0001020617-17-000010.txt : 20171108 0001020617-17-000010.hdr.sgml : 20171108 20171108140839 ACCESSION NUMBER: 0001020617-17-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001020617 IRS NUMBER: 133592307 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03511 FILM NUMBER: 171186101 BUSINESS ADDRESS: STREET 1: 730 THIRD AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 6464526700 MAIL ADDRESS: STREET 1: 730 THIRD AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001020617 XXXXXXXX 09-30-2017 09-30-2017 false ROOSEVELT INVESTMENT GROUP INC

730 Third Avenue 23rd Floor New York NY 10017

13F HOLDINGS REPORT 028-03511 N Steven Weiss 646-452-6712 Steven Weiss New York NY 11-08-2017 0 183 1085248 INFORMATION TABLE 2 infotable.xml 3M COMPANY COMMON STOCK 88579Y101 17128 81602 SH SOLE 21441 0 53597 A T & T INC NEW COMMON STOCK 00206R102 222 5655 SH SOLE 1697 0 3959 ABBVIE INC COMMON STOCK 00287Y109 3715 41808 SH SOLE 12542 0 29266 AIR PROD & CHEMICALS INC COMMON STOCK 009158106 2176 14390 SH SOLE 4317 0 10073 ALLERGAN PLC COMMON STOCK G0177J108 6723 32803 SH SOLE 7752 0 20642 ALLSTATE CORP 6.625 PFD SER E PREFERRED STOCK 020002879 8614 321413 SH SOLE 57731 0 134707 ALPHABET INC - CLASS A COMMON STOCK 02079K305 28363 29128 SH SOLE 7520 0 18980 ALPHABET INC - CLASS C COMMON STOCK 02079K107 1462 1524 SH SOLE 457 0 1067 ALTRIA GROUP INC COMMON STOCK 02209S103 432 6818 SH SOLE 2045 0 4772 AMAZON COM INC COMMON STOCK 023135106 22953 23876 SH SOLE 6194 0 15557 AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 8253 91235 SH SOLE 27370 0 63864 AMERICAN FINANCIAL GROUP 6.0 PFD PREFERRED STOCK 025932708 4282 160027 SH SOLE 34974 0 81606 AMGEN INC COMMON STOCK 031162100 355 1903 SH SOLE 571 0 1332 APOLLO MANAGEMENT LLC 6.375 PFD PREFERRED STOCK 037612405 764 29011 SH SOLE 8703 0 20308 APPLE INC COMMON STOCK 037833100 36746 238426 SH SOLE 62982 0 156933 AZKO NOBEL NV - SA AMERICAN DEPOSITORY 010199305 4580 149055 SH SOLE 28679 0 87287 BB&T CORP COMMON STOCK 054937107 2869 61130 SH SOLE 18339 0 42791 BB&T CORP 5.625 PFD SER H PREFERRED STOCK 054937875 1381 51813 SH SOLE 9484 0 22129 BB&T CORPORATION PFD 5.625 SER E PREFERRED STOCK 054937404 239 9445 SH SOLE 2834 0 6612 BERKLEY (WR) CORPORATION 5.75 PFD PREFERRED STOCK 084423607 7260 276769 SH SOLE 48726 0 113693 BERKSHIRE HATHAWAY CL A COMMON STOCK 084670108 1099 4 SH SOLE 1 0 3 BERKSHIRE HATHAWAY CL B COMMON STOCK 084670702 29391 160324 SH SOLE 42151 0 105085 BOEING CO COMMON STOCK 097023105 4886 19221 SH SOLE 5766 0 13455 BRIGHT HORIZONS FAMILY SOLUTIONS, I COMMON STOCK 109194100 6106 70829 SH SOLE 15398 0 43231 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 215 3369 SH SOLE 1011 0 2358 CABOT OIL & GAS CORP COM COMMON STOCK 127097103 4583 171340 SH SOLE 51402 0 119938 CAPITAL ONE FINANCIAL CO 5.20 PFD PREFERRED STOCK 14040H865 952 37829 SH SOLE 4684 0 10930 CAPITAL ONE FINANCIAL CO 6.7 PFD PREFERRED STOCK 14040H709 5632 207300 SH SOLE 34352 0 80154 CAPITAL ONE FINANCIAL CO PFD 6.00 PREFERRED STOCK 14040H402 293 11620 SH SOLE 3486 0 8134 CARLYLE GROUP LP PFD PREFERRED STOCK 14309L201 1308 51150 SH SOLE 15345 0 35805 CELGENE CORP COMMON STOCK 151020104 216 1479 SH SOLE 444 0 1035 CHARLES SCHWAB CORP 5.95 PFD PREFERRED STOCK 808513600 7238 266693 SH SOLE 46414 0 108299 CHENIERE ENERGY INC COMMON STOCK 16411R208 476 10560 SH SOLE 3168 0 7392 CHEVRON CORPORATION COMMON STOCK 166764100 6764 57567 SH SOLE 17270 0 40297 CHUBB LTD COMMON STOCK H1467J104 2726 19120 SH SOLE 5736 0 13384 CITIGROUP CAPITAL XIII PFD 7.875 PREFERRED STOCK 173080201 324 11660 SH SOLE 3498 0 8162 CME GROUP INC COMMON STOCK 12572Q105 21261 156701 SH SOLE 40912 0 102496 COLGATE-PALMOLIVE COMMON STOCK 194162103 997 13692 SH SOLE 4108 0 9584 COMCAST CORP PFD 5.0 12/15/61 SERI PREFERRED STOCK 20030N606 625 24436 SH SOLE 7331 0 17105 COMERICA INC COMMON STOCK 200340107 374 4899 SH SOLE 1470 0 3429 CONAGRA FOODS INC COMMON STOCK 205887102 830 24593 SH SOLE 7378 0 17215 COSTCO WHSL CORP COMMON STOCK 22160K105 503 3063 SH SOLE 919 0 2144 CROWN CASTLE INTERNATIONAL CORP. COMMON STOCK 22822V101 14716 147193 SH SOLE 37091 0 94969 DIGITAL REALTY TRUST INC 7.375 PFD PREFERRED STOCK 253868871 4760 175500 SH SOLE 31560 0 73640 DILLARDS CAP TR I 7.538 CAP SECS D PREFERRED STOCK 25406P200 326 12659 SH SOLE 3798 0 8861 DISCOVER FIN SVS 6.50 SER B PREFERRED STOCK 254709207 2954 116085 SH SOLE 34826 0 81260 DISNEY WALT CO COMMON STOCK 254687106 15260 154810 SH SOLE 39517 0 100354 DOMINION RESOURCES INC 5.25 PFD SE PREFERRED STOCK 25746U844 12510 485068 SH SOLE 95281 0 222322 DOWDUPONT, INC. COMMON STOCK 26078J100 20969 302889 SH SOLE 78874 0 198130 DTE ENERGY CO 5.375 PFD SER B PREFERRED STOCK 233331800 310 12000 SH SOLE 3600 0 8400 DTE ENERGY CO 6 12/15/76 PFD PREFERRED STOCK 233331867 5579 203850 SH SOLE 31785 0 74165 DUKE ENERGY CORP NEW COMMON STOCK 26441C204 2409 28710 SH SOLE 8613 0 20097 DUKE ENERGY CORP NEW JR SUB DEB 73 PREFERRED STOCK 26441C303 240 9400 SH SOLE 2820 0 6580 E O G RESOURCES INC COMMON STOCK 26875P101 11530 119186 SH SOLE 29540 0 76257 EBAY INC 6.0 PFD PREFERRED STOCK 278642202 16037 593295 SH SOLE 97903 0 228441 EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 12195 111565 SH SOLE 28604 0 72438 ELI LILLY & CO COMMON STOCK 532457108 310 3628 SH SOLE 1088 0 2540 ENBRIDGE INC COM COMMON STOCK 29250N105 2662 63625 SH SOLE 19088 0 44538 ENTERPRISE PRD PRTNRS LP COMMON STOCK 293792107 1384 53069 SH SOLE 15921 0 37149 ENVIVA PARTNERS LP COMMON STOCK 29414J107 229 7746 SH SOLE 2324 0 5422 EVERSOURCE ENERGY COMMON STOCK 30040W108 304 5028 SH SOLE 1508 0 3520 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 1637 19972 SH SOLE 5991 0 13980 FACEBOOK INC COMMON STOCK 30303M102 20012 117118 SH SOLE 30384 0 76407 FIFTH THIRD BANCORP 6.625 PFD SER PREFERRED STOCK 316773605 4764 158850 SH SOLE 33008 0 77018 GATX CORP 5.625 PFD PREFERRED STOCK 361448608 580 21500 SH SOLE 6450 0 15050 GENERAL DYNAMICS CORP COMMON STOCK 369550108 1181 5743 SH SOLE 1723 0 4020 GENERAL ELEC CAP CORP 4.7 PFD PREFERRED STOCK 369622394 256 10000 SH SOLE 3000 0 7000 GENERAL ELECTRIC CO (USD) COMMON STOCK 369604103 1850 76508 SH SOLE 22952 0 53555 HARTFORD FINL SVCS 7.875 PFD PREFERRED STOCK 416518504 2941 96875 SH SOLE 20872 0 48702 HESS CORP COMMON STOCK 42809H107 5418 115551 SH SOLE 27777 0 73642 HOME DEPOT INC COMMON STOCK 437076102 17793 108788 SH SOLE 28288 0 71121 HONEYWELL INTERNATIONAL COMMON STOCK 438516106 17131 120859 SH SOLE 31512 0 79074 HSBC HLDGS PLC 8 PFD E PERPETUAL S PREFERRED STOCK 404280802 633 23464 SH SOLE 7039 0 16425 INTEL CORP COMMON STOCK 458140100 224 5872 SH SOLE 1762 0 4110 INTL BUSINESS MACHINES COMMON STOCK 459200101 629 4332 SH SOLE 1300 0 3033 ISHARES 0-5 YE INV GRADE CORPORATE FIXED INCOME ETF 46434V100 539 10640 SH SOLE 3192 0 7448 ISHARES CORE MSCI EAFE ETF EXCHANGE TRADED FUND 46432F842 15048 234498 SH SOLE 61715 0 144002 ISHARES CORE MSCI EMERGING MARKETS EXCHANGE TRADED FUND 46434G103 7800 144387 SH SOLE 40352 0 94155 ISHARES CORE S&P TOTAL US STOCK MAR EXCHANGE TRADED FUND 464287150 27411 475637 SH SOLE 119862 0 279677 ISHARES GOLD TRUST COMMON STOCK 464285105 158 12815 SH SOLE 3844 0 8970 ISHARES TR S&P MIDCAP 400 EXCHANGE TRADED FUND 464287507 301 1683 SH SOLE 505 0 1178 JOHNSON & JOHNSON COMMON STOCK 478160104 26371 202839 SH SOLE 53337 0 133337 JPMORGAN CHASE & CO COMMON STOCK 46625H100 9842 103049 SH SOLE 24403 0 65374 JPMORGAN CHASE & CO 6.125 PFD SER PREFERRED STOCK 48127R461 2471 92387 SH SOLE 16888 0 39406 JPMORGAN CHASE & CO 6.3 PFD PREFERRED STOCK 481246700 3220 120503 SH SOLE 12233 0 28545 JPMORGAN CHASE & CO 6.7 PFD SER T PREFERRED STOCK 48127A161 511 19000 SH SOLE 5700 0 13300 KIMCO REALTY CORP 6.00 PFD SERIES PREFERRED STOCK 49446R794 2502 98713 SH SOLE 20307 0 47384 KINDER MORGAN INC COMMON STOCK 49456B101 594 30960 SH SOLE 9288 0 21672 KRAFT HEINZ CO COMMON STOCK 500754106 10106 130317 SH SOLE 34076 0 85356 LAM RESEARCH CORPORATION COMMON STOCK 512807108 11515 62232 SH SOLE 15908 0 40361 LAMB WESTON HOLDINGS, INC. COMMON STOCK 513272104 4447 94838 SH SOLE 18726 0 56121 LAS VEGAS SANDS CORP COMMON STOCK 517834107 13653 212801 SH SOLE 55757 0 139521 LEGG MASON INC 6.375 PFD PREFERRED STOCK 524901501 3882 144806 SH SOLE 28044 0 65437 LOCKHEED MARTIN CORP COMMON STOCK 539830109 21115 68048 SH SOLE 17749 0 44465 MARATHON PETROLEUM CORPORATION COMMON STOCK 56585A102 5884 104922 SH SOLE 22328 0 63872 MARKETAXESS HLDGS INC COM COMMON STOCK 57060D108 15231 82548 SH SOLE 21158 0 53602 MARTIN MARIETTA MATERIALS INC COMMON STOCK 573284106 10775 52248 SH SOLE 13525 0 34062 MASTERCARD INC COMMON STOCK 57636Q104 12484 88417 SH SOLE 26525 0 61892 MC DONALDS CORP COMMON STOCK 580135101 651 4152 SH SOLE 1246 0 2906 MERCK & CO INC NEW COMMON STOCK 58933Y105 269 4205 SH SOLE 1261 0 2943 METLIFE INC 4.0 PFD - SER A PREFERRED STOCK 59156R504 301 12000 SH SOLE 3600 0 8400 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 21836 243214 SH SOLE 61822 0 157238 MICROSOFT CORP COMMON STOCK 594918104 12077 162129 SH SOLE 48639 0 113490 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 402 9895 SH SOLE 2969 0 6927 MONSANTO CO NEW COMMON STOCK 61166W101 256 2133 SH SOLE 640 0 1493 NATIONAL RETAIL PROP INC 5.2 12/31/ PREFERRED STOCK 637417874 468 18650 SH SOLE 5595 0 13055 Nestle S A Spnsd ADR Repsting Reg S AMERICAN DEPOSITORY 641069406 702 8360 SH SOLE 2508 0 5852 NEVRO CORPORATION COMMON STOCK 64157F103 4268 46959 SH SOLE 10026 0 28578 NEW GOLD INC COMMON STOCK 644535106 55 14793 SH SOLE 4438 0 10355 NEWELL BRANDS INC COMMON STOCK 651229106 11537 270367 SH SOLE 70524 0 177101 NEXTERA ENERGY CAP 5.0 PFD PREFERRED STOCK 65339K886 365 14500 SH SOLE 4350 0 10150 NEXTERA ENERGY CAPITAL 5.25 PFD SE PREFERRED STOCK 65339K100 587 22990 SH SOLE 6897 0 16093 NEXTERA ENERGY CAPITAL PFD SER G PREFERRED STOCK 65339K605 3527 140034 SH SOLE 32868 0 76691 NEXTERA ENERGY INC COMMON STOCK 65339F101 19504 133087 SH SOLE 35014 0 87232 NEXTERA ENERGY PTNRS COM UNIT PART COMMON STOCK 65341B106 1087 26988 SH SOLE 8096 0 18892 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 22066 76692 SH SOLE 19836 0 49932 NORTHSTAR ELECTRONICS INC COMMON STOCK 66704D101 0 15000 SH SOLE 4500 0 10500 NOVO-NORDISK A-S ADR AMERICAN DEPOSITORY 670100205 448 9314 SH SOLE 2794 0 6520 NVIDIA CORP COMMON STOCK 67066G104 3241 18132 SH SOLE 5440 0 12692 OASIS PETE INC NEW COM COMMON STOCK 674215108 314 34470 SH SOLE 10341 0 24129 OLD DOMINION FREIGHT LNS COMMON STOCK 679580100 18888 171539 SH SOLE 44205 0 111167 PARTNERRE LTD 7.25 PFD H PREFERRED STOCK G68603144 247 8600 SH SOLE 2580 0 6020 PAYCHEX COMMON STOCK 704326107 2302 38384 SH SOLE 11515 0 26869 PEPSICO INC COMMON STOCK 713448108 2675 24009 SH SOLE 7203 0 16806 PFIZER INC COMMON STOCK 717081103 17175 481090 SH SOLE 125604 0 315035 PHILIP MORRIS INTL INC COMMON STOCK 718172109 326 2940 SH SOLE 882 0 2058 PITNEY BOWES INC 6.70 PFD PREFERRED STOCK 724479506 4761 186400 SH SOLE 34650 0 80850 PNC FINANCIAL SERVICES 6.125 SERIE PREFERRED STOCK 693475857 8172 284652 SH SOLE 54333 0 126776 PPL CAP FDG INC 5.9 PFD SER B PREFERRED STOCK 69352P202 519 20190 SH SOLE 6057 0 14133 PROCTER & GAMBLE COMMON STOCK 742718109 4031 44309 SH SOLE 13293 0 31016 PROLOGIS INC COMMON STOCK 74340W103 11245 177191 SH SOLE 45034 0 114654 PRUDENTIAL FIN 5.750 12/15/12 SER PREFERRED STOCK 744320607 218 8500 SH SOLE 2550 0 5950 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 11804 111025 SH SOLE 26436 0 70054 PS BUSINESS PKS INC 6.0 PFD SER T PREFERRED STOCK 69360J685 395 15700 SH SOLE 4710 0 10990 PUBLIC STORAGE 5.400 PFD SER B PREFERRED STOCK 74460W776 280 10576 SH SOLE 3173 0 7403 PUBLIC STORAGE 6.000 PFD SERIES Z PREFERRED STOCK 74460W826 1762 67385 SH SOLE 13743 0 32067 PUBLIC STORAGE 6.375 PFD SERIES Y PREFERRED STOCK 74460W842 1314 48775 SH SOLE 14632 0 34142 QWEST CORP 6.625 PFD PREFERRED STOCK 74913G709 3525 138515 SH SOLE 22490 0 52476 QWEST CORP 7.00 PFD 04/01/52 PREFERRED STOCK 74913G402 5109 201451 SH SOLE 28862 0 67344 RAYTHEON CO COM NEW COMMON STOCK 755111507 1767 9472 SH SOLE 2842 0 6630 REINSURANCE GROUP OF AMERICA 5.75 PREFERRED STOCK 759351802 6470 223562 SH SOLE 32111 0 74926 REINSURANCE GROUP OF AMERICA 6.2 P PREFERRED STOCK 759351703 4152 145933 SH SOLE 30343 0 70800 ROSS STORES INC COM COMMON STOCK 778296103 11629 180101 SH SOLE 54030 0 126071 S P D R S&P 500 ETF TR EXPIRING 01/ COMMON STOCK 78462F103 717 2853 SH SOLE 856 0 1997 S&P BBG BARCLAYS INTERNATIONAL CORP FIXED INCOME ETF 78464A151 313 9055 SH SOLE 2716 0 6338 S&P GLOBAL INC COMMON STOCK 78409V104 15305 97916 SH SOLE 24161 0 62638 SCE TRUST IV 5.375 PFD SER J PREFERRED STOCK 78409G206 594 21875 SH SOLE 3090 0 7210 SCHLUMBERGER LTD COMMON STOCK 806857108 5475 78484 SH SOLE 16734 0 47600 SCHWAB CHARLES 6.0 PFD SER B PREFERRED STOCK 808513204 4097 161375 SH SOLE 27150 0 63350 SEACOR HOLDINGS INC CONVERTIBLE BONDS 81170YAB5 67 75000 SH SOLE 22500 0 52500 SELECT SECTOR SPDR TR SBI HEALTHCAR COMMON STOCK 81369Y209 10717 131127 SH SOLE 38190 0 89109 SENIOR HOUSING PROPERTIE PREFERRED STOCK 81721M307 5712 210626 SH SOLE 33615 0 78435 SIMON PPTY GP 8.375 SER J PFD PREFERRED STOCK 828806885 432 5725 SH SOLE 1718 0 4008 SOUTHERN CO 6.25 PFD PREFERRED STOCK 842587206 10844 395770 SH SOLE 73743 0 172067 STANLEY BLACK & DECKER I PFD 5.75 PREFERRED STOCK 854502705 998 39225 SH SOLE 11768 0 27458 STATE STREET CORP 5.35 PFD SER G PREFERRED STOCK 857477855 1143 42000 SH SOLE 12600 0 29400 STATE STREET CORP 6.0 PFD PREFERRED STOCK 857477889 2354 88275 SH SOLE 9922 0 23152 SUNTRUST BANKS INC COMMON STOCK 867914103 19787 331058 SH SOLE 85884 0 216010 SYSCO CORP COMMON STOCK 871829107 2651 49130 SH SOLE 14739 0 34391 TARGET CORP COMMON STOCK 87612E106 1472 24953 SH SOLE 7486 0 17467 TEXAS CAPITAL BK 6.50 9/1/42 SER PREFERRED STOCK 882228307 283 11075 SH SOLE 3322 0 7752 THE SOUTHERN COMPANY COMMON STOCK 842587107 2624 53402 SH SOLE 16021 0 37381 TIME WARNER INC NEW COMMON STOCK 887317303 2946 28753 SH SOLE 8626 0 20127 TORCHMARK CORP 6.125 PFD SER C PREFERRED STOCK 891027401 9058 337613 SH SOLE 62442 0 145697 UNION PACIFIC CORP COMMON STOCK 907818108 16103 138857 SH SOLE 34525 0 89072 UNITED RENTALS INC COM COMMON STOCK 911363109 11091 79942 SH SOLE 20583 0 52272 UNITED TECHNOLOGIES COMMON STOCK 913017109 482 4156 SH SOLE 1247 0 2909 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 16448 83983 SH SOLE 21720 0 54814 UNIVERSAL DISPLAY CORP COMMON STOCK 91347P105 1750 13585 SH SOLE 4076 0 9510 US BANCORP COMMON STOCK 902973304 17988 335658 SH SOLE 86465 0 218350 US BANCORP PFD SERIES F 6.50 PREFERRED STOCK 902973833 2090 71715 SH SOLE 21514 0 50200 VANGUARD HEALTH CARE ETF COMMON STOCK 92204A504 2180 14314 SH SOLE 4294 0 10020 VANGUARD WORLD FDS FINANCIALS ETF COMMON STOCK 92204A405 580 8867 SH SOLE 2660 0 6207 VERITEX HOLDINGS INC. COMMON STOCK 923451108 294 10905 SH SOLE 3272 0 7634 VERIZON COMMUNICATIONS SR NT 5.9 P PREFERRED STOCK 92343V302 2494 91715 SH SOLE 19684 0 45930 VISA INC CL A COMMON STOCK 92826C839 10971 104248 SH SOLE 21110 0 61789 VORNADO REALTY TRUST 5.4 SERIES L PREFERRED STOCK 929042844 793 31225 SH SOLE 9368 0 21858 WELLS FARGO & CO 5.50 PFD SER X PREFERRED STOCK 94988U672 250 9715 SH SOLE 2914 0 6800 WELLS FARGO & CO 5.85 PFD PREFERRED STOCK 949746556 14905 546374 SH SOLE 99909 0 233122 WELLS FARGO & CO 6.625 PFD PREFERRED STOCK 949746465 3776 130606 SH SOLE 14739 0 34392 WELLS FARGO & CO NEW DEP1/1000PF CL PREFERRED STOCK 949746655 368 14535 SH SOLE 4360 0 10174 WELLS FARGO & COMPANY 6.0 PFD SER PREFERRED STOCK 94988U730 936 35400 SH SOLE 6225 0 14525 WELLS FARGO CO PFD 5.20 SER PREFERRED STOCK 949746747 524 20970 SH SOLE 6291 0 14679