0001020617-16-000022.txt : 20161114
0001020617-16-000022.hdr.sgml : 20161111
20161114145940
ACCESSION NUMBER: 0001020617-16-000022
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC
CENTRAL INDEX KEY: 0001020617
IRS NUMBER: 133592307
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03511
FILM NUMBER: 161993980
BUSINESS ADDRESS:
STREET 1: 730 THIRD AVENUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 6464526700
MAIL ADDRESS:
STREET 1: 730 THIRD AVENUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990407
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001020617
XXXXXXXX
09-30-2016
09-30-2016
ROOSEVELT INVESTMENT GROUP INC
730 THIRD AVENUE
23RD FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-03511
N
Steven Weiss
COO
646-452-6712
Steven Weiss
New York
NY
11-14-2016
0
193
1265
false
INFORMATION TABLE
2
RIG.13F.2016Q3.xml
3M COMPANY
COMMON STOCK
88579Y101
12282
69695
SH
SOLE
0
25153
0
39915
A T & T INC NEW
COMMON STOCK
00206R102
382
9398
SH
SOLE
0
2819
0
6578
ABBVIE INC
COMMON STOCK
00287Y109
375
5945
SH
SOLE
0
1784
0
4162
ACUITY BRANDS INC
COMMON STOCK
00508y102
5911
22339
SH
SOLE
0
8719
0
11217
ADVANCED AUTO PARTS
COMMON STOCK
00751Y106
424
2842
SH
SOLE
0
827
0
1929
AETNA US HEALTHCARE INC COM
COMMON STOCK
00817Y108
210
1822
SH
SOLE
0
547
0
1275
ALLEGION PUBLIC LIMITED COMPANY
COMMON STOCK
G0176J109
16561
240322
SH
SOLE
0
91983
0
125826
ALLERGAN PLC
COMMON STOCK
G0177J108
10949
47540
SH
SOLE
0
18355
0
25031
ALLSTATE 6.75% SER C PERP
PREFERRED STOCK
020002606
209
7700
SH
SOLE
0
2310
0
5390
ALLSTATE CORP 6.625% PFD SER E
PREFERRED STOCK
020002879
10959
403499
SH
SOLE
0
75334
0
175779
ALPHABET INC - CLASS A
COMMON STOCK
02079K305
37267
46349
SH
SOLE
0
17177
0
25699
ALPHABET INC - CLASS C
COMMON STOCK
02079K107
1464
1884
SH
SOLE
0
565
0
1319
AMAZON COM INC
COMMON STOCK
023135106
30682
36644
SH
SOLE
0
13336
0
20519
AMERICAN EXPRESS COMPANY
COMMON STOCK
025816109
292
4565
SH
SOLE
0
1370
0
3196
AMERICAN FINANCIAL GROUP 6.0% PFD
PREFERRED STOCK
025932708
4684
172347
SH
SOLE
0
36008
0
84018
AMGEN INC
COMMON STOCK
031162100
281
1682
SH
SOLE
0
505
0
1177
APPLE INC
COMMON STOCK
037833100
36878
326206
SH
SOLE
0
118090
0
187180
ARES MANAGEMENT LP 7.00% PFD SER A
PREFERRED STOCK
04014Y200
260
10000
SH
SOLE
0
3000
0
7000
AVON PRODUCTS INC
COMMON STOCK
054303102
221
39050
SH
SOLE
0
11715
0
27335
Barclays Short Term High Yield Bond
FIXED INCOME ETF
78468R408
357
12883
SH
SOLE
0
3865
0
9018
BB&T CORP 5.625% PFD SER H
PREFERRED STOCK
054937875
411
15400
SH
SOLE
0
3510
0
8190
BB&T CORPORATION PFD 5.625% SER E
PREFERRED STOCK
054937404
256
9945
SH
SOLE
0
2984
0
6962
BERKLEY (WR) CORPORATION 5.75% PFD
PREFERRED STOCK
084423607
2750
106250
SH
SOLE
0
22995
0
53655
BERKSHIRE HATHAWAY CL A
COMMON STOCK
084670108
865
4
SH
SOLE
0
1
0
3
BERKSHIRE HATHAWAY CL B
COMMON STOCK
084670702
34598
239479
SH
SOLE
0
87700
0
135151
BRIGHT HORIZONS FAMILY SOLUTIONS, I
COMMON STOCK
109194100
13975
208922
SH
SOLE
0
79516
0
111348
BRISTOL-MYERS SQUIBB CO
COMMON STOCK
110122108
10274
190547
SH
SOLE
0
71062
0
105414
CABOT OIL & GAS CORP COM
COMMON STOCK
127097103
4161
161290
SH
SOLE
0
47968
0
111924
CAPITAL ONE FINANCIAL CO 6.7% PFD
PREFERRED STOCK
14040H709
7015
249378
SH
SOLE
0
39384
0
91896
CAPITAL ONE FINANCIAL CO PFD 6.00%
PREFERRED STOCK
14040H402
440
17055
SH
SOLE
0
4906
0
11448
CBOE HOLDINGS INC
COMMON STOCK
12503M108
10870
167610
SH
SOLE
0
62186
0
93200
CBRE GROUP INC A
COMMON STOCK
12504L109
7863
281028
SH
SOLE
0
111787
0
140175
CELGENE CORP
COMMON STOCK
151020104
1102
10546
SH
SOLE
0
3121
0
7282
CERNER CORP
COMMON STOCK
156782104
11552
187078
SH
SOLE
0
77801
0
87855
CHARLES SCHWAB CORP 5.95% PFD
PREFERRED STOCK
808513600
2123
78000
SH
SOLE
0
16868
0
39358
CHENIERE ENERGY INC
COMMON STOCK
16411R208
478
10960
SH
SOLE
0
3288
0
7672
CHEVRON CORPORATION
COMMON STOCK
166764100
3113
30247
SH
SOLE
0
8978
0
20950
CHURCH & DWIGHT CO INC
COMMON STOCK
171340102
881
18388
SH
SOLE
0
5516
0
12872
CITIGROUP CAPITAL XIII PFD 7.875%
PREFERRED STOCK
173080201
362
13760
SH
SOLE
0
4128
0
9632
CME GROUP INC
COMMON STOCK
12572Q105
25967
248437
SH
SOLE
0
91219
0
139613
COMCAST CORP PFD 5.0% 12/15/61 SERI
PREFERRED STOCK
20030N606
769
28790
SH
SOLE
0
8637
0
20153
CONAGRA FOODS INC
COMMON STOCK
205887102
30079
638495
SH
SOLE
0
238064
0
350793
CONCHO RESOURCES INC
COMMON STOCK
20605P101
13016
94765
SH
SOLE
0
35858
0
51028
COSTCO WHSL CORP
COMMON STOCK
22160K105
527
3455
SH
SOLE
0
1036
0
2418
CROWN CASTLE INTERNATIONAL CORP.
COMMON STOCK
22822V101
16710
177368
SH
SOLE
0
68312
0
93764
CROWN CASTLE INTL 4.5% PFD SERIES A
PREFERRED STOCK
22822V200
488
4320
SH
SOLE
0
1296
0
3024
DEXCOM INC COM
COMMON STOCK
252131107
6807
77652
SH
SOLE
0
32099
0
36764
DIGITAL REALTY TRUST INC 7.375% PFD
PREFERRED STOCK
253868871
5870
213525
SH
SOLE
0
39105
0
91245
DILLARDS CAP TR I 7.5%38 CAP SECS D
PREFERRED STOCK
25406P200
337
12659
SH
SOLE
0
3798
0
8861
DIREXION DLY 20+ Y TR BEAR X3
FIXED INCOME ETF
25459Y678
179
10824
SH
SOLE
0
3247
0
7577
DISCOVER FIN SVS 6.50% SER B
PREFERRED STOCK
254709207
3459
132620
SH
SOLE
0
39731
0
92705
DISNEY WALT CO
COMMON STOCK
254687106
15857
170759
SH
SOLE
0
65251
0
90120
DOMINION RESOURCES INC 5.25% PFD SE
PREFERRED STOCK
25746U844
6524
256230
SH
SOLE
0
63376
0
147878
DTE ENERGY CO 5.375% PFD SER B
PREFERRED STOCK
233331800
206
8000
SH
SOLE
0
2400
0
5600
DU PONT E I DE NEMOUR&CO
COMMON STOCK
263534109
1233
18412
SH
SOLE
0
5524
0
12888
DUKE ENERGY CORP NEW JR SUB DEB 73
PREFERRED STOCK
26441C303
252
9600
SH
SOLE
0
2820
0
6580
E O G RESOURCES INC
COMMON STOCK
26875P101
10998
113723
SH
SOLE
0
43357
0
60396
EBAY INC 6.0% PFD
PREFERRED STOCK
278642202
9252
340885
SH
SOLE
0
56178
0
131082
ECOLAB INC
COMMON STOCK
278865100
11619
95455
SH
SOLE
0
35140
0
52962
EDWARDS LIFESCIENCES CORP
COMMON STOCK
28176E108
3476
28830
SH
SOLE
0
8602
0
19963
ELI LILLY & CO
COMMON STOCK
532457108
237
2951
SH
SOLE
0
885
0
2066
ENTERGY MISS INC 6.0% PFD
PREFERRED STOCK
29364N835
1101
43548
SH
SOLE
0
13064
0
30484
ENTERPRISE PRD PRTNRS LP
COMMON STOCK
293792107
4334
156864
SH
SOLE
0
47059
0
109805
EQUITY COMMONWEALTH 5.75% PFD
PREFERRED STOCK
294628508
682
26450
SH
SOLE
0
7935
0
18515
EXXON MOBIL CORPORATION
COMMON STOCK
30231G102
2050
23492
SH
SOLE
0
7048
0
16444
F5 NETWORKS INC
COMMON STOCK
315616102
9942
79762
SH
SOLE
0
30603
0
42216
FACEBOOK INC
COMMON STOCK
30303M102
25278
197071
SH
SOLE
0
72108
0
111078
FIFTH THIRD BANCORP 6.625% PFD SER
PREFERRED STOCK
316773605
4663
152689
SH
SOLE
0
30645
0
71505
FIRST REPUBLIC BANK PFD 6.7% SERIES
PREFERRED STOCK
33616C209
234
9120
SH
SOLE
0
2736
0
6384
GENERAL ELEC CAP CORP 4.7% PFD
PREFERRED STOCK
369622394
257
10000
SH
SOLE
0
3000
0
7000
GENERAL ELECTRIC CO (USD)
COMMON STOCK
369604103
2386
80566
SH
SOLE
0
24170
0
56396
GILEAD SCIENCES INC.
COMMON STOCK
375558103
3709
46883
SH
SOLE
0
14015
0
32703
GOLDMAN SACHS GROUP PERPETUAL 5.95%
PREFERRED STOCK
38145G209
202
7800
SH
SOLE
0
2340
0
5460
GOLDMAN SACHS PFD 6.5%
PREFERRED STOCK
38144G184
207
8100
SH
SOLE
0
2430
0
5670
HARTFORD FINL SVCS 7.875% PFD
PREFERRED STOCK
416518504
323
10225
SH
SOLE
0
3068
0
7158
HEALTH CARE REIT INC 6.50% PFD SER
PREFERRED STOCK
95040Q302
260
10000
SH
SOLE
0
3000
0
7000
HERC HOLDINGS INC
COMMON STOCK
42704L104
857
25433
SH
SOLE
0
7630
0
17803
HESS CORP
COMMON STOCK
42809H107
11458
213697
SH
SOLE
0
85585
0
107572
HOME DEPOT INC
COMMON STOCK
437076102
32762
254599
SH
SOLE
0
94018
0
142439
HONEYWELL INTERNATIONAL
COMMON STOCK
438516106
30166
258737
SH
SOLE
0
94795
0
145446
HSBC HLDGS PLC 8% PFD E PERPETUAL S
PREFERRED STOCK
404280802
1599
61222
SH
SOLE
0
18367
0
42855
HSBC HOLDINGS 6.20%
PREFERRED STOCK
404280604
237
9255
SH
SOLE
0
2776
0
6478
ING GROUP 6.125% PFD.
PREFERRED STOCK
456837509
211
8235
SH
SOLE
0
2470
0
5764
INTEGRYS ENERGY GRP 6.0% PFD
PREFERRED STOCK
45822P204
1590
60375
SH
SOLE
0
8625
0
20125
INTL BUSINESS MACHINES
COMMON STOCK
459200101
690
4346
SH
SOLE
0
1304
0
3042
ISHARES GOLD TRUST
COMMON STOCK
464285105
198
15628
SH
SOLE
0
5290
0
10338
JOHNSON & JOHNSON
COMMON STOCK
478160104
22769
192744
SH
SOLE
0
70387
0
109151
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
746
11205
SH
SOLE
0
3361
0
7843
JPMORGAN CHASE & CO 6.125% PFD SER
PREFERRED STOCK
48127R461
11894
439070
SH
SOLE
0
83625
0
195125
JPMORGAN CHASE & CO 6.7% PFD SER T
PREFERRED STOCK
48127A161
554
19600
SH
SOLE
0
5880
0
13720
KIMCO REALTY CORP 6.00% PFD SERIES
PREFERRED STOCK
49446R794
7541
291503
SH
SOLE
0
61156
0
142697
KINDER MORGAN INC
COMMON STOCK
49456B101
934
40370
SH
SOLE
0
12111
0
28259
KKR FINANCIAL HOLDINGS PFD
PREFERRED STOCK
48248A504
2216
86073
SH
SOLE
0
15419
0
35979
KRAFT HEINZ CO
COMMON STOCK
500754106
11840
132272
SH
SOLE
0
48496
0
74506
LAM RESEARCH CORPORATION
COMMON STOCK
512807108
15644
165176
SH
SOLE
0
63213
0
87771
LEGG MASON INC 6.375% PFD
PREFERRED STOCK
524901501
3007
112975
SH
SOLE
0
24862
0
58012
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
27222
113558
SH
SOLE
0
41361
0
64457
LYONDELLBASELL INDS F CLASS A
COMMON STOCK
N53745100
10315
127882
SH
SOLE
0
46852
0
71563
MARKETAXESS HLDGS INC COM
COMMON STOCK
57060D108
22926
138448
SH
SOLE
0
51298
0
76838
MARTIN MARIETTA MATERIALS INC
COMMON STOCK
573284106
7340
40979
SH
SOLE
0
15068
0
22805
MASCO CORP
COMMON STOCK
574599106
8945
260705
SH
SOLE
0
104049
0
130442
MASTERCARD INC
COMMON STOCK
57636Q104
9576
94094
SH
SOLE
0
28064
0
65483
MC DONALDS CORP
COMMON STOCK
580135101
519
4499
SH
SOLE
0
1350
0
3149
MERCK & CO INC NEW
COMMON STOCK
58933Y105
214
3436
SH
SOLE
0
1031
0
2405
METLIFE INC 4.0% PFD - SER A
PREFERRED STOCK
59156R504
382
15000
SH
SOLE
0
3600
0
8400
MICHAEL KORS HOLDINGS LTD
COMMON STOCK
G60754101
12700
271426
SH
SOLE
0
105157
0
142188
MICROCHIP TECHNOLOGY INC
COMMON STOCK
595017104
14452
232566
SH
SOLE
0
85111
0
131418
MICROSOFT CORP
COMMON STOCK
594918104
445
7727
SH
SOLE
0
2318
0
5409
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
759
17298
SH
SOLE
0
5189
0
12109
MONSANTO CO NEW
COMMON STOCK
61166W101
218
2133
SH
SOLE
0
640
0
1493
MOODYS CORP
COMMON STOCK
615369105
10592
97818
SH
SOLE
0
36544
0
53653
Nestle S A Spnsd ADR Repsting Reg S
AMERICAN DEPOSITORY
641069406
967
12243
SH
SOLE
0
3673
0
8570
NEW GOLD INC
COMMON STOCK
644535106
144
33000
SH
SOLE
0
9900
0
23100
NEWELL BRANDS INC
COMMON STOCK
651229106
30532
579793
SH
SOLE
0
214604
0
324394
NEXTERA ENERGY CAP 5.0% PFD
PREFERRED STOCK
65339K886
307
12010
SH
SOLE
0
3603
0
8407
NEXTERA ENERGY CAPITAL 5.25% PFD SE
PREFERRED STOCK
65339K100
1216
47320
SH
SOLE
0
14196
0
33124
NEXTERA ENERGY CAPITAL PFD SER G
PREFERRED STOCK
65339K605
4711
183797
SH
SOLE
0
44174
0
103073
NEXTERA ENERGY INC
COMMON STOCK
65339F101
24182
197692
SH
SOLE
0
72093
0
111876
NEXTERA ENERGY PTNRS COM UNIT PART
COMMON STOCK
65341B106
551
19700
SH
SOLE
0
5910
0
13790
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
25842
120786
SH
SOLE
0
45157
0
66533
NORTHSTAR ELECTRONICS INC
COMMON STOCK
66704D101
0
15000
SH
SOLE
0
4500
0
10500
NOVO-NORDISK A-S ADR
AMERICAN DEPOSITORY
670100205
3374
81131
SH
SOLE
0
24006
0
56015
NVIDIA CORP
COMMON STOCK
67066G104
1488
21710
SH
SOLE
0
6513
0
15197
OCCIDENTAL PETE CORP
COMMON STOCK
674599105
481
6597
SH
SOLE
0
1979
0
4618
OLD DOMINION FREIGHT LNS
COMMON STOCK
679580100
19404
282817
SH
SOLE
0
104094
0
157273
PARTNERRE LTD 7.25% PFD H
PREFERRED STOCK
BMG686031
309
10300
SH
SOLE
0
3090
0
7210
PFIZER INC
COMMON STOCK
717081103
38289
1130460
SH
SOLE
0
424669
0
617986
PHILIP MORRIS INTL INC
COMMON STOCK
718172109
237
2436
SH
SOLE
0
731
0
1705
PITNEY BOWES INC 6.70% PFD
PREFERRED STOCK
724479506
6123
229825
SH
SOLE
0
43928
0
102498
PLAINS GP HLDGS LP CL A
COMMON STOCK
72651A108
275
21250
SH
SOLE
0
6375
0
14875
PNC FINANCIAL SERVICES 6.125% SERIE
PREFERRED STOCK
693475857
9863
338127
SH
SOLE
0
65868
0
153691
POWERSHARES INSURED NATL MUN BOND
FIXED INCOME ETF
73936T474
250
9600
SH
SOLE
0
2880
0
6720
POWERSHARES SENIOR LOAN
FIXED INCOME ETF
73936Q769
455
19607
SH
SOLE
0
5882
0
13725
PROCTER & GAMBLE
COMMON STOCK
742718109
751
8363
SH
SOLE
0
2509
0
5854
PROLOGIS INC
COMMON STOCK
74340W103
15360
286888
SH
SOLE
0
108856
0
155276
PRUDENTIAL FIN 5.750% 12/15/12 SER
PREFERRED STOCK
744320607
230
8700
SH
SOLE
0
2610
0
6090
PRUDENTIAL FINANCIAL INC
COMMON STOCK
744320102
1009
12353
SH
SOLE
0
3706
0
8647
PS BUSINESS PKS INC 6.0% PFD SER T
PREFERRED STOCK
69360J685
419
16425
SH
SOLE
0
3810
0
8890
PUBLIC STORAGE 4.95 PFD SER D
PREFERRED STOCK
74460W735
213
8245
SH
SOLE
0
2474
0
5772
PUBLIC STORAGE 5.400% PFD SER B
PREFERRED STOCK
74460W776
914
34606
SH
SOLE
0
10382
0
24224
PUBLIC STORAGE 6.000% PFD SERIES Z
PREFERRED STOCK
74460W826
275
10000
SH
SOLE
0
3000
0
7000
PUBLIC STORAGE 6.375% PFD SERIES Y
PREFERRED STOCK
74460W842
4436
158673
SH
SOLE
0
22620
0
52780
QUALCOMM INC
COMMON STOCK
747525103
17081
249360
SH
SOLE
0
93924
0
135650
QWEST CORP 6.625% PFD
PREFERRED STOCK
74913G709
4372
167050
SH
SOLE
0
28440
0
66360
QWEST CORP 7.00% PFD 04/01/52
PREFERRED STOCK
74913G402
6663
260156
SH
SOLE
0
40217
0
93839
QWEST CORP NT 10/01/54
PREFERRED STOCK
74913G105
200
7400
SH
SOLE
0
2220
0
5180
RAYMOND JAMES FINL INC S 6.9% PFD
PREFERRED STOCK
754730208
310
12000
SH
SOLE
0
3600
0
8400
RAYTHEON CO COM NEW
COMMON STOCK
755111507
1277
9381
SH
SOLE
0
2814
0
6567
REINSURANCE GROUP OF AMERICA 5.75%
PREFERRED STOCK
759351802
2660
91425
SH
SOLE
0
15068
0
35158
REINSURANCE GROUP OF AMERICA 6.2% P
PREFERRED STOCK
759351703
4824
167953
SH
SOLE
0
35486
0
82802
REYNOLDS AMERICAN INC
COMMON STOCK
761713106
267
5655
SH
SOLE
0
1696
0
3958
ROSS STORES INC COM
COMMON STOCK
778296103
10675
166026
SH
SOLE
0
49534
0
115579
S P D R S&P 500 ETF TR EXPIRING 01/
COMMON STOCK
78462F103
816
3773
SH
SOLE
0
1249
0
2524
S&P GLOBAL INC
COMMON STOCK
78409V104
11332
89537
SH
SOLE
0
33176
0
49757
SCE TRUST IV 5.375% PFD SER J
PREFERRED STOCK
78409G206
347
11975
SH
SOLE
0
2805
0
6545
SCHLUMBERGER LTD
COMMON STOCK
806857108
21540
273910
SH
SOLE
0
102327
0
150206
SCHWAB CHARLES 6.0% PFD SER B
PREFERRED STOCK
808513204
5557
210900
SH
SOLE
0
36675
0
85575
SEACOR HOLDINGS INC
CONVERTIBLE BONDS
81170YAB5
61
75000
SH
SOLE
0
22500
0
52500
SECTOR SPDR TR SBI CONS STPLS
COMMON STOCK
81369Y308
7066
132791
SH
SOLE
0
39837
0
92954
SENOMYX INC
COMMON STOCK
81724Q107
70
16500
SH
SOLE
0
4950
0
11550
SIMON PPTY GP 8.375% SER J PFD
PREFERRED STOCK
828806885
865
11185
SH
SOLE
0
3356
0
7830
SOUTHERN CO 6.25% PFD
PREFERRED STOCK
842587206
10844
389663
SH
SOLE
0
71676
0
167244
SPDR BARCLAYS INTERMED TERM CORP BO
FIXED INCOME ETF
78464A375
1221
34974
SH
SOLE
0
10492
0
24482
SPDR GOLD TRUST SPDR GOLD SHARES
COMMON STOCK
78463V107
24306
193459
SH
SOLE
0
79764
0
113695
STANLEY BLACK & DECKER I PFD 5.75%
PREFERRED STOCK
854502705
1554
60290
SH
SOLE
0
18087
0
42203
STARBUCKS CORP
COMMON STOCK
855244109
288
5324
SH
SOLE
0
1597
0
3727
STATE STREET CORP 5.35% PFD SER G
PREFERRED STOCK
857477855
214
8000
SH
SOLE
0
2400
0
5600
SUNTRUST BANKS INC
COMMON STOCK
867914103
18751
428104
SH
SOLE
0
157789
0
239836
TARGET CORP
COMMON STOCK
87612E106
1731
25203
SH
SOLE
0
7561
0
17642
TEXAS CAPITAL BK 6.50% 9/1/42 SER
PREFERRED STOCK
882228307
377
14650
SH
SOLE
0
4395
0
10255
THE SOUTHERN COMPANY
COMMON STOCK
842587107
264
5152
SH
SOLE
0
1546
0
3606
TORCHMARK CORP 6.125% PFD SER C
PREFERRED STOCK
891027401
9285
341125
SH
SOLE
0
65775
0
153475
TREEHOUSE FOODS INC
COMMON STOCK
89469A104
975
11180
SH
SOLE
0
3354
0
7826
UNION PACIFIC CORP
COMMON STOCK
907818108
10828
111024
SH
SOLE
0
37572
0
68436
UNITED RENTALS INC COM
COMMON STOCK
911363109
17481
222717
SH
SOLE
0
84647
0
121231
UNITED TECHNOLOGIES
COMMON STOCK
913017109
403
3964
SH
SOLE
0
1189
0
2775
US BANCORP
COMMON STOCK
902973304
25843
602532
SH
SOLE
0
228034
0
326267
US BANCORP PFD 6% SER G
PREFERRED STOCK
902973817
545
21250
SH
SOLE
0
4402
0
10272
US BANCORP PFD SERIES F 6.50%
PREFERRED STOCK
902973833
2112
70117
PRN
SOLE
0
20102
0
46904
VANGUARD S&P 500 ETF
EXCHANGE TRADED FUND
922908363
1043
5251
PRN
SOLE
0
1575
0
3675
VERISIGN INC COM
COMMON STOCK
92343E102
10254
131058
SH
SOLE
0
52387
0
65515
VERITEX HOLDINGS INC.
COMMON STOCK
923451108
194
11135
SH
SOLE
0
3340
0
7794
VERIZON COMMUNICATIONS SR NT 5.9% P
PREFERRED STOCK
92343V302
3687
131975
SH
SOLE
0
30630
0
71470
VISA INC CL A
COMMON STOCK
92826C839
22135
267659
SH
SOLE
0
110141
0
126848
VORNADO REALTY TRUST 5.4% SERIES L
PREFERRED STOCK
929042844
1065
41785
SH
SOLE
0
9213
0
21497
VULCAN MATERIALS CO
COMMON STOCK
929160109
7827
68821
SH
SOLE
0
25173
0
38558
WELLS FARGO & CO 5.50% PFD SER X
PREFERRED STOCK
94988U672
349
13530
SH
SOLE
0
4059
0
9471
WELLS FARGO & CO 5.85% PFD
PREFERRED STOCK
949746556
14824
554150
SH
SOLE
0
99799
0
232864
WELLS FARGO & CO NEW
COMMON STOCK
949746101
437
9871
SH
SOLE
0
2954
0
6892
WELLS FARGO & CO NEW DEP1/1000PF CL
PREFERRED STOCK
949746655
349
13685
SH
SOLE
0
4106
0
9580
WELLS FARGO CO PFD 5.20% SER
PREFERRED STOCK
949746747
774
30660
SH
SOLE
0
9138
0
21322
WEYERHAEUSER CO
COMMON STOCK
962166104
274
8567
SH
SOLE
0
2570
0
5997
WIND ENERGY AMERICA INC
COMMON STOCK
973146103
0
30000
SH
SOLE
0
9000
0
21000