP COM 539830109 227 2828 SH DEFINED 2828 LORAL SPACE & COMMUNICATIONS COM 543881106 759 9788 SH DEFINED 9788 LOWES COS INC COM COM 548661107 8568 324181 SH DEFINED 324181 LUND GOLD LTD COM COM 550367106 2 30000 SH DEFINED 30000 MAGNA INTERNATIONAL, INC. COM 559222401 842 17575 SH DEFINED 17575 MANPOWER INC COM 56418H100 6260 99550 SH DEFINED 99550 MARATHON OIL CORP COM 565849106 292 5477 SH DEFINED 5477 MB FINL INC COM COM 55264u108 595 28402 SH DEFINED 28402 MCDONALDS CORPORATION COM 580135101 4512 59294 SH DEFINED 59294 MCKENZIE BAY INTL LTD COM COM 581531100 0 10000 SH DEFINED 10000 MEDCOHEALTH SOLUTIONS INC COM COM 58405U102 790 14065 SH DEFINED 14065 MEDTRONIC INC COM 585055106 4336 110196 SH DEFINED 110196 MERCK & COMPANY INC. COM 58933y105 3069 92958 SH DEFINED 92958 METLIFE INC COM COM 59156r108 959 21450 SH DEFINED 21450 MICROSOFT CORP COM 594918104 4140 163243 SH DEFINED 163243 MILLER INDS COM 600551204 1309 80625 SH DEFINED 80625 MOCON INC COM COM 607494101 475 33300 SH DEFINED 33300 MONSANTO CO NEW COM COM 61166W101 428 5928 SH DEFINED 5928 MORGAN STANLEY COM NEW COM 617446448 949 34753 SH DEFINED 34753 MVC CAPITAL INC COM COM 553829102 343 25000 SH DEFINED 25000 NETLOGIC MICROSYS INC COM COM 64118b100 8679 206542 SH DEFINED 206542 NEWELL RUBBERMAID INC. COM 651229106 320 16715 SH DEFINED 16715 NEXTERA ENERGY INC COM COM 65339F101 360 6526 SH DEFINED 6526 NICOR INC COM 654086107 260 4850 SH DEFINED 4850 NIKE INC CLASS B COM 654106103 1816 23990 SH DEFINED 23990 NISOURCE INC. COM COM 65473p105 594 30983 SH DEFINED 30983 NOBLE CORPORATION BAAR NAMEN A COM h5833N103 5386 118070 SH DEFINED 118070 NORFOLK SOUTHERN CORP COM 655844108 1308 18881 SH DEFINED 18881 NORTHERN TRUST CORPORATION COM 665859104 750 14770 SH DEFINED 14770 NOVARTIS A G SPONSORED ADR COM 66987V109 1815 33390 SH DEFINED 33390 NUCOR CORP COM 670346105 586 12735 SH DEFINED 12735 NYSE EURONEXT COM COM 629491101 8465 240677 SH DEFINED 240677 OMNICOM GROUP COM 681919106 450 9175 SH DEFINED 9175 ONE E COMMERCE CORP COM COM 68231C101 0 102379 SH DEFINED 102379 ORACLE SYS CORP COM 68389X105 2516 75399 SH DEFINED 75399 OROMIN EXPL LTD NEW COM - DO N COM 687082107 45 36190 SH DEFINED 36190 OSI SYSTEMS INC COM COM 671044105 637 16986 SH DEFINED 16986 PANERA BREAD CO CL A COM 69840w108 762 6002 SH DEFINED 6002 PENGROWTH ENERGY CORP COM COM 70706p104 166 12000 SH DEFINED 12000 PEPSICO INC COM 713448108 2508 38938 SH DEFINED 38938 PFIZER INC COM 717081103 6115 301083 SH DEFINED 301083 PHILIP MORRIS INTL INC COM COM 718172109 1500 22850 SH DEFINED 22850 PIMCO ETF TR BLD AMER BD FD COM 72201r825 470 10000 SH DEFINED 10000 PINNACLE WEST CAPITAL CORP USD COM 723484101 509 11900 SH DEFINED 11900 POTASH CORP SASK INC COM COM 73755l107 499 8460 SH DEFINED 8460 POWERSHARES DB CMDTY UNIT BEN COM 73935s105 1036 33962 SH DEFINED 33962 POWERSHARES ETF TRUST DYNM LRG COM 73935x708 596 30338 SH DEFINED 30338 POWERSHARES ETF TRUST FTSE RAF COM 73935x583 396 6700 SH DEFINED 6700 POWERSHARES ETF TRUST PRVT EQT COM 73935x195 431 37145 SH DEFINED 37145 POWERSHARES QQQ TR UNIT SER 1 COM 73935A104 889 15475 SH DEFINED 15475 POWERSHS GLOBAL ETF PREFERRED COM 73936t565 757 52765 SH DEFINED 52765 POWERSHS GLOBAL ETF SOVEREIGN COM 73936T573 312 11796 SH DEFINED 11796 PPG INDS INC COM COM 693506107 571 6000 SH DEFINED 6000 PRAXAIR INC COM 74005P104 1075 10585 SH DEFINED 10585 PROCTER & GAMBLE CO COM 742718109 10147 164718 SH DEFINED 164718 PROGRESS ENERGY INC COM COM 743263105 1369 29665 SH DEFINED 29665 PROSHARES TR SHORT S&P 500 COM 74347r503 2011 48858 SH DEFINED 48858 QRS MUSIC TECHNOLOGIES COM COM 74726W107 12 49000 SH DEFINED 49000 QUALCOMM INC COM 747525103 17622 321389 SH DEFINED 321389 QUICKLOGIC CORP COM COM 74837p108 1234 251770 SH DEFINED 251770 QWEST COMMUNICATIONS COM COM 749121109 78 11454 SH DEFINED 11454 RAYMOND JAMES FINL INC COM 754730109 5586 146082 SH DEFINED 146082 RAYTHEON CO COM 755111507 364 7165 SH DEFINED 7165 REPUBLIC SVCS INC CL A COM 760759100 3498 116450 SH DEFINED 116450 RESEARCH IN MOTION LTD COM COM 760975102 209 3700 SH DEFINED 3700 ROYAL DUTCH SHELL B COM 780259107 564 7700 SH DEFINED 7700 ROYCE FOCUS TR COM COM 78080n108 323 38741 SH DEFINED 38741 RPM INC OHIO COM COM 749685103 494 20800 SH DEFINED 20800 RSTK STD BANCSHARES INC HICKOR COM 853993442 0 104086 SH DEFINED 104086 RUSHNET INC COM COM 782074108 0 4000000 SH DEFINED 4000000 RYDEX ETF S&P 500 EQUAL WEIGHT COM 78355w106 2013 39886 SH DEFINED 39886 S&P 400 MIDCAP - ISHARES COM 464287507 6745 68335 SH DEFINED 68335 SAKS INC COM COM 79377W108 269 23785 SH DEFINED 23785 SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 943 34245 SH DEFINED 34245 SCHLUMBERGER COM 806857108 1016 10891 SH DEFINED 10891 SELECT SECTOR SPDR TR SBI INT- COM 81369y506 207 2600 SH DEFINED 2600 SENSIENT TECH CORP COM COM 81725T100 208 5800 SH DEFINED 5800 SHIRE LTD SHS COM g8124v108 239 8250 SH DEFINED 8250 SIRIUS XM RADIO INC COM COM 82967n108 25 15340 SH DEFINED 15340 SMUCKER J M CO COM NEW COM 832696405 269 3772 SH DEFINED 3772 SOUTH JERSEY IND INC COM 838518108 207 3700 SH DEFINED 3700 SOUTHERN COMPANY COM 842587107 369 9675 SH DEFINED 9675 SPDR S&P 500 ETF TR UNIT SER 1 COM 78462F103 2066 15579 SH DEFINED 15579 SPDR S&P MIDCAP 400 ETF TR UNI COM 78467y107 9118 50780 SH DEFINED 50780 SPDR SER TR S&P HOMEBUILDERS E COM 78464a888 266 14600 SH DEFINED 14600 SPIDER GOLD TR SHS COM 78463V107 566 4047 SH DEFINED 4047 SPRINT NEXTEL CORP FON SHS COM 852061100 390 84150 SH DEFINED 84150 STAR SCIENTIFIC INC COM COM 85517p101 45 10000 SH DEFINED 10000 STARBUCKS CORP COM COM 855244109 307 8300 SH DEFINED 8300 STARWOOD HOTEL&RESORTS WORLDWI COM 85590A401 2473 42545 SH DEFINED 42545 STARWOOD PPTY TR INC COM COM 85571b105 2987 133940 SH DEFINED 133940 STATE STREET BOSTON CORP COM 857477103 416 9265 SH DEFINED 9265 STIFEL FINL CORP COM COM 860630102 1028 14325 SH DEFINED 14325 STRYKER CORP COM 863667101 670 11025 SH DEFINED 11025 SUBURBAN PROPANE L P UNIT LTD COM 864482104 272 4825 SH DEFINED 4825 SUNCOR ENERGY INC COM NEW COM 867224107 299 6666 SH DEFINED 6666 SUNTRUST BKS INC COM COM 867914103 211 7328 SH DEFINED 7328 SUPERVALU INC COM COM 868536103 641 71807 SH DEFINED 71807 SYSCO CORP COM 871829107 496 17917 SH DEFINED 17917 SYSTEMAX INC COM COM 871851101 656 48500 SH DEFINED 48500 TAIWAN FD INC COM COM 874036106 491 26314 SH DEFINED 26314 TARGET CORP COM COM 87612E106 719 14371 SH DEFINED 14371 TAURUS MINERALS INC COM 876901109 0 15000 SH DEFINED 15000 TAYLOR CAP GROUP COM COM 876851106 153 14536 SH DEFINED 14536 TE CONNECTIVITY LTD COM H84989104 268 7700 SH DEFINED 7700 TELECOM ARGENTINA S A SPON ADR COM 879273209 817 32962 SH DEFINED 32962 TELETECH HOLDING COM 879939106 1360 70200 SH DEFINED 70200 TEVA PHARMACEUTICAL COM 881624209 778 15506 SH DEFINED 15506 THERMO FISHER SCIENTIFIC COM 883556102 3649 65693 SH DEFINED 65693 TIME WARNER CABLE INC COM COM 88732j207 364 5108 SH DEFINED 5108 TIME WARNER INC COM 887317303 747 20931 SH DEFINED 20931 TITAN MACHY INC COM COM 88830r101 298 11800 SH DEFINED 11800 TJX COMPANIES INC (NEW) COM 872540109 1479 29750 SH DEFINED 29750 TORONTO DOMINION BK COM NEW COM 891160509 277 3125 SH DEFINED 3125 TYCO INTL LTD NEW COM h89128104 219 4902 SH DEFINED 4902 UGI CORP NEW COM COM 902681105 479 14550 SH DEFINED 14550 UNITED PARCEL SERVICE CL B COM 911312106 6197 83382 SH DEFINED 83382 UNITED TECHNOLOGIES CORP COM 913017109 1661 19620 SH DEFINED 19620 UNIVERSAL HEALTH RLTY INCOME S COM 91359E105 227 5600 SH DEFINED 5600 US BANCORP DEL COM COM 902973304 335 12682 SH DEFINED 12682 VALERO ENERGY CORP NEW COM COM 91913y100 289 9675 SH DEFINED 9675 VANGUARD INTL EQTY IDX ALLWRLD COM 922042775 281 5689 SH DEFINED 5689 VANGUARD MSCI EMERGING MARKETS COM 922042858 249 5093 SH DEFINED 5093 VANTAGE DRILLING COMPA ORD SHS COM g93205113 18 10000 SH DEFINED 10000 VENTAS INC COM COM 92276F100 310 5700 SH DEFINED 5700 VERIZON COMMUNICATIONS COM COM 92343v104 4390 113901 SH DEFINED 113901 VISA INC COM CL A COM 92826c839 1501 20395 SH DEFINED 20395 WAL MART STORES INC COM 931142103 2074 39848 SH DEFINED 39848 WALGREEN COMPANY COM 931422109 1648 41059 SH DEFINED 41059 WALT DISNEY PRODUCTIONS COM 254687106 854 19811 SH DEFINED 19811 WASTE MGMT INC COM COM 94106L109 352 9417 SH DEFINED 9417 WELLS FARGO & COMPANY COM 949746101 389 12261 SH DEFINED 12261 WILLIAMS COS INC DEL COM COM 969457100 761 24419 SH DEFINED 24419 WISDOMTREE TRUST INTL LRGCAP D COM 97717w794 599 12550 SH DEFINED 12550 XEROX CORP COM COM 984121103 544 51095 SH DEFINED 51095 XILINX INC COM COM 983919101 449 13690 SH DEFINED 13690 ZEBRA TECHNOLOGIES CP CL A COM 989207105 319 8125 SH DEFINED 8125 ZIMMER HOLDINGS INC COM 98956P102 6199 102404 SH DEFINED 102404 BAIDU COM INC SPON ADR REP A 056752108 402 2920 SH DEFINED 2920 BANCO BRADESCO SPONS ADR 059460303 331 15959 SH DEFINED 15959 BANCO SANTANDER BRASIL ADS REP 05967a107 183 14920 SH DEFINED 14920 CNOOC LTD SPONS ADR 126132109 1025 4050 SH DEFINED 4050 DESARROLLADORA HOMEX SPONSORED 25030w100 605 22210 SH DEFINED 22210 GAFISA S A SPONS ADR 362607301 1518 118220 SH DEFINED 118220 ITAU UNIBANCO BANCO MU SPONS A 465562106 331 13755 SH DEFINED 13755 PETROLEO BRASILEIRO SA SPONSOR 71654v408 233 5775 SH DEFINED 5775 REPSOL YPF S A SPONSORED ADR 76026t205 333 9700 SH DEFINED 9700 ROYAL DUTCH SHELL PLC SPONS AD rdsa 319 4373 SH DEFINED 4373 SANOFI AVENTIS SPONSORED ADR 80105n105 211 6000 SH DEFINED 6000 SHENGKAI INNOVATIONS INC. 82321P104 278 70700 SH DEFINED 70700 SHIRE PHARMCTL GRP PLC SPONSOR 82481r106 949 10900 SH DEFINED 10900 VIVO PARTICIPACOES S A SPON AD 92855s200 795 19700 SH DEFINED 19700 WAL-MART DE MEXICO S A ADR SR 93114W107 676 22548 SH DEFINED 22548 ADVISORS SER TR PL FR PRTN A 00768d814 833 27696.956SH DEFINED 27696.956 AMER INTL GRW & INC CL F-1 SHS 45956t402 966 29738.829SH DEFINED 29738.829 AMERICAN BALANCED FD CL F 024071409 629 33754.730SH DEFINED 33754.730 AMERICAN BALANCED FD COM 024071102 381 20432.969SH DEFINED 20432.969 BLAIR WILLIAM MUT FDS INTL GRW 093001402 449 20579.030SH DEFINED 20579.030 CAN SLIM SELECT GROWTH FUND 742935448 139 11042.278SH DEFINED 11042.278 CAPITAL INCOME BLDR FD CL C 140193301 241 4718.155 SH DEFINED 4718.155 CAPITAL INCOME BLDR FD CL F 140193400 4101 80297.198SH DEFINED 80297.198 CAPITAL INCOME BUILDERS FD SH 140193103 683 13369.690SH DEFINED 13369.690 CAPITAL WORLD GRW&INCM CL F 140543406 1739 47245.917SH DEFINED 47245.917 CAPITAL WORLD GRW&INCM COM 140543109 279 7557.983 SH DEFINED 7557.983 COLUMBIA ACORN FUND CL Z 197199409 1123 35216.884SH DEFINED 35216.884 COLUMBIA FDS SER TR LARGECAP V 19765H149 309 25855.596SH DEFINED 25855.596 DODGE & COX FDS INTL STK FD 256206103 320 8748.866 SH DEFINED 8748.866 EUROPACIFIC GROWTH FUND CLASS 298706102 527 12300.140SH DEFINED 12300.140 FIDELITY ADVISOR SER I LEV CO 315805424 587 15767.100SH DEFINED 15767.100 FRANKLIN INCOME FD CLASS A 353496300 77 34263.554SH DEFINED 34263.554 FUNDAMENTAL INVS INC CL F 360802409 204 5233.878 SH DEFINED 5233.878 FUNDAMENTAL INVS INC COM 360802102 217 5559.251 SH DEFINED 5559.251 GROWTH FD AMER INC CL F 399874403 241 7583.429 SH DEFINED 7583.429 INCOME FD AMER INC CL C 453320301 217 12715.941SH DEFINED 12715.941 INCOME FUND AMERICA 453320103 574 33342.621SH DEFINED 33342.621 MANNING & NAPIER FD WORLD OPPT 563821545 277 30652.258SH DEFINED 30652.258 MASSACHUSETTS INVS TR SH BEN I 575736103 250 12373.486SH DEFINED 12373.486 NUVEEN INVT TR L CAP VALUE A 67064y503 364 17868.502SH DEFINED 17868.502 OPPENHEIMER DEVLNG MKT CL A 683974109 663 18326.928SH DEFINED 18326.928 OPPENHEIMER INTL S CO CL A 68380u100 436 18820.665SH DEFINED 18820.665 OPPENHEIMER STRATEG FD INCOME 68380K102 121 27897.872SH DEFINED 27897.872 POPLAR FOREST PARTNERS INSTITU 00768d798 5154 171127.629SH DEFINED 171127.629 TEMPLETON GLOBAL INVT BRIC FD 88019r757 419 27126.899SH DEFINED 27126.899 TEMPLETON GLOBAL INVT EMRG MKT 88019r732 173 14489.636SH DEFINED 14489.636 TRUST FOR PROFESSNAL MARKETFIE 89833w865 1462 106816.379SH DEFINED 106816.379 UNIFIED SER TR APPLESEED FD 90470k370 430 32000.714SH DEFINED 32000.714 MARKET VECTORS ETF TR BRAZL SM 57060u613 721 12705.000SH DEFINED 12705.000 ADAMS EXPRESS 006212104 328 28877.695SH DEFINED 28877.695 AGIC EQUITY & CONV INCOME FD C 00119p102 819 42300.000SH DEFINED 42300.000 AGIC GLOBAL EQUITY & CONV INC 00119r108 166 10000.000SH DEFINED 10000.000 EATON VANCE TXMG GLOBAL OPPORT 27829c105 844 68892.000SH DEFINED 68892.000 ROYCE VALUE TR INC COM 780910105 3397 220724.000SH DEFINED 220724.000 ABERDEEN LATIN AMERICAN EQUITY 00306k106 511 13087.000SH DEFINED 13087.000 GREATER CHINA FD INC COM 39167B102 549 43400.000SH DEFINED 43400.000 INDIA FD INC COM 454089103 270 8184.000 SH DEFINED 8184.000 KOREA FUND INC 500634209 363 7511.000 SH DEFINED 7511.000 LATIN AMERN DISCOVERY COM 51828c106 246 12930.000SH DEFINED 12930.000 TEMPLETON DRAGON FUND INC 88018T101 1630 52570.000SH DEFINED 52570.000 THAI FD INC COM 882904105 536 40260.000SH DEFINED 40260.000 BLACKSTONE GROUP L P COM UNIT 09253u108 318 17800 SH DEFINED 17800 KKR & CO LP DEL COM UNITS 48248m102 304 18500 SH DEFINED 18500 NATURAL RESOURCE PARTNERS LP 63900p103 2259 64400 SH DEFINED 64400