0001020617-19-000002.txt : 20190205 0001020617-19-000002.hdr.sgml : 20190205 20190205170005 ACCESSION NUMBER: 0001020617-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 EFFECTIVENESS DATE: 20190205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001020617 IRS NUMBER: 133592307 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03511 FILM NUMBER: 19568689 BUSINESS ADDRESS: STREET 1: 730 THIRD AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 6464526700 MAIL ADDRESS: STREET 1: 730 THIRD AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001020617 XXXXXXXX 12-31-2018 12-31-2018 false ROOSEVELT INVESTMENT GROUP INC

730 Third Avenue 23rd Floor New York NY 10017

13F HOLDINGS REPORT 028-03511 N Steven Weiss 646-452-6712 Steven Weiss New York NY 02-05-2019 0 208 914072 INFORMATION TABLE 2 infotable.xml 3M COMPANY COMMON STOCK 88579Y101 12254 64313 SH SOLE 16605 0 42261 ABBOTT LABORATORIES COMMON STOCK 002824100 207 2865 SH SOLE 860 0 2006 ABBVIE INC COMMON STOCK 00287Y109 424 4596 SH SOLE 1379 0 3217 ADIENT PLC COMMON STOCK G0084W101 242 16078 SH SOLE 4823 0 11255 AEGON NV 6.375 PFD PREFERRED STOCK 007924301 217 8579 SH SOLE 2574 0 6005 AG MORTGAGE INVESTMENT TR 8 PFD SE PREFERRED STOCK 001228303 316 13043 SH SOLE 3913 0 9130 ALIBABA GROUP HOLDINGS LTD AMERICAN DEPOSITORY 01609W102 650 4742 SH SOLE 1423 0 3319 ALLEGHENY CORP. COMMON STOCK 017175100 2543 4080 SH SOLE 1224 0 2856 ALLERGAN PLC COMMON STOCK G0177J108 4406 32963 SH SOLE 7628 0 21317 ALLIANCE WORLD DLR II COM COMMON STOCK 01879R106 227 21522 SH SOLE 6457 0 15065 ALLSTATE CORP 5.1 SER B PREFERRED STOCK 020002309 939 39375 SH SOLE 8475 0 19775 ALLSTATE CORP 5.625 PFD SER G PREFERRED STOCK 020002127 702 29300 SH SOLE 3518 0 8208 ALLSTATE CORP 6.625 PFD SER E PREFERRED STOCK 020002879 7700 306525 SH SOLE 52099 0 121564 ALPHABET INC - CLASS A COMMON STOCK 02079K305 27275 26101 SH SOLE 6758 0 17165 ALPHABET INC - CLASS C COMMON STOCK 02079K107 1529 1476 SH SOLE 443 0 1033 ALTRIA GROUP INC COMMON STOCK 02209S103 343 6939 SH SOLE 2082 0 4857 AMAZON COM INC COMMON STOCK 023135106 28839 19201 SH SOLE 4954 0 12614 AMC ENTERTAINMENT HOLDINGS INC COMMON STOCK 00165C104 163 13308 SH SOLE 3992 0 9316 AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 658 6900 SH SOLE 2067 0 4823 AMERICAN FINANCIAL GROUP 6.0 PFD PREFERRED STOCK 025932708 3146 128708 SH SOLE 28758 0 67102 AMERIS BANCORP COMMON STOCK 03076K108 647 20422 SH SOLE 6127 0 14295 AMGEN INC COMMON STOCK 031162100 328 1684 SH SOLE 505 0 1179 ANNALY CAPITAL MGMT 6.95 PFD SER F PREFERRED STOCK 035710870 518 20908 SH SOLE 6272 0 14636 ANWORTH MORTGAGE ASSET CORPORATION COMMON STOCK 037347101 88 21792 SH SOLE 6538 0 15254 APOLLO COMMERCIAL REAL ESTSTE FINANCE, INC COMMON STOCK 03762U105 695 41690 SH SOLE 12507 0 29183 APOLLO INVT CORP COM COMMON STOCK 03761U502 140 11252 SH SOLE 3376 0 7876 APOLLO MANAGEMENT LLC 6.375 PFD PREFERRED STOCK 037612405 743 33011 SH SOLE 9903 1 23108 APPLE INC COMMON STOCK 037833100 26698 169254 SH SOLE 44912 0 112413 APTIV PLC ORDINARY COMMON STOCK G6095L109 7453 121049 SH SOLE 30144 0 78680 ARES CAP CORP COM COMMON STOCK 04010L103 539 34570 SH SOLE 10371 0 24199 AT&T 5.35 PFD 11/01/66 PREFERRED STOCK 00206R300 10373 466012 SH SOLE 84994 2 198318 AURORA CANNABIS INC COMMON STOCK 05156X108 63 12710 SH SOLE 3813 0 8897 BALCKROCK CORE BOND TRUST CLOSED END FUNDS-FIXED INCOME 09249E101 243 19919 SH SOLE 5976 0 13943 BALL CORP COMMON STOCK 058498106 964 20955 SH SOLE 6286 0 14668 BB&T CORP 5.625 PFD SER H PREFERRED STOCK 054937875 2510 106754 SH SOLE 21541 3 50263 BB&T CORPORATION PFD 5.625 SER E PREFERRED STOCK 054937404 205 8770 SH SOLE 2631 4 6139 BERKLEY (WR) CORPORATION 5.75 PFD PREFERRED STOCK 084423607 5076 226414 SH SOLE 34798 5 81195 BERKSHIRE HATHAWAY CL A COMMON STOCK 084670108 1530 5 SH SOLE 2 0 4 BERKSHIRE HATHAWAY CL B COMMON STOCK 084670702 30210 147960 SH SOLE 38599 0 97611 BLACKROCK TCP CAPITAL CORP. COMMON STOCK 09259E108 722 55391 SH SOLE 16617 0 38774 BOC GROUP PLC SPONSORED ADR AMERICAN DEPOSITORY 055617609 420 24870 SH SOLE 7461 0 17409 BOEING CO COM COMMON STOCK 097023105 635 1970 SH SOLE 591 0 1379 BRIGHT HORIZONS FAMILY SOLUTIONS, INC COMMON STOCK 109194100 15186 136257 SH SOLE 34278 0 89036 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 1141 21943 SH SOLE 6583 0 15360 CAPITAL ONE FINANCIAL CO 5.20 PFD PREFERRED STOCK 14040H865 618 28606 SH SOLE 3654 6 8527 CAPITAL ONE FINANCIAL CO 6.7 PFD PREFERRED STOCK 14040H709 3667 144655 SH SOLE 23192 7 54114 CAPITAL ONE FINANCIAL CO PFD 6.00 PREFERRED STOCK 14040H402 280 11400 SH SOLE 3420 8 7980 CAPSTEAD MTG 7.50 PER PFD SER E PREFERRED STOCK 14067E605 221 9236 SH SOLE 2771 9 6465 CARLYLE GROUP LP PFD PREFERRED STOCK 14309L201 1042 51150 SH SOLE 15345 10 35805 CHARLES SCHWAB CORP 5.95 PFD PREFERRED STOCK 808513600 6160 246400 SH SOLE 37284 11 86996 CHENIERE ENERGY INC COMMON STOCK 16411R208 625 10560 SH SOLE 3168 0 7392 CHEVRON CORPORATION COMMON STOCK 166764100 6702 61605 SH SOLE 17813 0 41563 CITIGROUP CAPITAL XIII PFD 7.875 PREFERRED STOCK 173080201 515 19476 SH SOLE 5753 12 13423 CME GROUP INC COMMON STOCK 12572Q105 23315 123937 SH SOLE 31923 0 81231 COLGATE-PALMOLIVE COMMON STOCK 194162103 766 12862 SH SOLE 3859 0 9003 COMCAST CORP NEW CL A COMMON STOCK 20030N101 1282 37637 SH SOLE 11291 0 26346 CONAGRA FOODS INC COMMON STOCK 205887102 7041 329616 SH SOLE 83661 0 215465 CONEGO COMMUNICATIONS, INC. COMMON STOCK 19239C106 272 5681 SH SOLE 1704 0 3977 COSTCO WHSL CORP COMMON STOCK 22160K105 671 3296 SH SOLE 989 0 2307 CRITEO SA-SPON ADR AMERICAN DEPOSITORY 226718104 617 27168 SH SOLE 8150 0 19018 CROWN CASTLE INTERNATIONAL CORP. COMMON STOCK 22822V101 16101 148218 SH SOLE 38166 0 97230 CUMMINS INC COM COMMON STOCK 231021106 571 4276 SH SOLE 1283 0 2993 CVS HEALTH CORP COMMON STOCK 126650100 1114 17003 SH SOLE 5101 0 11902 DIGITAL REALTY TRUST INC 7.375 PFD PREFERRED STOCK 253868871 3596 142661 SH SOLE 26872 13 62702 DILLARDS CAP TR I 7.538 CAP SECS D PREFERRED STOCK 25406P200 307 11999 SH SOLE 3600 14 8399 DISNEY WALT CO COMMON STOCK 254687106 324 2957 SH SOLE 885 0 2066 DOMINION RESOURCES INC 5.25 PFD SE PREFERRED STOCK 25746U844 7223 312959 SH SOLE 56725 15 132359 DOWDUPONT, INC. COMMON STOCK 26078J100 910 17025 SH SOLE 5107 0 11917 DTE ENERGY CO 5.375 PFD SER B PREFERRED STOCK 233331800 273 12000 SH SOLE 3600 16 8400 DTE ENERGY CO 6 12/15/76 PFD PREFERRED STOCK 233331867 6907 267920 SH SOLE 33750 17 78750 DYNEX CAPITAL, INC. COMMON STOCK 26817Q506 243 42547 SH SOLE 12764 0 29783 E O G RESOURCES INC COMMON STOCK 26875P101 8958 102720 SH SOLE 25643 0 66934 EATON CORP PLC COMMON STOCK G29183103 246 3585 SH SOLE 1076 0 2510 EBAY INC 6.0 PFD PREFERRED STOCK 278642202 13935 546899 SH SOLE 87657 18 204534 ECHOSTAR HOLDING CORPORATION COMMON STOCK 278768106 389 10592 SH SOLE 3178 0 7414 EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 257 1681 SH SOLE 502 0 1172 ELI LILLY & CO COMMON STOCK 532457108 318 2748 SH SOLE 824 0 1924 ENTERPRISE PRD PRTNRS LP COMMON STOCK 293792107 641 26061 SH SOLE 7818 0 18243 ENVIVA PARTNERS LP COMMON STOCK 29414J107 221 7980 SH SOLE 2394 0 5586 EQUINOR ASA-SPON ADR AMERICAN DEPOSITORY 29446M102 217 10229 SH SOLE 3069 0 7160 ERICSSON LM TEL CO ADR AMERICAN DEPOSITORY 294821608 987 111255 SH SOLE 33376 0 77878 EVERSOURCE ENERGY COMMON STOCK 30040W108 239 3672 SH SOLE 1102 0 2570 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 1090 15979 SH SOLE 4794 0 11186 FACEBOOK INC COMMON STOCK 30303M102 16320 124492 SH SOLE 32415 0 82053 FIFTH THIRD BANCORP 6.625 PFD SER PREFERRED STOCK 316773605 3375 130466 SH SOLE 26662 19 62212 FS INVESTMENT CORPORATION COMMON STOCK 302635107 105 20204 SH SOLE 6061 0 14143 GENERAL ELECTRIC CO (USD) COMMON STOCK 369604103 311 41148 SH SOLE 12344 0 28803 GILEAD SCIENCES INC. COMMON STOCK 375558103 376 6019 SH SOLE 1806 0 4213 GOVERNMENT PROPERTIES INCOME TRUST COMMON STOCK 38376A103 106 15370 SH SOLE 4611 0 10759 GRANITE POINT MORTGAGE TRUST, INC. COMMON STOCK 38741L107 481 26702 SH SOLE 8011 0 18691 GREENBRIAR COMPANIES INC COMMON STOCK 393657101 226 5711 SH SOLE 1713 0 3998 GW PHARMACEUTICALS - ADR AMERICAN DEPOSITORY 36197T103 2170 22282 SH SOLE 5189 0 14360 HARTFORD FINL SVCS 7.875 PFD PREFERRED STOCK 416518504 6956 254335 SH SOLE 47025 20 109725 HOME DEPOT INC COMMON STOCK 437076102 18289 106443 SH SOLE 28083 0 70512 HONEYWELL INTERNATIONAL INC COM COMMON STOCK 438516106 13003 98415 SH SOLE 25455 0 64768 INTEL CORP COMMON STOCK 458140100 265 5645 SH SOLE 1694 0 3952 INTL BUSINESS MACHINES COMMON STOCK 459200101 430 3782 SH SOLE 1135 0 2647 INVESCO HIGH INCOME 2024 TARGET TERM FUND CLOSED END FUNDS-FIXED INCOME 46136K105 158 17604 SH SOLE 5281 0 12323 ISHARES 0-5 YE INV GRADE CORPORATE FIXED INCOME ETF 46434V100 1345 27161 SH SOLE 8148 0 19013 ISHARES CORE MSCI EAFE ETF EXCHANGE TRADED FUNDS 46432F842 4954 90074 SH SOLE 27022 0 63052 ISHARES CORE MSCI EMERGING MARKETS ETF EXCHANGE TRADED FUNDS 46434G103 1927 40869 SH SOLE 12261 0 28608 ISHARES CORE S&P TOTAL US STOCK MARKET ETF EXCHANGE TRADED FUNDS 464287150 10613 186986 SH SOLE 56096 0 130890 ISHARES EDGE MSCI USA QUALIT ETF EXCHANGE TRADED FUNDS 46432F339 5303 69084 SH SOLE 20725 0 48359 ISHARES GOLD TRUST COMMON STOCK 464285105 192 15616 SH SOLE 4685 0 10931 ISHARES MSCI EAFE ETF EXCHANGE TRADED FUNDS 464287465 613 10432 SH SOLE 3130 0 7302 ISHARES TR S&P MIDCAP 400 EXCHANGE TRADED FUNDS 464287507 1624 9777 SH SOLE 2933 0 6844 ISHARES TR S&P SMALLCAP S&P SMALLCAP 600 I EXCHANGE TRADED FUNDS 464287804 1646 23743 SH SOLE 7123 0 16620 JEFFERIES FINANCIAL GRP INC COMMON STOCK 47233W109 574 33091 SH SOLE 9927 0 23164 JOHNSON & JOHNSON COMMON STOCK 478160104 21476 166413 SH SOLE 42397 0 109146 JPMORGAN CHASE & CO COMMON STOCK 46625H100 14997 153625 SH SOLE 39131 0 100674 JPMORGAN CHASE & CO 6.125 PFD SER PREFERRED STOCK 48127R461 2615 103150 SH SOLE 16191 21 37779 JPMORGAN CHASE & CO 6.3 PFD SER W PREFERRED STOCK 481246700 2997 118116 SH SOLE 13483 22 31461 JPMORGAN CHASE & CO 6.7 PFD SER T PREFERRED STOCK 48127A161 457 18000 SH SOLE 5400 23 12600 JUST ENERGY GROUP INC COMMON STOCK 48213W101 53 16086 SH SOLE 4826 0 11260 KINDER MORGAN INC COMMON STOCK 49456B101 402 26110 SH SOLE 7833 0 18277 KNOLL INC COM NEW COMMON STOCK 498904200 252 15276 SH SOLE 4583 0 10693 LAMB WESTON HOLDINGS, INC. COMMON STOCK 513272104 17451 237237 SH SOLE 58967 0 154578 LAS VEGAS SANDS CORP COMMON STOCK 517834107 252 4844 SH SOLE 1453 0 3391 LEGG MASON INC 6.375 PFD PREFERRED STOCK 524901501 1267 52656 SH SOLE 9662 24 22544 LOCKHEED MARTIN CORP COMMON STOCK 539830109 10824 41338 SH SOLE 10669 0 27253 MARATHON PETROLEUM CORPORATION COMMON STOCK 56585A102 11659 197583 SH SOLE 48630 0 128433 MARKETAXESS HLDGS INC COM COMMON STOCK 57060D108 14279 67573 SH SOLE 17139 0 44092 MASTERCARD INC COMMON STOCK 57636Q104 11928 63226 SH SOLE 18400 0 42932 MC DONALDS CORP COMMON STOCK 580135101 768 4325 SH SOLE 1298 0 3028 MERCK & CO INC NEW COMMON STOCK 58933Y105 261 3422 SH SOLE 1026 0 2395 METLIFE INC 4.0 PFD - SER A PREFERRED STOCK 59156R504 251 12000 SH SOLE 3600 25 8400 MFA MORTGAGE INVESTMENT COMMON STOCK 55272X102 497 74336 SH SOLE 22301 0 52035 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 15177 211021 SH SOLE 53815 0 138192 MICROSOFT CORP COMMON STOCK 594918104 30536 300636 SH SOLE 77694 0 198171 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 397 9914 SH SOLE 2974 0 6940 Nestle S A Spnsd ADR Repsting Reg S AMERICAN DEPOSITORY 641069406 667 8240 SH SOLE 2472 0 5768 NEW MOUNTAIN FINANCE CORPORATION COMMON STOCK 647551100 433 34391 SH SOLE 10317 0 24074 NEXTERA ENERGY CAP 5.0 PFD PREFERRED STOCK 65339K886 283 12800 SH SOLE 3840 26 8960 NEXTERA ENERGY CAPITAL 5.25 PFD SE PREFERRED STOCK 65339K100 2180 95185 SH SOLE 16718 27 39008 NEXTERA ENERGY INC COMMON STOCK 65339F101 26698 153594 SH SOLE 39550 0 100930 NEXTERA ENERGY PTNRS COM UNIT PART IN COMMON STOCK 65341B106 1120 26025 SH SOLE 7808 0 18218 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 9822 40107 SH SOLE 10312 0 26377 NOVO-NORDISK A-S ADR AMERICAN DEPOSITORY 670100205 325 7060 SH SOLE 2118 0 4942 NUVEEN AMT-FREE MUNICIPAL INC FD FIXED INCOME ETF 670657105 426 34627 SH SOLE 10388 0 24239 NUVEEN PFD & CV INC FD COM SHS COMMON STOCK 67073D102 86 11646 SH SOLE 3494 0 8152 NUVEEN PREFERRED AND CONVERTIBLE INCOME FU COMMON STOCK 67073B106 121 14552 SH SOLE 4366 0 10186 NUVEEN REAL ASSET INCOME AND GROWTH FUND CLOSED END FUNDS-EQUITY 67074Y105 408 29907 SH SOLE 8972 0 20935 NVIDIA CORP COMMON STOCK 67066G104 1248 9348 SH SOLE 2804 0 6544 OLD DOMINION FREIGHT LNS COMMON STOCK 679580100 15749 127533 SH SOLE 32282 0 83060 PENNANTPARK FLOATING RATE CAPITAL LTD. COMMON STOCK 70806A106 1072 92687 SH SOLE 27806 0 64881 PEPSICO INC COMMON STOCK 713448108 218 1972 SH SOLE 591 0 1380 PFIZER INC COMMON STOCK 717081103 22698 520002 SH SOLE 132286 0 340514 PNC FINANCIAL SERVICES 6.125 SERIE PREFERRED STOCK 693475857 7653 297332 SH SOLE 57881 28 135056 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 261 2232 SH SOLE 670 0 1562 POWERSHARES ETF TRUST FTSE US1500 SM COMMON STOCK 73935X567 236 2075 SH SOLE 622 0 1452 PRINCIPAL FINANCIAL GP COM COMMON STOCK 74251V102 599 13568 SH SOLE 4070 0 9498 PROCTER & GAMBLE COMMON STOCK 742718109 690 7506 SH SOLE 2252 0 5254 PROLOGIS INC COMMON STOCK 74340W103 9995 170214 SH SOLE 43983 0 111904 PRUDENTIAL FINANCIAL INC 5.625 PFD PREFERRED STOCK 744320805 439 18550 SH SOLE 3112 29 7262 PUBLIC STORAGE 6.000 PFD SERIES Z PREFERRED STOCK 74460W826 1357 54152 SH SOLE 11926 30 27827 PUBLIC STORAGE 6.375 PFD SERIES Y PREFERRED STOCK 74460W842 1347 53625 SH SOLE 5288 31 12338 QUALCOMM INC COMMON STOCK 747525103 904 15884 SH SOLE 4765 0 11119 QURATE RETAIL, INC. COMMON STOCK 74915M100 846 43358 SH SOLE 13007 0 30351 RAYTHEON CO COM NEW COMMON STOCK 755111507 1136 7408 SH SOLE 2222 0 5186 REINSURANCE GROUP OF AMERICA 5.75 PREFERRED STOCK 759351802 4133 175507 SH SOLE 25599 32 59730 REINSURANCE GROUP OF AMERICA 6.2 P PREFERRED STOCK 759351703 3741 149508 SH SOLE 31536 33 73583 ROSS STORES INC COM COMMON STOCK 778296103 16660 200236 SH SOLE 52694 0 132175 S P D R S&P 500 ETF TR COMMON STOCK 78462F103 2821 11288 SH SOLE 3217 0 8072 S&P GLOBAL INC COMMON STOCK 78409V104 16278 95787 SH SOLE 24230 0 62542 SCE TRUST IV 5.375 PFD SER J PREFERRED STOCK 78409G206 1423 70100 SH SOLE 9472 34 22102 SEACOR HOLDINGS INC CONVERTIBLE BONDS 81170YAB5 69 75000 SH SOLE 22500 49 52500 SELECT SECTOR SPDR TR SBI HEALTHCARE EXCHANGE TRADED FUNDS 81369Y209 5646 65266 SH SOLE 19580 0 45686 SENIOR HOUSING PROPERTIE PREFERRED STOCK 81721M307 5539 244001 SH SOLE 35572 35 83002 SIMON PPTY GP 8.375 SER J PFD PREFERRED STOCK 828806885 362 5275 SH SOLE 1582 36 3692 SIMPSON MFG CO INC COM COMMON STOCK 829073105 420 7750 SH SOLE 2325 0 5425 SKY PLC COMMON STOCK G8212B105 392 18382 SH SOLE 5515 0 12867 SOUTHERN CO 6.25 PFD PREFERRED STOCK 842587206 9646 378113 SH SOLE 69256 37 161597 SPDR WELLS FARGO PREFERRED FIXED INCOME ETF 78464A292 409 10344 SH SOLE 3103 0 7241 STANLEY BLACK & DECKER I PFD 5.75 PREFERRED STOCK 854502705 1089 45910 SH SOLE 13773 38 32137 STATE STR CORP 5.9 PFD SER D PREFERRED STOCK 857477608 2365 96629 SH SOLE 19291 39 45013 STATE STREET CORP 5.35 PFD SER G PREFERRED STOCK 857477855 287 12000 SH SOLE 3600 40 8400 STATE STREET CORP 6.0 PFD PREFERRED STOCK 857477889 2104 83625 SH SOLE 8438 41 19688 SUNTRUST BANKS INC COMMON STOCK 867914103 12540 248615 SH SOLE 63414 0 163257 SYNCHRONY FINANCIAL COMMON STOCK 87165B103 496 21156 SH SOLE 6347 0 14809 TANGER FACTORY OUTLET COM COMMON STOCK 875465106 929 45944 SH SOLE 13783 0 32161 TARGET CORP COMMON STOCK 87612E106 1667 25222 SH SOLE 7567 0 17655 TCG BDC, INC. COMMON STOCK 872280102 317 25527 SH SOLE 7658 0 17869 TELEFLEX INC COM COMMON STOCK 879369106 429 1658 SH SOLE 497 0 1161 TELLURIAN, INC. COMMON STOCK 87968A104 461 66390 SH SOLE 19917 0 46473 TEXAS CAPITAL BK 6.50 9/1/42 SER PREFERRED STOCK 882228307 274 10900 SH SOLE 3270 42 7630 TORCHMARK CORP 6.125 PFD SER C PREFERRED STOCK 891027401 6614 263281 SH SOLE 50904 43 118777 TPG SPECIALTY LENDING, INC. COMMON STOCK 87265K102 536 29650 SH SOLE 8895 0 20755 TWENTY-FIRST CENTURY FOX INC COMMON STOCK 90130A101 627 13031 SH SOLE 3909 0 9122 UNION PACIFIC CORP COMMON STOCK 907818108 17016 123096 SH SOLE 30765 0 79953 UNITED TECHNOLOGIES COMMON STOCK 913017109 490 4598 SH SOLE 1379 0 3218 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 20187 81034 SH SOLE 20759 0 53183 US BANCORP PFD SERIES F 6.50 PREFERRED STOCK 902973833 4541 171484 SH SOLE 38871 44 90699 VANGUARD HEALTH CARE ETF COMMON STOCK 92204A504 2617 16293 SH SOLE 4888 0 11405 VANGUARD INT-TERM CORPORATE FIXED INCOME ETF 92206C870 421 5076 SH SOLE 1523 0 3553 VANGUARD MID-CAP VALUE INDEX COMMON STOCK 922908512 220 2307 SH SOLE 692 0 1615 VANGUARD S&P 500 ETF EXCHANGE TRADED FUNDS 922908363 53876 234436 SH SOLE 70331 0 164105 VANGUARD SM-CAP ETF COMMON STOCK 922908751 366 2770 SH SOLE 831 0 1939 VANGUARD TOTAL STOCK MKT EXCHANGE TRADED FUNDS 922908769 213 1671 SH SOLE 501 0 1170 VEREIT, INC. COMMON STOCK 92339V100 830 116073 SH SOLE 34822 0 81251 VERITEX HOLDINGS INC. COMMON STOCK 923451108 247 11540 SH SOLE 3462 0 8078 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 204 3637 SH SOLE 1091 0 2546 VERIZON COMMUNICATIONS SR NT 5.9 P PREFERRED STOCK 92343V302 269 10650 SH SOLE 3195 45 7455 VERTEX PHARMACEUTICALS COMMON STOCK 92532F100 9007 54355 SH SOLE 13055 0 35036 VINCI SA COMMON STOCK F5879X108 597 7269 SH SOLE 2181 0 5088 VISA INC CL A COMMON STOCK 92826C839 11546 87508 SH SOLE 18006 0 53989 VORNADO REALTY TRUST 5.4 SERIES L PREFERRED STOCK 929042844 249 11600 SH SOLE 3465 46 8085 WELLS FARGO & CO 5.85 PFD PREFERRED STOCK 949746556 10655 433678 SH SOLE 80614 47 188099 WELLS FARGO & CO 6.625 PFD PREFERRED STOCK 949746465 4304 163771 SH SOLE 25326 48 59095