0001020617-20-000010.txt : 20201112
0001020617-20-000010.hdr.sgml : 20201112
20201112105759
ACCESSION NUMBER: 0001020617-20-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
EFFECTIVENESS DATE: 20201112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC
CENTRAL INDEX KEY: 0001020617
IRS NUMBER: 133592307
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03511
FILM NUMBER: 201304574
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVE
STREET 2: SUITE 1800
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 6464526700
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVE
STREET 2: SUITE 1800
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990407
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001020617
XXXXXXXX
09-30-2020
09-30-2020
false
ROOSEVELT INVESTMENT GROUP INC
570 LEXINGTON AVE
SUITE 1800
New York
NY
10022
13F HOLDINGS REPORT
028-03511
N
Steven Weiss
COO
646-452-6712
Steven Weiss
New York
NY
11-12-2020
0
214
1233369
INFORMATION TABLE
2
infotable.xml
3M COMPANY
COMMON STOCK
88579Y101
1552
9687
SH
SOLE
2906
0
6781
A T & T INC NEW
COMMON STOCK
00206R102
1327
46530
SH
SOLE
13959
0
32571
ABBOTT LABORATORIES
COMMON STOCK
002824100
267
2450
SH
SOLE
735
0
1715
ABBVIE INC
COMMON STOCK
00287Y109
3003
34280
SH
SOLE
10284
0
23996
ALLEGHANY CORP.
COMMON STOCK
017175100
2141
4114
SH
SOLE
1234
0
2880
ALPHABET INC - CLASS A
COMMON STOCK
02079K305
26521
18096
SH
SOLE
4535
0
11621
ALPHABET INC - CLASS C
COMMON STOCK
02079K107
1840
1252
SH
SOLE
376
0
876
ALTRIA GROUP INC
COMMON STOCK
02209S103
1006
26031
SH
SOLE
7809
0
18222
AMAZON COM INC
COMMON STOCK
023135106
50319
15981
SH
SOLE
4125
0
10432
AMERICAN EXPRESS COMPANY
COMMON STOCK
025816109
249
2485
SH
SOLE
742
0
1732
AMERIS BANCORP
COMMON STOCK
03076K108
237
10422
SH
SOLE
3127
0
7295
ANWORTH MORTGAGE ASSET CORP
REAL ESTATE INVESTMENT TRUST (REIT)
037347101
120
73099
SH
SOLE
21930
0
51169
APOLLO COMMERCIAL REAL ESTSTE FINANCE, INC
REAL ESTATE INVESTMENT TRUST (REIT)
03762U105
333
36919
SH
SOLE
11076
0
25843
APPLE INC
COMMON STOCK
037833100
59277
511851
SH
SOLE
131972
0
333599
APTIV PLC ORDINARY
COMMON STOCK
G6095L109
19000
207240
SH
SOLE
52146
0
133165
ARES CAP CORP COM
BUSINESS DEVELOPMENT COMPANIES
04010L103
460
32956
SH
SOLE
9887
0
23069
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
3319
60562
SH
SOLE
18169
0
42393
BANK OF AMERICA CORP
COMMON STOCK
060505104
799
33158
SH
SOLE
9947
0
23211
BERKSHIRE HATHAWAY CL A
COMMON STOCK
084670108
800
2
SH
SOLE
1
0
2
BERKSHIRE HATHAWAY CL B
COMMON STOCK
084670702
26125
122686
SH
SOLE
31775
0
80006
BLACKROCK CORE BOND TRUST
CLOSED END FUNDS-FIXED INCOME
09249E101
193
12312
SH
SOLE
3694
0
8618
BLACKROCK DEBT STRATEGIES FUND, INC.
CLOSED END FUNDS-FIXED INCOME
09255R202
338
33992
SH
SOLE
10198
0
23794
BLACKROCK TCP CAPITAL CORP.
BUSINESS DEVELOPMENT COMPANIES
09259E108
503
51252
SH
SOLE
15376
0
35876
BLOCK H & R INC
COMMON STOCK
093671105
1173
72000
SH
SOLE
21600
0
50400
BOEING CO COM
COMMON STOCK
097023105
244
1477
SH
SOLE
443
0
1034
BOOKING HOLDINGS INC
COMMON STOCK
09857L108
564
330
SH
SOLE
99
0
230
BRISTOL-MYERS SQUIBB CO
COMMON STOCK
110122108
1026
17018
SH
SOLE
5105
0
11913
CANNAE HOLDINGS, INC.
COMMON STOCK
13765N107
376
10097
SH
SOLE
3029
0
7068
CAPITAL SOUTHWEST CORPORATION
BUSINESS DEVELOPMENT COMPANIES
140501107
366
26035
SH
SOLE
7810
0
18224
CARRIER GLOBAL CORP
COMMON STOCK
14448C104
11064
362279
SH
SOLE
91503
0
234341
CEDAR FAIR LP
COMMON STOCK
150185106
379
13500
SH
SOLE
4050
0
9450
CELANESE CORPORATION
COMMON STOCK
150870103
8058
74990
SH
SOLE
18563
0
47957
CENTERPOINT ENERGY INC COM
COMMON STOCK
15189T107
873
45100
SH
SOLE
13530
0
31570
CHENIERE ENERGY INC
COMMON STOCK
16411R208
333
7200
SH
SOLE
2160
0
5040
CHEVRON CORPORATION
COMMON STOCK
166764100
328
4551
SH
SOLE
1365
0
3186
CISCO SYSTEMS INC
COMMON STOCK
17275R102
564
14324
SH
SOLE
4297
0
10027
CITIGROUP INC
COMMON STOCK
172967424
250
5803
SH
SOLE
1741
0
4062
CLEARWATER ENERGY INC
COMMON STOCK
18539C204
1274
12400
SH
SOLE
3720
0
8680
CME GROUP INC
COMMON STOCK
12572Q105
1504
8991
SH
SOLE
2697
0
6294
COCA COLA CO
COMMON STOCK
191216100
982
19886
SH
SOLE
5966
0
13920
COMCAST CORP NEW CL A
COMMON STOCK
20030N101
1801
38922
SH
SOLE
11677
0
27246
CONAGRA FOODS INC
COMMON STOCK
205887102
2146
60092
SH
SOLE
18028
0
42064
CONSTELLATION BRANDS
COMMON STOCK
21036P108
18140
95720
SH
SOLE
24014
0
61625
CORTEVA INC
COMMON STOCK
22052L104
529
18365
SH
SOLE
5510
0
12856
COSTCO WHSL CORP
COMMON STOCK
22160K105
861
2425
SH
SOLE
728
0
1698
CRITEO SA-SPON ADR
AMERICAN DEPOSITORY
226718104
234
19216
SH
SOLE
5765
0
13451
CROWN CASTLE INTERNATIONAL CORP.
COMMON STOCK
22822V101
21911
131595
SH
SOLE
33397
0
84856
CVS HEALTH CORP
COMMON STOCK
126650100
1001
17140
SH
SOLE
5142
0
11998
DANAHER CORP DEL COM
COMMON STOCK
235851102
1575
7315
SH
SOLE
2194
0
5120
DISCOVER FINANCIAL SVCS
COMMON STOCK
254709108
17565
304006
SH
SOLE
75521
0
195027
DISCOVERY COMMUN SER A SERIES A
COMMON STOCK
25470F104
986
45310
SH
SOLE
13593
0
31717
DISNEY WALT CO
COMMON STOCK
254687106
792
6385
SH
SOLE
1915
0
4469
DOMINION RESOURCES INC VA
COMMON STOCK
25746U109
684
8662
SH
SOLE
2599
0
6064
DOW INC
COMMON STOCK
260557103
1124
23884
SH
SOLE
7165
0
16719
DUKE ENERGY CORP NEW
COMMON STOCK
26441C204
2059
23250
SH
SOLE
6975
0
16275
DUPONT DE NEMOURS, INC.
COMMON STOCK
26614N102
966
17414
SH
SOLE
5224
0
12190
DYNEX CAPITAL, INC.
REAL ESTATE INVESTMENT TRUST (REIT)
26817Q886
608
39949
SH
SOLE
11985
0
27964
EATON CORP PLC
COMMON STOCK
G29183103
2206
21625
SH
SOLE
6488
0
15138
ECHOSTAR CORPORATION A
COMMON STOCK
278768106
225
9049
SH
SOLE
2715
0
6334
ELI LILLY & CO
COMMON STOCK
532457108
6140
41478
SH
SOLE
12443
0
29035
ENBRIDGE INC COM
COMMON STOCK
29250N105
703
24083
SH
SOLE
7225
0
16858
ENERGY TRANSFER LP
COMMON STOCK
29273V100
217
40015
SH
SOLE
12004
0
28010
ENPLOYERS HOLDINGS INC
COMMON STOCK
292218104
315
10399
SH
SOLE
3120
0
7279
ENTERGY CORP NEW COM
COMMON STOCK
29364G103
2246
22800
SH
SOLE
6840
0
15960
ENTERPRISE PRD PRTNRS LP
COMMON STOCK
293792107
1180
74739
SH
SOLE
22422
0
52317
EQUINOR ASA-SPON ADR
AMERICAN DEPOSITORY
29446M102
432
30693
SH
SOLE
9208
0
21485
ERICSSON LM TEL CO ADR
AMERICAN DEPOSITORY
294821608
905
83130
SH
SOLE
24939
0
58191
EXXON MOBIL CORPORATION
COMMON STOCK
30231G102
376
10951
SH
SOLE
3285
0
7665
FACEBOOK INC
COMMON STOCK
30303M102
29871
114053
SH
SOLE
28545
0
73101
FIRST REPUBLIC BANK/ CA
COMMON STOCK
33616C100
10751
98578
SH
SOLE
24399
0
63001
FORTIVE CORP
COMMON STOCK
34959J108
276
3618
SH
SOLE
1085
0
2533
GALLAGHER ARTHUR J & CO
COMMON STOCK
363576109
3081
29183
SH
SOLE
8755
0
20428
GAMING AND LEISURE PROPERTIES INC
COMMON STOCK
36467J108
496
13430
SH
SOLE
4029
0
9401
GENERAL ELECTRIC CO (USD)
COMMON STOCK
369604103
574
92098
SH
SOLE
27629
0
64468
GENERAL MILLS INC
COMMON STOCK
370334104
2423
39285
SH
SOLE
11786
0
27500
GETTY REALTY CORP NEW
COMMON STOCK
374297109
1087
41774
SH
SOLE
12532
0
29242
GLOBAL PARTNERS LP COM UNITS
COMMON STOCK
37946r109
225
17200
SH
SOLE
5160
0
12040
GLOBAL X U.S. PREFERRED ETF
FIXED INCOME ETF
37954Y657
699
28251
SH
SOLE
8475
0
19775
GOLDMAN SACHS ACTIVEBETA US SMALL CAP EQTY
EXCHANGE TRADED FUNDS
381430602
10690
253821
SH
SOLE
76146
0
177675
GOLDMAN SACHS BDC INC
COMMON STOCK
38147U107
361
24033
SH
SOLE
7210
0
16823
GRANITE POINT MORTGAGE TRUST, INC.
REAL ESTATE INVESTMENT TRUST (REIT)
38741L107
83
11696
SH
SOLE
3509
0
8187
GW PHARMACEUTICALS - ADR
AMERICAN DEPOSITORY
36197T103
9297
95499
SH
SOLE
24111
0
61498
HACKETT GROUP
COMMON STOCK
404609109
118
10521
SH
SOLE
3156
0
7365
HCA HEALTHCARE INC
COMMON STOCK
40412C101
630
5050
SH
SOLE
1515
0
3535
HOLLY ENERGY PARTNERS
COMMON STOCK
435763107
288
23703
SH
SOLE
7111
0
16592
HOME DEPOT INC COM
COMMON STOCK
437076102
21636
77910
SH
SOLE
19651
0
50303
HONEYWELL INTERNATIONAL INC COM
COMMON STOCK
438516106
20313
123399
SH
SOLE
31047
0
79465
INSIGHT ENTERPRISES, INC
COMMON STOCK
45765U103
428
7565
SH
SOLE
2270
0
5296
INTEL CORP
COMMON STOCK
458140100
3590
69332
SH
SOLE
20800
0
48532
INTL BUSINESS MACHINES
COMMON STOCK
459200101
2682
22043
SH
SOLE
6613
0
15430
INVESCO DYNAMIC CREDIT OPP
FIXED INCOME ETF
46132R104
409
44394
SH
SOLE
9784
0
22828
INVESCO HIGH INCOME 2024 TARGET TERM FUND
CLOSED END FUNDS-FIXED INCOME
46136K105
124
15706
SH
SOLE
4712
0
10994
INVESCO VARIABLE RATE PREFERRED ETF
FIXED INCOME ETF
46138G870
787
31981
SH
SOLE
9594
0
22387
ISHARES 0-5 YE INV GRADE CORPORATE
FIXED INCOME ETF
46434V100
329
6311
SH
SOLE
1893
0
4418
ISHARES CORE MSCI EAFE ETF
EXCHANGE TRADED FUNDS
46432F842
86206
1430101
SH
SOLE
429030
0
1001070
ISHARES GOLD TRUST
COMMON STOCK
464285105
275
15277
SH
SOLE
4583
0
10694
ISHARES MSCI EAFE ETF
EXCHANGE TRADED FUNDS
464287465
496
7794
SH
SOLE
2338
0
5456
ISHARES TRUST CORE S&P TTL STK ETF
EXCHANGE TRADED FUNDS
464287150
894
11841
SH
SOLE
3552
0
8289
ISHARES TRUST RUS MDCP VAL ETF
EXCHANGE TRADED FUNDS
464287473
3763
46547
SH
SOLE
13964
0
32583
ISHARES U.S. FALLEN ANGELS USD BOND
FIXED INCOME ETF
46435G474
332
12161
SH
SOLE
3648
0
8513
ISHARES US DIVIDEND AND BUYBACK ETF
EXCHANGE TRADED FUNDS
46435U861
18143
633040
SH
SOLE
189912
0
443128
JEFFERIES FINANCIAL GRP INC
COMMON STOCK
47233W109
676
37547
SH
SOLE
11264
0
26283
JOHNSON & JOHNSON
COMMON STOCK
478160104
26066
175081
SH
SOLE
45209
0
114203
JPMORGAN BETABUILDERS CANADA ETF
EXCHANGE TRADED FUNDS
46641Q696
11310
474212
SH
SOLE
142263
0
331948
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
20691
214927
SH
SOLE
54034
0
138149
KEYSIGHT TECHNOLOGIES INC
COMMON STOCK
49338L103
17720
179386
SH
SOLE
45030
0
115308
KINDER MORGAN INC
COMMON STOCK
49456B101
866
70220
SH
SOLE
21066
0
49154
KKR & CO INC CL-A
COMMON STOCK
48251W104
1652
48100
SH
SOLE
14430
0
33670
KRAFT HEINZ CO
COMMON STOCK
500754106
932
31102
SH
SOLE
9331
0
21771
LAMB WESTON HOLDINGS, INC.
COMMON STOCK
513272104
15737
237471
SH
SOLE
60453
0
153656
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
1168
25025
SH
SOLE
7508
0
17518
LAZARD LTD
COMMON STOCK
G54050102
776
23484
SH
SOLE
7045
0
16439
LIBERTY BROADBAND-A
COMMON STOCK
530307107
790
5571
SH
SOLE
1671
0
3900
LKQ CORPORATION COM
COMMON STOCK
501889208
411
14810
SH
SOLE
4443
0
10367
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
19643
51251
SH
SOLE
13602
0
33801
MAGNOLIA OIL & GAS CORPORATION
COMMON STOCK
559663109
323
62423
SH
SOLE
18727
0
43696
MARKETAXESS HLDGS INC COM
COMMON STOCK
57060D108
13545
28126
SH
SOLE
6994
0
18027
MARSH & MC LENNAN CO INC
COMMON STOCK
571748102
1055
9200
SH
SOLE
2760
0
6440
MARVELL TECH GROUP LTD ORD
COMMON STOCK
G5876H105
15763
397045
SH
SOLE
99410
0
255798
MASTERCARD INC
COMMON STOCK
57636Q104
17364
51348
SH
SOLE
14934
0
34846
MC DONALDS CORP
COMMON STOCK
580135101
853
3887
SH
SOLE
1166
0
2721
MDC HOLDINGS INC
COMMON STOCK
552676108
1507
32000
SH
SOLE
9600
0
22400
MERCK & CO INC NEW
COMMON STOCK
58933Y105
966
11646
SH
SOLE
3494
0
8152
MEREDITH CORP
COMMON STOCK
589433101
329
25039
SH
SOLE
7512
0
17527
MERITAGE HOMES CORP COM
COMMON STOCK
59001A102
647
5862
SH
SOLE
1759
0
4103
MFA MORTGAGE INVESTMENT
REAL ESTATE INVESTMENT TRUST (REIT)
55272X102
182
67946
SH
SOLE
20384
0
47562
MICROCHIP TECHNOLOGY INC
COMMON STOCK
595017104
28310
275495
SH
SOLE
71279
0
179389
MICROSOFT CORP
COMMON STOCK
594918104
52594
250056
SH
SOLE
65802
0
164557
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
342
5957
SH
SOLE
1787
0
4170
NETFLIX INC COM
COMMON STOCK
64110L106
755
1510
SH
SOLE
453
0
1057
NEW MOUNTAIN FINANCE CORPORATION
BUSINESS DEVELOPMENT COMPANIES
647551100
279
29188
SH
SOLE
8756
0
20432
NEW YORK COMMUNITY BANCORP INC
COMMON STOCK
649445103
110
13356
SH
SOLE
4007
0
9349
NEXTERA ENERGY INC
COMMON STOCK
65339F101
28355
102160
SH
SOLE
26093
0
66352
NEXTERA ENERGY PTNRS COM UNIT PART IN
COMMON STOCK
65341B106
5011
83573
SH
SOLE
25072
0
58501
NOVO-NORDISK A-S ADR
AMERICAN DEPOSITORY
670100205
295
4253
SH
SOLE
1276
0
2977
NUVEEN AMT-FREE MUNICIPAL INC FD
FIXED INCOME ETF
670657105
366
25539
SH
SOLE
7662
0
17877
NUVEEN PFD & CV INC FD COM SHS
CLOSED END FUNDS-FIXED INCOME
67073D102
66
11133
SH
SOLE
3340
0
7793
NUVEEN REAL ASSET INCOME AND GROWTH FUND
CLOSED END FUNDS-EQUITY
67074Y105
308
25534
SH
SOLE
7660
0
17874
NVIDIA CORP
COMMON STOCK
67066G104
10175
18801
SH
SOLE
4992
0
12401
OLD DOMINION FREIGHT LNS
COMMON STOCK
679580100
27958
154532
SH
SOLE
38399
0
98903
ONE LIBERTY PROPERTIES REIT
COMMON STOCK
682406103
207
12631
SH
SOLE
3789
0
8842
OUTFRONT MEDIA INC
COMMON STOCK
69007J106
1634
112321
SH
SOLE
33696
0
78625
PAYPAL HOLDINGS INC
COMMON STOCK
70450Y103
266
1350
SH
SOLE
405
0
945
PENNANTPARK FLOATING RATE CAPITAL LTD.
BUSINESS DEVELOPMENT COMPANIES
70806A106
783
92785
SH
SOLE
27835
0
64949
PEPSICO INC
COMMON STOCK
713448108
208
1502
SH
SOLE
450
0
1051
PFIZER INC
COMMON STOCK
717081103
11114
302839
SH
SOLE
80241
0
199880
PHILIP MORRIS INTL INC
COMMON STOCK
718172109
1736
23147
SH
SOLE
6944
0
16203
PLAINS ALL AMER PIPELINE LP
COMMON STOCK
726503105
73
12200
SH
SOLE
3660
0
8540
PNC FINANCIAL SERVICES GROUP
COMMON STOCK
693475105
211
1917
SH
SOLE
575
0
1342
POTLATCH CORPORATION NEW
COMMON STOCK
737630103
2021
48000
SH
SOLE
14400
0
33600
PRINCIPAL FINANCIAL GP COM
COMMON STOCK
74251V102
305
7576
SH
SOLE
2273
0
5303
PROCTER & GAMBLE
COMMON STOCK
742718109
4692
33756
SH
SOLE
10127
0
23629
PROLOGIS INC
COMMON STOCK
74340W103
13603
135195
SH
SOLE
33723
0
86489
PUB SVC ENT GROUP INC
COMMON STOCK
744573106
1195
21754
SH
SOLE
6526
0
15228
PVH CORP
COMMON STOCK
693656100
7955
133380
SH
SOLE
33184
0
85405
QURATE RETAIL, INC.
COMMON STOCK
74915M100
380
52919
SH
SOLE
15876
0
37043
RAYONIER INC WITH STOCK SPLIT SHARES REIT
COMMON STOCK
754907103
1307
49425
SH
SOLE
14828
0
34598
RAYTHEON TECHNOLOGIES CORP
COMMON STOCK
75513E101
2044
35526
SH
SOLE
10658
0
24868
REGIONS FINANCIAL CORP COM
COMMON STOCK
7591EP100
288
25000
SH
SOLE
7500
0
17500
ROSS STORES INC COM
COMMON STOCK
778296103
17770
190421
SH
SOLE
47520
0
122063
ROYAL DUTCH SHELL CL A ADR
COMMON STOCK
780259206
517
20550
SH
SOLE
6165
0
14385
S&P GLOBAL INC
COMMON STOCK
78409V104
17034
47239
SH
SOLE
11989
0
30568
SCHLUMBERGER LTD
COMMON STOCK
806857108
721
46366
SH
SOLE
13910
0
32456
SELECT SECTOR SPDR TRUST SBI HEALTHCARE ET
EXCHANGE TRADED FUNDS
81369Y209
556
5276
SH
SOLE
1583
0
3693
SHOPIFY INC - CLASS A
COMMON STOCK
82509L107
1151
1125
SH
SOLE
338
0
788
SIX FLAGS ENTERTAINMENT CORP
COMMON STOCK
83001A102
325
16000
SH
SOLE
4800
0
11200
SIXTH STREET SPECIALTY LENDING, INC.
BUSINESS DEVELOPMENT COMPANIES
83012A109
441
25653
SH
SOLE
7696
0
17957
SPDR BBG BARC IG FLOATING RT
FIXED INCOME ETF
78468R200
929
30383
SH
SOLE
9115
0
21268
SPDR PORTFOLIO INTERMED TERM CORP B
FIXED INCOME ETF
78464A375
2698
73383
SH
SOLE
22015
0
51368
SPDR PORTFOLIO LARGE CAP ETF
EXCHANGE TRADED FUNDS
78464A854
13947
354445
SH
SOLE
106333
0
248111
SPDR PORTFOLIO S&P EMERGING MARKETS ETF
EXCHANGE TRADED FUNDS
78463X509
1409
38553
SH
SOLE
11566
0
26987
SPDR PORTFOLIO SHORT TERM CORP BOND
FIXED INCOME ETF
78464A474
345
11000
SH
SOLE
3300
0
7700
SPDR S&P500 ETF TRUST TR UNIT ETF
EXCHANGE TRADED FUNDS
78462F103
2454
7326
SH
SOLE
2198
0
5129
STRYKER CORP
COMMON STOCK
863667101
11675
56030
SH
SOLE
13713
0
35707
SYNCHRONY FINANCIAL
COMMON STOCK
87165B103
728
27824
SH
SOLE
8347
0
19477
TANGER FACTORY OUTLET COM
REAL ESTATE INVESTMENT TRUST (REIT)
875465106
240
39881
SH
SOLE
11964
0
27917
TARGET CORP
COMMON STOCK
87612E106
2049
13016
SH
SOLE
3905
0
9111
TCG BDC, INC.
BUSINESS DEVELOPMENT COMPANIES
872280102
196
21952
SH
SOLE
6586
0
15366
TELEFLEX INC COM
COMMON STOCK
879369106
529
1554
SH
SOLE
466
0
1088
TESLA MOTORS INC
COMMON STOCK
88160R101
1083
2525
SH
SOLE
758
0
1768
THE FIDELITY LOW VOLATILITY FACTOR ETF
EXCHANGE TRADED FUNDS
316092824
19753
499327
SH
SOLE
149798
0
349529
THE INVESCO VARIABLE RATE INV. GRAD
FIXED INCOME ETF
46090A879
696
28000
SH
SOLE
8400
0
19600
THE MACERICH COMPANY
REAL ESTATE INVESTMENT TRUST (REIT)
554382101
157
23186
SH
SOLE
6956
0
16230
THE SOUTHERN COMPANY
COMMON STOCK
842587107
2061
38004
SH
SOLE
11401
0
26603
THE TRADE DESK, INC. - CLASS A
COMMON STOCK
88339J105
519
1000
SH
SOLE
300
0
700
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
21505
48708
SH
SOLE
12057
0
31143
TOLL BROTHERS INC
COMMON STOCK
889478103
14335
294602
SH
SOLE
73004
0
188720
TRACTOR SUPPLY CO
COMMON STOCK
892356106
2807
19582
SH
SOLE
5875
0
13707
ULTRA FINANCIALS PROSHARES
COMMON STOCK
74347X633
239
7731
SH
SOLE
2319
0
5412
UNILEVER N V N Y SHS NEW
COMMON STOCK
904784709
1607
26600
SH
SOLE
7980
0
18620
UNION PACIFIC CORP
COMMON STOCK
907818108
22867
116151
SH
SOLE
28566
0
73915
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
20006
64170
SH
SOLE
16030
0
41272
UNIVERSAL DISPLAY CORP
COMMON STOCK
91347P105
4640
25672
SH
SOLE
6504
0
16618
VANGUARD DIV APP ETF
EXCHANGE TRADED FUNDS
921908844
2622
20382
SH
SOLE
6114
0
14267
VANGUARD FTSE DEV MKT ETF
EXCHANGE TRADED FUNDS
921943858
4554
111334
SH
SOLE
33400
0
77934
VANGUARD HIGH DIV YLD ETF
EXCHANGE TRADED FUNDS
921946406
1751
21637
SH
SOLE
6491
0
15146
VANGUARD INT-TERM CORPORATE
FIXED INCOME ETF
92206C870
267
2783
SH
SOLE
835
0
1948
VANGUARD S&P 500 ETF
EXCHANGE TRADED FUNDS
922908363
3510
11409
SH
SOLE
3423
0
7986
VANGUARD VALUE ETF
EXCHANGE TRADED FUNDS
922908744
26292
251571
SH
SOLE
75471
0
176100
VEREIT, INC.
REAL ESTATE INVESTMENT TRUST (REIT)
92339V100
723
111171
SH
SOLE
33351
0
77820
VERIZON COMMUNICATIONS
COMMON STOCK
92343V104
15964
268350
SH
SOLE
69375
0
175296
VERTEX PHARMACEUTICALS
COMMON STOCK
92532F100
15686
57643
SH
SOLE
14505
0
37271
VERTIV HOLDINGS LLC
COMMON STOCK
92537N108
1084
62585
SH
SOLE
18776
0
43810
VISA INC CL A
COMMON STOCK
92826C839
12040
60210
SH
SOLE
11960
0
35940
WAL-MART STORES INC
COMMON STOCK
931142103
224
1602
SH
SOLE
481
0
1121
WEYERHAEUSER CO
COMMON STOCK
962166104
2787
97722
SH
SOLE
29317
0
68405
WILLIAMS COS INC COM
COMMON STOCK
969457100
751
38217
SH
SOLE
11465
0
26752
WISDOMTREE BARCLAYS YIELD EN
FIXED INCOME ETF
97717X511
2595
48225
SH
SOLE
14467
0
33757
WISDOMTREE EMG MKTS HY EQ
EXCHANGE TRADED FUNDS
97717W315
6026
170992
SH
SOLE
51297
0
119694
WISDOMTREE EMRGNG MKTS EX-STATE OWNED ENT
EXCHANGE TRADED FUNDS
97717X578
22399
665240
SH
SOLE
199572
0
465668
WISDOMTREE TOTAL DIVIDEND FD
EXCHANGE TRADED FUNDS
97717W109
226
2407
SH
SOLE
722
0
1685
WISDOMTREE US TOTAL EARNINGS ETF
EXCHANGE TRADED FUNDS
97717W596
244
6694
SH
SOLE
2008
0
4686
WISDONTREE INTERNATIONAL EQUITY ETF
EXCHANGE TRADED FUNDS
97717W703
233
5132
SH
SOLE
1540
0
3592
XCEL ENERGY INC COM
COMMON STOCK
98389B100
1113
16129
SH
SOLE
4839
0
11290