0001020918-11-000006.txt : 20110421
0001020918-11-000006.hdr.sgml : 20110421
20110421162631
ACCESSION NUMBER: 0001020918-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110421
DATE AS OF CHANGE: 20110421
EFFECTIVENESS DATE: 20110421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROTHSCHILD INVESTMENT CORP /IL
CENTRAL INDEX KEY: 0001020918
IRS NUMBER: 362708660
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05772
FILM NUMBER: 11773728
BUSINESS ADDRESS:
STREET 1: 311 SOUTH WACKER DRIVE
STREET 2: SUITE 6500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129838900
MAIL ADDRESS:
STREET 1: 311 S WACKER DR
STREET 2: SUITE 6500
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
inftable.txt
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
100,000 RIVUS BOND FD FRACL SH COM hgk667100 0 88000 SH DEFINED 88000
100,000THS CEF COHEN & STEERS COM bkc47l109 0 87208 SH DEFINED 87208
3M CO COM COM 88579Y101 4731 50596 SH DEFINED 50596
ABBOTT LABS COM 002824100 11353 231453 SH DEFINED 231453
ABRAXAS PETE CORP COM COM 003830106 117 20000 SH DEFINED 20000
ACCENTURE PLC IRELAND CL A COM g1151c101 349 6350 SH DEFINED 6350
ACE LTD SHS COM h0023r105 221 3425 SH DEFINED 3425
ACTIVISION BLIZZARD INC COM COM 00507V109 408 37225 SH DEFINED 37225
ADOBE SYS INC COM 00724F101 550 16585 SH DEFINED 16585
ADVANCE AUTO PARTS INC COM COM 00751Y106 626 9544 SH DEFINED 9544
ALASKA COMMNCT SYS GRP COM COM 01167p101 251 23600 SH DEFINED 23600
ALCOA INC. COM 013817101 4418 250165 SH DEFINED 250165
ALLERGAN INC COM 018490102 1440 20280 SH DEFINED 20280
ALLSTATE CORP COM COM 020002101 1563 49193 SH DEFINED 49193
ALTERA CORP COM COM 021441100 901 20472 SH DEFINED 20472
ALTRIA GROUP INC COM COM 02209S103 414 15891 SH DEFINED 15891
AMAZON COM INC COM COM 023135106 601 3335 SH DEFINED 3335
AMBAC FINANCIAL GROUP INC COM COM 023139108 2 10000 SH DEFINED 10000
AMEDISYS INC COM COM 023436108 497 14200 SH DEFINED 14200
AMEREN CORP COM COM 023608102 801 28544 SH DEFINED 28544
AMERICAN ELECTRIC POWER COM 025537101 588 16739 SH DEFINED 16739
AMERIPRISE FINL INC COM COM 03076c106 354 5793 SH DEFINED 5793
AMGEN INC COM 031162100 1230 23011 SH DEFINED 23011
ANNALY MTG MGMT INC COM COM 035710409 236 13550 SH DEFINED 13550
APACHE CORP COM 037411105 1209 9231 SH DEFINED 9231
APOLLO INVT CORP COM COM 03761u106 731 60625 SH DEFINED 60625
APPLE COMPUTER INC COM 037833100 16773 48129 SH DEFINED 48129
APPROACH RESOURCES INC COM COM 03834a103 580 17250 SH DEFINED 17250
ARCHER DANIELS MIDLAND COM 039483102 540 15007 SH DEFINED 15007
ARUBA NETWORKS INC COM COM 043176106 224 6615 SH DEFINED 6615
AT&T INC COM COM 00206r102 5366 175295 SH DEFINED 175295
AUTOMATIC DATA PROCESSING COM 053015103 600 11700 SH DEFINED 11700
BANK OF AMER CORP COM 060505104 1218 91382 SH DEFINED 91382
BARRICK GOLD CORP COM 067901108 1069 20600 SH DEFINED 20600
BAXTER INTERNATIONAL INC COM 071813109 7591 141168 SH DEFINED 141168
BEMIS INC COM COM 081437105 699 21315 SH DEFINED 21315
BERKSHIRE HATHAWAY INC CL B COM 084670702 4881 58367 SH DEFINED 58367
BERKSHIRE HATHAWAY INC DEL COM 084670108 626 5 SH DEFINED 5
BEST BUY INC COM 086516101 4491 156385 SH DEFINED 156385
BOEING COMPANY COM 097023105 2138 28913 SH DEFINED 28913
BP PLC SPONSORED ADR COM 055622104 2389 54131 SH DEFINED 54131
BR MALLS PARTICIPACOES GDR 144 COM 05569b107 3341 160000 SH DEFINED 160000
BRISTOL MYERS SQUIBB CO COM 110122108 2603 98477 SH DEFINED 98477
CANADIAN IMPRL BK COMM COM COM 136069101 237 2745 SH DEFINED 2745
CANADIAN NATL RY CO COM COM 136375102 1658 22028 SH DEFINED 22028
CARNIVAL CORP COM 143658300 4817 125550 SH DEFINED 125550
CATERPILLAR TRACTOR COM 149123101 1734 15575 SH DEFINED 15575
CBOE HLDGS INC COM COM 12503m108 6821 235450 SH DEFINED 235450
CELGENE CORP COM COM 151020104 474 8247 SH DEFINED 8247
CENTERPOINT ENERGY INC COM COM 15189T107 198 11298 SH DEFINED 11298
CERAGON NETWORKS LTD ORD COM M22013102 181 14970 SH DEFINED 14970
CF INDS HLDGS INC COM COM 125269100 1059 7740 SH DEFINED 7740
CHATHAM LODGING TR COM COM 16208t102 440 27100 SH DEFINED 27100
CHESAPEAKE ENERGY CORP COM 165167107 1934 57700 SH DEFINED 57700
CHEVRON TEXACO CORP COM COM 166764100 6020 56005 SH DEFINED 56005
CHUBB CORP COM 171232101 234 3820 SH DEFINED 3820
CISCO SYS INC COM 17275R102 4191 244371 SH DEFINED 244371
CITIGROUP INC COM COM 172967101 1381 312476 SH DEFINED 312476
CLIFFS NATURAL RESOURC COM COM 18683K101 245 2490 SH DEFINED 2490
COCA COLA COMPANY COM 191216100 4376 65964 SH DEFINED 65964
COGNIZANT TECH SOLUTNS CL A COM 192446102 827 10160 SH DEFINED 10160
COHEN & STEERS QTY RLY COM COM 19247L106 1057 105660 SH DEFINED 105660
COLGATE PALMOLIVE COMPANY COM 194162103 319 3954 SH DEFINED 3954
COMMUNITY HLTH SYS NEW COM COM 203668108 382 9550 SH DEFINED 9550
COMPUGEN LTD ORD COM m25722105 702 134650 SH DEFINED 134650
CONAGRA INC COM 205887102 201 8450 SH DEFINED 8450
CONOCOPHILLIPS COM 20825C104 6300 78885 SH DEFINED 78885
CONSOLIDATED EDISON NEW YORK COM 209115104 1191 23475 SH DEFINED 23475
CORNING INC COM 219350105 10217 495273 SH DEFINED 495273
COSTCO WHOLESALE CORP-NEW COM 22160K105 3098 42250 SH DEFINED 42250
COVANTA HOLDINGS CP COM 22282e102 1465 85800 SH DEFINED 85800
CUMMINGS ENGINE CO INC COM 231021106 908 8285 SH DEFINED 8285
CVS CORP INC COM 126650100 2484 72375 SH DEFINED 72375
DANAHER CORP DEL COM COM 235851102 319 6154 SH DEFINED 6154
DARDEN RESTAURANTS, INC. COM 237194105 505 10280 SH DEFINED 10280
DEAN FOODS CO NEW COM COM 242370104 647 64700 SH DEFINED 64700
DECKERS OUTDOOR CORP COM COM 243537107 465 5394 SH DEFINED 5394
DEERE & COMPANY COM 244199105 3047 31453 SH DEFINED 31453
DEVON ENERGY CORP NEW COM COM 25179M103 1690 18420 SH DEFINED 18420
DIAMOND OFFSHORE DRILLING INC COM 25271C102 563 7250 SH DEFINED 7250
DOLLAR TREE INC COM COM 256746108 2725 49075 SH DEFINED 49075
DOW CHEMICAL CORPORATION COM 260543103 1235 32725 SH DEFINED 32725
DUKE ENERGY COMPANY COM 26441C105 2847 156852 SH DEFINED 156852
E I DU PONT DE NEMOURS & CO COM 263534109 2273 41344 SH DEFINED 41344
E M C CORP MASS COM 268648102 343 12925 SH DEFINED 12925
EBAY INC COM COM 278642103 943 30390 SH DEFINED 30390
EMERSON ELECTRIC CO COM 291011104 1515 25927 SH DEFINED 25927
ENBRIDGE ENERGY PRTNRS COM COM 29250r106 2801 43350 SH DEFINED 43350
ENDURANCE SPECIALTY HL SHS COM g30397106 660 13511 SH DEFINED 13511
ENTERPRISE PRODS PARTNERS LP C COM 293792107 913 21193 SH DEFINED 21193
EROMANGA HYDROCARBONS NL SHS COM Q36055103 1 10000 SH DEFINED 10000
ESCROW DWS RREEF REAL ESTATE F COM esc233990 0 60910 SH DEFINED 60910
EXELON CORP COM 30161N101 4773 115735 SH DEFINED 115735
EXPRESS SCRIPTS INC CL A COM 302182100 698 12547 SH DEFINED 12547
EXXON MOBIL CORP COM COM 30231G102 13042 155018 SH DEFINED 155018
EZCHIP SEMICONDUCTOR LTD CP COM m4146y108 20980 707695 SH DEFINED 707695
FEDEX CORP COM 31428X106 620 6625 SH DEFINED 6625
FIRST N B ANCHRAG ALAS COM COM 32112j106 534 301 SH DEFINED 301
FIRST TR ETF II UTILITIES ALPH COM 33734X184 574 32863 SH DEFINED 32863
FIRSTENERGY CORP COM COM 337932107 3017 81356 SH DEFINED 81356
FNB CORP COM COM 302520101 195 18500 SH DEFINED 18500
FOOT LOCKER INC COM COM 344849104 502 25450 SH DEFINED 25450
FORD MOTOR COMPANY COM 345370860 3815 255854 SH DEFINED 255854
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 946 17032 SH DEFINED 17032
FRONTIER COMMUNICATIONS CORP C COM 35906a108 110 13322 SH DEFINED 13322
GAP INC COM 364760108 746 32906 SH DEFINED 32906
GENCO SHPPNG & TRDNG SHS COM y2685t107 2518 234014 SH DEFINED 234014
GENERAL CABLE CORP COM 369300108 385 8900 SH DEFINED 8900
GENERAL ELECTRIC CO COM 369604103 9277 462714 SH DEFINED 462714
GENERAL MILLS INC COM 370334104 433 11850 SH DEFINED 11850
GLAXO SMITHKLINE PLC SPONS ADR COM 37733w105 1193 31049 SH DEFINED 31049
GOLDMAN SACHS GROUP COM COM 38141G104 7352 46358 SH DEFINED 46358
GOOGLE INC CL A COM 38259p508 7545 12871 SH DEFINED 12871
HALLIBURTON COMPANY COM 406216101 2660 53380 SH DEFINED 53380
HERBALIFE LTD COM USD SHS COM g4412g101 755 9278 SH DEFINED 9278
HESS CORP COM COM 42809h107 296 3475 SH DEFINED 3475
HEWLETT PACKARD CO COM 428236103 5416 132198 SH DEFINED 132198
HOLOGIC INC COM COM 436440101 214 9625 SH DEFINED 9625
HOME DEPOT INC COM 437076102 2346 63301 SH DEFINED 63301
HONEYWELL INTL COM 438516106 1047 17540 SH DEFINED 17540
HOSPIRA INC COM COM 441060100 207 3750 SH DEFINED 3750
HUNT JB TRANS SVC INC COM COM 445658107 1058 23300 SH DEFINED 23300
ILLINOIS TOOL WORKS COM 452308109 3726 69361 SH DEFINED 69361
INLAND REAL ESTATE CP COM NEW COM 457461200 147 15448 SH DEFINED 15448
INTEGRYS ENERGY GRP INC COM COM 45822p105 1477 29243 SH DEFINED 29243
INTEL CORPORATION COM 458140100 1926 95485 SH DEFINED 95485
INTERNATIONAL BUSINESS MACHINE COM 459200101 6863 42085 SH DEFINED 42085
INTERNATIONAL GAME TECH COM 459902102 4085 251719 SH DEFINED 251719
INTERNATIONAL PAPER CO COM 460146103 604 20000 SH DEFINED 20000
IRIS INTL INC COM COM 46270w105 90 10000 SH DEFINED 10000
ISHARES COMEX GOLD TR ISHARES COM 464285105 1451 103500 SH DEFINED 103500
ISHARES INC MSCI HONG KONG COM 464286871 640 33813 SH DEFINED 33813
ISHARES INC MSCI JAPAN COM 464286848 627 60800 SH DEFINED 60800
ISHARES INC MSCI MALAYSIA COM 464286830 569 38489 SH DEFINED 38489
ISHARES TR INDONESIAN INVS MK COM 46429B309 286 9582 SH DEFINED 9582
ISHARES TR MSCI EMERG MKT COM 464287234 477 9810 SH DEFINED 9810
ISHARES TR RUSSELL 2000 COM 464287655 2613 31050 SH DEFINED 31050
ISHARES TR S&P SMLCAP 600 COM 464287804 723 9826 SH DEFINED 9826
ISHARES TR SMALL VALUE INDX FD COM 464288703 773 8808 SH DEFINED 8808
J P MORGAN CHASE & CO COM COM 46625h100 6304 136750 SH DEFINED 136750
JACOBS ENGR GROUP INC COM COM 469814107 6395 124352 SH DEFINED 124352
JAZZ PHARMACEUTICALS COM 472147107 355 11155 SH DEFINED 11155
JOHNSON & JOHNSON COM 478160104 10989 185462 SH DEFINED 185462
JOS A BANK CLOTHIERS COM COM 480838101 1813 35638 SH DEFINED 35638
KEYCORP NEW COM COM 493267108 125 14055 SH DEFINED 14055
KINDER MORGAN ENERGY PTNRS LP COM 494550106 1422 19190 SH DEFINED 19190
KKR FINANCIAL HLDGS LLC COM COM 48248a306 427 43592 SH DEFINED 43592
KONINKLIJKE PHILIPS ELEC NV SP COM 500472303 723 22486 SH DEFINED 22486
KRAFT FOODS INC CL A COM 50075n104 420 13388 SH DEFINED 13388
KROGER CO COM 501044101 547 22800 SH DEFINED 22800
LATTICE SEMICONDUCTOR COM COM 518415104 379 64275 SH DEFINED 64275
LHC GROUP INC COM COM 50187a107 3387 112900 SH DEFINED 112900
LIFE TIME FITNESS INC COM COM 53217r207 787 21100 SH DEFINED 21100
LILLY ELI & COMPANY COM 532457108 1557 44283 SH DEFINED 44283
LINCOLN NATL CORP IND COM COM 534187109 265 8810 SH DEFINED 8810
LOCKHEED MARTIN CORP COM 539830109 227 2828 SH DEFINED 2828
LORAL SPACE & COMMUNICATIONS COM 543881106 759 9788 SH DEFINED 9788
LOWES COS INC COM COM 548661107 8568 324181 SH DEFINED 324181
LUND GOLD LTD COM COM 550367106 2 30000 SH DEFINED 30000
MAGNA INTERNATIONAL, INC. COM 559222401 842 17575 SH DEFINED 17575
MANPOWER INC COM 56418H100 6260 99550 SH DEFINED 99550
MARATHON OIL CORP COM 565849106 292 5477 SH DEFINED 5477
MB FINL INC COM COM 55264u108 595 28402 SH DEFINED 28402
MCDONALDS CORPORATION COM 580135101 4512 59294 SH DEFINED 59294
MCKENZIE BAY INTL LTD COM COM 581531100 0 10000 SH DEFINED 10000
MEDCOHEALTH SOLUTIONS INC COM COM 58405U102 790 14065 SH DEFINED 14065
MEDTRONIC INC COM 585055106 4336 110196 SH DEFINED 110196
MERCK & COMPANY INC. COM 58933y105 3069 92958 SH DEFINED 92958
METLIFE INC COM COM 59156r108 959 21450 SH DEFINED 21450
MICROSOFT CORP COM 594918104 4140 163243 SH DEFINED 163243
MILLER INDS COM 600551204 1309 80625 SH DEFINED 80625
MOCON INC COM COM 607494101 475 33300 SH DEFINED 33300
MONSANTO CO NEW COM COM 61166W101 428 5928 SH DEFINED 5928
MORGAN STANLEY COM NEW COM 617446448 949 34753 SH DEFINED 34753
MVC CAPITAL INC COM COM 553829102 343 25000 SH DEFINED 25000
NETLOGIC MICROSYS INC COM COM 64118b100 8679 206542 SH DEFINED 206542
NEWELL RUBBERMAID INC. COM 651229106 320 16715 SH DEFINED 16715
NEXTERA ENERGY INC COM COM 65339F101 360 6526 SH DEFINED 6526
NICOR INC COM 654086107 260 4850 SH DEFINED 4850
NIKE INC CLASS B COM 654106103 1816 23990 SH DEFINED 23990
NISOURCE INC. COM COM 65473p105 594 30983 SH DEFINED 30983
NOBLE CORPORATION BAAR NAMEN A COM h5833N103 5386 118070 SH DEFINED 118070
NORFOLK SOUTHERN CORP COM 655844108 1308 18881 SH DEFINED 18881
NORTHERN TRUST CORPORATION COM 665859104 750 14770 SH DEFINED 14770
NOVARTIS A G SPONSORED ADR COM 66987V109 1815 33390 SH DEFINED 33390
NUCOR CORP COM 670346105 586 12735 SH DEFINED 12735
NYSE EURONEXT COM COM 629491101 8465 240677 SH DEFINED 240677
OMNICOM GROUP COM 681919106 450 9175 SH DEFINED 9175
ONE E COMMERCE CORP COM COM 68231C101 0 102379 SH DEFINED 102379
ORACLE SYS CORP COM 68389X105 2516 75399 SH DEFINED 75399
OROMIN EXPL LTD NEW COM - DO N COM 687082107 45 36190 SH DEFINED 36190
OSI SYSTEMS INC COM COM 671044105 637 16986 SH DEFINED 16986
PANERA BREAD CO CL A COM 69840w108 762 6002 SH DEFINED 6002
PENGROWTH ENERGY CORP COM COM 70706p104 166 12000 SH DEFINED 12000
PEPSICO INC COM 713448108 2508 38938 SH DEFINED 38938
PFIZER INC COM 717081103 6115 301083 SH DEFINED 301083
PHILIP MORRIS INTL INC COM COM 718172109 1500 22850 SH DEFINED 22850
PIMCO ETF TR BLD AMER BD FD COM 72201r825 470 10000 SH DEFINED 10000
PINNACLE WEST CAPITAL CORP USD COM 723484101 509 11900 SH DEFINED 11900
POTASH CORP SASK INC COM COM 73755l107 499 8460 SH DEFINED 8460
POWERSHARES DB CMDTY UNIT BEN COM 73935s105 1036 33962 SH DEFINED 33962
POWERSHARES ETF TRUST DYNM LRG COM 73935x708 596 30338 SH DEFINED 30338
POWERSHARES ETF TRUST FTSE RAF COM 73935x583 396 6700 SH DEFINED 6700
POWERSHARES ETF TRUST PRVT EQT COM 73935x195 431 37145 SH DEFINED 37145
POWERSHARES QQQ TR UNIT SER 1 COM 73935A104 889 15475 SH DEFINED 15475
POWERSHS GLOBAL ETF PREFERRED COM 73936t565 757 52765 SH DEFINED 52765
POWERSHS GLOBAL ETF SOVEREIGN COM 73936T573 312 11796 SH DEFINED 11796
PPG INDS INC COM COM 693506107 571 6000 SH DEFINED 6000
PRAXAIR INC COM 74005P104 1075 10585 SH DEFINED 10585
PROCTER & GAMBLE CO COM 742718109 10147 164718 SH DEFINED 164718
PROGRESS ENERGY INC COM COM 743263105 1369 29665 SH DEFINED 29665
PROSHARES TR SHORT S&P 500 COM 74347r503 2011 48858 SH DEFINED 48858
QRS MUSIC TECHNOLOGIES COM COM 74726W107 12 49000 SH DEFINED 49000
QUALCOMM INC COM 747525103 17622 321389 SH DEFINED 321389
QUICKLOGIC CORP COM COM 74837p108 1234 251770 SH DEFINED 251770
QWEST COMMUNICATIONS COM COM 749121109 78 11454 SH DEFINED 11454
RAYMOND JAMES FINL INC COM 754730109 5586 146082 SH DEFINED 146082
RAYTHEON CO COM 755111507 364 7165 SH DEFINED 7165
REPUBLIC SVCS INC CL A COM 760759100 3498 116450 SH DEFINED 116450
RESEARCH IN MOTION LTD COM COM 760975102 209 3700 SH DEFINED 3700
ROYAL DUTCH SHELL B COM 780259107 564 7700 SH DEFINED 7700
ROYCE FOCUS TR COM COM 78080n108 323 38741 SH DEFINED 38741
RPM INC OHIO COM COM 749685103 494 20800 SH DEFINED 20800
RSTK STD BANCSHARES INC HICKOR COM 853993442 0 104086 SH DEFINED 104086
RUSHNET INC COM COM 782074108 0 4000000 SH DEFINED 4000000
RYDEX ETF S&P 500 EQUAL WEIGHT COM 78355w106 2013 39886 SH DEFINED 39886
S&P 400 MIDCAP - ISHARES COM 464287507 6745 68335 SH DEFINED 68335
SAKS INC COM COM 79377W108 269 23785 SH DEFINED 23785
SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 943 34245 SH DEFINED 34245
SCHLUMBERGER COM 806857108 1016 10891 SH DEFINED 10891
SELECT SECTOR SPDR TR SBI INT- COM 81369y506 207 2600 SH DEFINED 2600
SENSIENT TECH CORP COM COM 81725T100 208 5800 SH DEFINED 5800
SHIRE LTD SHS COM g8124v108 239 8250 SH DEFINED 8250
SIRIUS XM RADIO INC COM COM 82967n108 25 15340 SH DEFINED 15340
SMUCKER J M CO COM NEW COM 832696405 269 3772 SH DEFINED 3772
SOUTH JERSEY IND INC COM 838518108 207 3700 SH DEFINED 3700
SOUTHERN COMPANY COM 842587107 369 9675 SH DEFINED 9675
SPDR S&P 500 ETF TR UNIT SER 1 COM 78462F103 2066 15579 SH DEFINED 15579
SPDR S&P MIDCAP 400 ETF TR UNI COM 78467y107 9118 50780 SH DEFINED 50780
SPDR SER TR S&P HOMEBUILDERS E COM 78464a888 266 14600 SH DEFINED 14600
SPIDER GOLD TR SHS COM 78463V107 566 4047 SH DEFINED 4047
SPRINT NEXTEL CORP FON SHS COM 852061100 390 84150 SH DEFINED 84150
STAR SCIENTIFIC INC COM COM 85517p101 45 10000 SH DEFINED 10000
STARBUCKS CORP COM COM 855244109 307 8300 SH DEFINED 8300
STARWOOD HOTEL&RESORTS WORLDWI COM 85590A401 2473 42545 SH DEFINED 42545
STARWOOD PPTY TR INC COM COM 85571b105 2987 133940 SH DEFINED 133940
STATE STREET BOSTON CORP COM 857477103 416 9265 SH DEFINED 9265
STIFEL FINL CORP COM COM 860630102 1028 14325 SH DEFINED 14325
STRYKER CORP COM 863667101 670 11025 SH DEFINED 11025
SUBURBAN PROPANE L P UNIT LTD COM 864482104 272 4825 SH DEFINED 4825
SUNCOR ENERGY INC COM NEW COM 867224107 299 6666 SH DEFINED 6666
SUNTRUST BKS INC COM COM 867914103 211 7328 SH DEFINED 7328
SUPERVALU INC COM COM 868536103 641 71807 SH DEFINED 71807
SYSCO CORP COM 871829107 496 17917 SH DEFINED 17917
SYSTEMAX INC COM COM 871851101 656 48500 SH DEFINED 48500
TAIWAN FD INC COM COM 874036106 491 26314 SH DEFINED 26314
TARGET CORP COM COM 87612E106 719 14371 SH DEFINED 14371
TAURUS MINERALS INC COM 876901109 0 15000 SH DEFINED 15000
TAYLOR CAP GROUP COM COM 876851106 153 14536 SH DEFINED 14536
TE CONNECTIVITY LTD COM H84989104 268 7700 SH DEFINED 7700
TELECOM ARGENTINA S A SPON ADR COM 879273209 817 32962 SH DEFINED 32962
TELETECH HOLDING COM 879939106 1360 70200 SH DEFINED 70200
TEVA PHARMACEUTICAL COM 881624209 778 15506 SH DEFINED 15506
THERMO FISHER SCIENTIFIC COM 883556102 3649 65693 SH DEFINED 65693
TIME WARNER CABLE INC COM COM 88732j207 364 5108 SH DEFINED 5108
TIME WARNER INC COM 887317303 747 20931 SH DEFINED 20931
TITAN MACHY INC COM COM 88830r101 298 11800 SH DEFINED 11800
TJX COMPANIES INC (NEW) COM 872540109 1479 29750 SH DEFINED 29750
TORONTO DOMINION BK COM NEW COM 891160509 277 3125 SH DEFINED 3125
TYCO INTL LTD NEW COM h89128104 219 4902 SH DEFINED 4902
UGI CORP NEW COM COM 902681105 479 14550 SH DEFINED 14550
UNITED PARCEL SERVICE CL B COM 911312106 6197 83382 SH DEFINED 83382
UNITED TECHNOLOGIES CORP COM 913017109 1661 19620 SH DEFINED 19620
UNIVERSAL HEALTH RLTY INCOME S COM 91359E105 227 5600 SH DEFINED 5600
US BANCORP DEL COM COM 902973304 335 12682 SH DEFINED 12682
VALERO ENERGY CORP NEW COM COM 91913y100 289 9675 SH DEFINED 9675
VANGUARD INTL EQTY IDX ALLWRLD COM 922042775 281 5689 SH DEFINED 5689
VANGUARD MSCI EMERGING MARKETS COM 922042858 249 5093 SH DEFINED 5093
VANTAGE DRILLING COMPA ORD SHS COM g93205113 18 10000 SH DEFINED 10000
VENTAS INC COM COM 92276F100 310 5700 SH DEFINED 5700
VERIZON COMMUNICATIONS COM COM 92343v104 4390 113901 SH DEFINED 113901
VISA INC COM CL A COM 92826c839 1501 20395 SH DEFINED 20395
WAL MART STORES INC COM 931142103 2074 39848 SH DEFINED 39848
WALGREEN COMPANY COM 931422109 1648 41059 SH DEFINED 41059
WALT DISNEY PRODUCTIONS COM 254687106 854 19811 SH DEFINED 19811
WASTE MGMT INC COM COM 94106L109 352 9417 SH DEFINED 9417
WELLS FARGO & COMPANY COM 949746101 389 12261 SH DEFINED 12261
WILLIAMS COS INC DEL COM COM 969457100 761 24419 SH DEFINED 24419
WISDOMTREE TRUST INTL LRGCAP D COM 97717w794 599 12550 SH DEFINED 12550
XEROX CORP COM COM 984121103 544 51095 SH DEFINED 51095
XILINX INC COM COM 983919101 449 13690 SH DEFINED 13690
ZEBRA TECHNOLOGIES CP CL A COM 989207105 319 8125 SH DEFINED 8125
ZIMMER HOLDINGS INC COM 98956P102 6199 102404 SH DEFINED 102404
BAIDU COM INC SPON ADR REP A 056752108 402 2920 SH DEFINED 2920
BANCO BRADESCO SPONS ADR 059460303 331 15959 SH DEFINED 15959
BANCO SANTANDER BRASIL ADS REP 05967a107 183 14920 SH DEFINED 14920
CNOOC LTD SPONS ADR 126132109 1025 4050 SH DEFINED 4050
DESARROLLADORA HOMEX SPONSORED 25030w100 605 22210 SH DEFINED 22210
GAFISA S A SPONS ADR 362607301 1518 118220 SH DEFINED 118220
ITAU UNIBANCO BANCO MU SPONS A 465562106 331 13755 SH DEFINED 13755
PETROLEO BRASILEIRO SA SPONSOR 71654v408 233 5775 SH DEFINED 5775
REPSOL YPF S A SPONSORED ADR 76026t205 333 9700 SH DEFINED 9700
ROYAL DUTCH SHELL PLC SPONS AD rdsa 319 4373 SH DEFINED 4373
SANOFI AVENTIS SPONSORED ADR 80105n105 211 6000 SH DEFINED 6000
SHENGKAI INNOVATIONS INC. 82321P104 278 70700 SH DEFINED 70700
SHIRE PHARMCTL GRP PLC SPONSOR 82481r106 949 10900 SH DEFINED 10900
VIVO PARTICIPACOES S A SPON AD 92855s200 795 19700 SH DEFINED 19700
WAL-MART DE MEXICO S A ADR SR 93114W107 676 22548 SH DEFINED 22548
ADVISORS SER TR PL FR PRTN A 00768d814 833 27696.956SH DEFINED 27696.956
AMER INTL GRW & INC CL F-1 SHS 45956t402 966 29738.829SH DEFINED 29738.829
AMERICAN BALANCED FD CL F 024071409 629 33754.730SH DEFINED 33754.730
AMERICAN BALANCED FD COM 024071102 381 20432.969SH DEFINED 20432.969
BLAIR WILLIAM MUT FDS INTL GRW 093001402 449 20579.030SH DEFINED 20579.030
CAN SLIM SELECT GROWTH FUND 742935448 139 11042.278SH DEFINED 11042.278
CAPITAL INCOME BLDR FD CL C 140193301 241 4718.155 SH DEFINED 4718.155
CAPITAL INCOME BLDR FD CL F 140193400 4101 80297.198SH DEFINED 80297.198
CAPITAL INCOME BUILDERS FD SH 140193103 683 13369.690SH DEFINED 13369.690
CAPITAL WORLD GRW&INCM CL F 140543406 1739 47245.917SH DEFINED 47245.917
CAPITAL WORLD GRW&INCM COM 140543109 279 7557.983 SH DEFINED 7557.983
COLUMBIA ACORN FUND CL Z 197199409 1123 35216.884SH DEFINED 35216.884
COLUMBIA FDS SER TR LARGECAP V 19765H149 309 25855.596SH DEFINED 25855.596
DODGE & COX FDS INTL STK FD 256206103 320 8748.866 SH DEFINED 8748.866
EUROPACIFIC GROWTH FUND CLASS 298706102 527 12300.140SH DEFINED 12300.140
FIDELITY ADVISOR SER I LEV CO 315805424 587 15767.100SH DEFINED 15767.100
FRANKLIN INCOME FD CLASS A 353496300 77 34263.554SH DEFINED 34263.554
FUNDAMENTAL INVS INC CL F 360802409 204 5233.878 SH DEFINED 5233.878
FUNDAMENTAL INVS INC COM 360802102 217 5559.251 SH DEFINED 5559.251
GROWTH FD AMER INC CL F 399874403 241 7583.429 SH DEFINED 7583.429
INCOME FD AMER INC CL C 453320301 217 12715.941SH DEFINED 12715.941
INCOME FUND AMERICA 453320103 574 33342.621SH DEFINED 33342.621
MANNING & NAPIER FD WORLD OPPT 563821545 277 30652.258SH DEFINED 30652.258
MASSACHUSETTS INVS TR SH BEN I 575736103 250 12373.486SH DEFINED 12373.486
NUVEEN INVT TR L CAP VALUE A 67064y503 364 17868.502SH DEFINED 17868.502
OPPENHEIMER DEVLNG MKT CL A 683974109 663 18326.928SH DEFINED 18326.928
OPPENHEIMER INTL S CO CL A 68380u100 436 18820.665SH DEFINED 18820.665
OPPENHEIMER STRATEG FD INCOME 68380K102 121 27897.872SH DEFINED 27897.872
POPLAR FOREST PARTNERS INSTITU 00768d798 5154 171127.629SH DEFINED 171127.629
TEMPLETON GLOBAL INVT BRIC FD 88019r757 419 27126.899SH DEFINED 27126.899
TEMPLETON GLOBAL INVT EMRG MKT 88019r732 173 14489.636SH DEFINED 14489.636
TRUST FOR PROFESSNAL MARKETFIE 89833w865 1462 106816.379SH DEFINED 106816.379
UNIFIED SER TR APPLESEED FD 90470k370 430 32000.714SH DEFINED 32000.714
MARKET VECTORS ETF TR BRAZL SM 57060u613 721 12705.000SH DEFINED 12705.000
ADAMS EXPRESS 006212104 328 28877.695SH DEFINED 28877.695
AGIC EQUITY & CONV INCOME FD C 00119p102 819 42300.000SH DEFINED 42300.000
AGIC GLOBAL EQUITY & CONV INC 00119r108 166 10000.000SH DEFINED 10000.000
EATON VANCE TXMG GLOBAL OPPORT 27829c105 844 68892.000SH DEFINED 68892.000
ROYCE VALUE TR INC COM 780910105 3397 220724.000SH DEFINED 220724.000
ABERDEEN LATIN AMERICAN EQUITY 00306k106 511 13087.000SH DEFINED 13087.000
GREATER CHINA FD INC COM 39167B102 549 43400.000SH DEFINED 43400.000
INDIA FD INC COM 454089103 270 8184.000 SH DEFINED 8184.000
KOREA FUND INC 500634209 363 7511.000 SH DEFINED 7511.000
LATIN AMERN DISCOVERY COM 51828c106 246 12930.000SH DEFINED 12930.000
TEMPLETON DRAGON FUND INC 88018T101 1630 52570.000SH DEFINED 52570.000
THAI FD INC COM 882904105 536 40260.000SH DEFINED 40260.000
BLACKSTONE GROUP L P COM UNIT 09253u108 318 17800 SH DEFINED 17800
KKR & CO LP DEL COM UNITS 48248m102 304 18500 SH DEFINED 18500
NATURAL RESOURCE PARTNERS LP 63900p103 2259 64400 SH DEFINED 64400