0001020617-16-000022.txt : 20161114 0001020617-16-000022.hdr.sgml : 20161111 20161114145940 ACCESSION NUMBER: 0001020617-16-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001020617 IRS NUMBER: 133592307 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03511 FILM NUMBER: 161993980 BUSINESS ADDRESS: STREET 1: 730 THIRD AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 6464526700 MAIL ADDRESS: STREET 1: 730 THIRD AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001020617 XXXXXXXX 09-30-2016 09-30-2016 ROOSEVELT INVESTMENT GROUP INC

730 THIRD AVENUE 23RD FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-03511 N Steven Weiss 646-452-6712 Steven Weiss New York NY 11-14-2016 0 193 1265 false INFORMATION TABLE 2 RIG.13F.2016Q3.xml 3M COMPANY COMMON STOCK 88579Y101 12282 69695 SH SOLE 0 25153 0 39915 A T & T INC NEW COMMON STOCK 00206R102 382 9398 SH SOLE 0 2819 0 6578 ABBVIE INC COMMON STOCK 00287Y109 375 5945 SH SOLE 0 1784 0 4162 ACUITY BRANDS INC COMMON STOCK 00508y102 5911 22339 SH SOLE 0 8719 0 11217 ADVANCED AUTO PARTS COMMON STOCK 00751Y106 424 2842 SH SOLE 0 827 0 1929 AETNA US HEALTHCARE INC COM COMMON STOCK 00817Y108 210 1822 SH SOLE 0 547 0 1275 ALLEGION PUBLIC LIMITED COMPANY COMMON STOCK G0176J109 16561 240322 SH SOLE 0 91983 0 125826 ALLERGAN PLC COMMON STOCK G0177J108 10949 47540 SH SOLE 0 18355 0 25031 ALLSTATE 6.75% SER C PERP PREFERRED STOCK 020002606 209 7700 SH SOLE 0 2310 0 5390 ALLSTATE CORP 6.625% PFD SER E PREFERRED STOCK 020002879 10959 403499 SH SOLE 0 75334 0 175779 ALPHABET INC - CLASS A COMMON STOCK 02079K305 37267 46349 SH SOLE 0 17177 0 25699 ALPHABET INC - CLASS C COMMON STOCK 02079K107 1464 1884 SH SOLE 0 565 0 1319 AMAZON COM INC COMMON STOCK 023135106 30682 36644 SH SOLE 0 13336 0 20519 AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 292 4565 SH SOLE 0 1370 0 3196 AMERICAN FINANCIAL GROUP 6.0% PFD PREFERRED STOCK 025932708 4684 172347 SH SOLE 0 36008 0 84018 AMGEN INC COMMON STOCK 031162100 281 1682 SH SOLE 0 505 0 1177 APPLE INC COMMON STOCK 037833100 36878 326206 SH SOLE 0 118090 0 187180 ARES MANAGEMENT LP 7.00% PFD SER A PREFERRED STOCK 04014Y200 260 10000 SH SOLE 0 3000 0 7000 AVON PRODUCTS INC COMMON STOCK 054303102 221 39050 SH SOLE 0 11715 0 27335 Barclays Short Term High Yield Bond FIXED INCOME ETF 78468R408 357 12883 SH SOLE 0 3865 0 9018 BB&T CORP 5.625% PFD SER H PREFERRED STOCK 054937875 411 15400 SH SOLE 0 3510 0 8190 BB&T CORPORATION PFD 5.625% SER E PREFERRED STOCK 054937404 256 9945 SH SOLE 0 2984 0 6962 BERKLEY (WR) CORPORATION 5.75% PFD PREFERRED STOCK 084423607 2750 106250 SH SOLE 0 22995 0 53655 BERKSHIRE HATHAWAY CL A COMMON STOCK 084670108 865 4 SH SOLE 0 1 0 3 BERKSHIRE HATHAWAY CL B COMMON STOCK 084670702 34598 239479 SH SOLE 0 87700 0 135151 BRIGHT HORIZONS FAMILY SOLUTIONS, I COMMON STOCK 109194100 13975 208922 SH SOLE 0 79516 0 111348 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 10274 190547 SH SOLE 0 71062 0 105414 CABOT OIL & GAS CORP COM COMMON STOCK 127097103 4161 161290 SH SOLE 0 47968 0 111924 CAPITAL ONE FINANCIAL CO 6.7% PFD PREFERRED STOCK 14040H709 7015 249378 SH SOLE 0 39384 0 91896 CAPITAL ONE FINANCIAL CO PFD 6.00% PREFERRED STOCK 14040H402 440 17055 SH SOLE 0 4906 0 11448 CBOE HOLDINGS INC COMMON STOCK 12503M108 10870 167610 SH SOLE 0 62186 0 93200 CBRE GROUP INC A COMMON STOCK 12504L109 7863 281028 SH SOLE 0 111787 0 140175 CELGENE CORP COMMON STOCK 151020104 1102 10546 SH SOLE 0 3121 0 7282 CERNER CORP COMMON STOCK 156782104 11552 187078 SH SOLE 0 77801 0 87855 CHARLES SCHWAB CORP 5.95% PFD PREFERRED STOCK 808513600 2123 78000 SH SOLE 0 16868 0 39358 CHENIERE ENERGY INC COMMON STOCK 16411R208 478 10960 SH SOLE 0 3288 0 7672 CHEVRON CORPORATION COMMON STOCK 166764100 3113 30247 SH SOLE 0 8978 0 20950 CHURCH & DWIGHT CO INC COMMON STOCK 171340102 881 18388 SH SOLE 0 5516 0 12872 CITIGROUP CAPITAL XIII PFD 7.875% PREFERRED STOCK 173080201 362 13760 SH SOLE 0 4128 0 9632 CME GROUP INC COMMON STOCK 12572Q105 25967 248437 SH SOLE 0 91219 0 139613 COMCAST CORP PFD 5.0% 12/15/61 SERI PREFERRED STOCK 20030N606 769 28790 SH SOLE 0 8637 0 20153 CONAGRA FOODS INC COMMON STOCK 205887102 30079 638495 SH SOLE 0 238064 0 350793 CONCHO RESOURCES INC COMMON STOCK 20605P101 13016 94765 SH SOLE 0 35858 0 51028 COSTCO WHSL CORP COMMON STOCK 22160K105 527 3455 SH SOLE 0 1036 0 2418 CROWN CASTLE INTERNATIONAL CORP. COMMON STOCK 22822V101 16710 177368 SH SOLE 0 68312 0 93764 CROWN CASTLE INTL 4.5% PFD SERIES A PREFERRED STOCK 22822V200 488 4320 SH SOLE 0 1296 0 3024 DEXCOM INC COM COMMON STOCK 252131107 6807 77652 SH SOLE 0 32099 0 36764 DIGITAL REALTY TRUST INC 7.375% PFD PREFERRED STOCK 253868871 5870 213525 SH SOLE 0 39105 0 91245 DILLARDS CAP TR I 7.5%38 CAP SECS D PREFERRED STOCK 25406P200 337 12659 SH SOLE 0 3798 0 8861 DIREXION DLY 20+ Y TR BEAR X3 FIXED INCOME ETF 25459Y678 179 10824 SH SOLE 0 3247 0 7577 DISCOVER FIN SVS 6.50% SER B PREFERRED STOCK 254709207 3459 132620 SH SOLE 0 39731 0 92705 DISNEY WALT CO COMMON STOCK 254687106 15857 170759 SH SOLE 0 65251 0 90120 DOMINION RESOURCES INC 5.25% PFD SE PREFERRED STOCK 25746U844 6524 256230 SH SOLE 0 63376 0 147878 DTE ENERGY CO 5.375% PFD SER B PREFERRED STOCK 233331800 206 8000 SH SOLE 0 2400 0 5600 DU PONT E I DE NEMOUR&CO COMMON STOCK 263534109 1233 18412 SH SOLE 0 5524 0 12888 DUKE ENERGY CORP NEW JR SUB DEB 73 PREFERRED STOCK 26441C303 252 9600 SH SOLE 0 2820 0 6580 E O G RESOURCES INC COMMON STOCK 26875P101 10998 113723 SH SOLE 0 43357 0 60396 EBAY INC 6.0% PFD PREFERRED STOCK 278642202 9252 340885 SH SOLE 0 56178 0 131082 ECOLAB INC COMMON STOCK 278865100 11619 95455 SH SOLE 0 35140 0 52962 EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 3476 28830 SH SOLE 0 8602 0 19963 ELI LILLY & CO COMMON STOCK 532457108 237 2951 SH SOLE 0 885 0 2066 ENTERGY MISS INC 6.0% PFD PREFERRED STOCK 29364N835 1101 43548 SH SOLE 0 13064 0 30484 ENTERPRISE PRD PRTNRS LP COMMON STOCK 293792107 4334 156864 SH SOLE 0 47059 0 109805 EQUITY COMMONWEALTH 5.75% PFD PREFERRED STOCK 294628508 682 26450 SH SOLE 0 7935 0 18515 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 2050 23492 SH SOLE 0 7048 0 16444 F5 NETWORKS INC COMMON STOCK 315616102 9942 79762 SH SOLE 0 30603 0 42216 FACEBOOK INC COMMON STOCK 30303M102 25278 197071 SH SOLE 0 72108 0 111078 FIFTH THIRD BANCORP 6.625% PFD SER PREFERRED STOCK 316773605 4663 152689 SH SOLE 0 30645 0 71505 FIRST REPUBLIC BANK PFD 6.7% SERIES PREFERRED STOCK 33616C209 234 9120 SH SOLE 0 2736 0 6384 GENERAL ELEC CAP CORP 4.7% PFD PREFERRED STOCK 369622394 257 10000 SH SOLE 0 3000 0 7000 GENERAL ELECTRIC CO (USD) COMMON STOCK 369604103 2386 80566 SH SOLE 0 24170 0 56396 GILEAD SCIENCES INC. COMMON STOCK 375558103 3709 46883 SH SOLE 0 14015 0 32703 GOLDMAN SACHS GROUP PERPETUAL 5.95% PREFERRED STOCK 38145G209 202 7800 SH SOLE 0 2340 0 5460 GOLDMAN SACHS PFD 6.5% PREFERRED STOCK 38144G184 207 8100 SH SOLE 0 2430 0 5670 HARTFORD FINL SVCS 7.875% PFD PREFERRED STOCK 416518504 323 10225 SH SOLE 0 3068 0 7158 HEALTH CARE REIT INC 6.50% PFD SER PREFERRED STOCK 95040Q302 260 10000 SH SOLE 0 3000 0 7000 HERC HOLDINGS INC COMMON STOCK 42704L104 857 25433 SH SOLE 0 7630 0 17803 HESS CORP COMMON STOCK 42809H107 11458 213697 SH SOLE 0 85585 0 107572 HOME DEPOT INC COMMON STOCK 437076102 32762 254599 SH SOLE 0 94018 0 142439 HONEYWELL INTERNATIONAL COMMON STOCK 438516106 30166 258737 SH SOLE 0 94795 0 145446 HSBC HLDGS PLC 8% PFD E PERPETUAL S PREFERRED STOCK 404280802 1599 61222 SH SOLE 0 18367 0 42855 HSBC HOLDINGS 6.20% PREFERRED STOCK 404280604 237 9255 SH SOLE 0 2776 0 6478 ING GROUP 6.125% PFD. PREFERRED STOCK 456837509 211 8235 SH SOLE 0 2470 0 5764 INTEGRYS ENERGY GRP 6.0% PFD PREFERRED STOCK 45822P204 1590 60375 SH SOLE 0 8625 0 20125 INTL BUSINESS MACHINES COMMON STOCK 459200101 690 4346 SH SOLE 0 1304 0 3042 ISHARES GOLD TRUST COMMON STOCK 464285105 198 15628 SH SOLE 0 5290 0 10338 JOHNSON & JOHNSON COMMON STOCK 478160104 22769 192744 SH SOLE 0 70387 0 109151 JPMORGAN CHASE & CO COMMON STOCK 46625H100 746 11205 SH SOLE 0 3361 0 7843 JPMORGAN CHASE & CO 6.125% PFD SER PREFERRED STOCK 48127R461 11894 439070 SH SOLE 0 83625 0 195125 JPMORGAN CHASE & CO 6.7% PFD SER T PREFERRED STOCK 48127A161 554 19600 SH SOLE 0 5880 0 13720 KIMCO REALTY CORP 6.00% PFD SERIES PREFERRED STOCK 49446R794 7541 291503 SH SOLE 0 61156 0 142697 KINDER MORGAN INC COMMON STOCK 49456B101 934 40370 SH SOLE 0 12111 0 28259 KKR FINANCIAL HOLDINGS PFD PREFERRED STOCK 48248A504 2216 86073 SH SOLE 0 15419 0 35979 KRAFT HEINZ CO COMMON STOCK 500754106 11840 132272 SH SOLE 0 48496 0 74506 LAM RESEARCH CORPORATION COMMON STOCK 512807108 15644 165176 SH SOLE 0 63213 0 87771 LEGG MASON INC 6.375% PFD PREFERRED STOCK 524901501 3007 112975 SH SOLE 0 24862 0 58012 LOCKHEED MARTIN CORP COMMON STOCK 539830109 27222 113558 SH SOLE 0 41361 0 64457 LYONDELLBASELL INDS F CLASS A COMMON STOCK N53745100 10315 127882 SH SOLE 0 46852 0 71563 MARKETAXESS HLDGS INC COM COMMON STOCK 57060D108 22926 138448 SH SOLE 0 51298 0 76838 MARTIN MARIETTA MATERIALS INC COMMON STOCK 573284106 7340 40979 SH SOLE 0 15068 0 22805 MASCO CORP COMMON STOCK 574599106 8945 260705 SH SOLE 0 104049 0 130442 MASTERCARD INC COMMON STOCK 57636Q104 9576 94094 SH SOLE 0 28064 0 65483 MC DONALDS CORP COMMON STOCK 580135101 519 4499 SH SOLE 0 1350 0 3149 MERCK & CO INC NEW COMMON STOCK 58933Y105 214 3436 SH SOLE 0 1031 0 2405 METLIFE INC 4.0% PFD - SER A PREFERRED STOCK 59156R504 382 15000 SH SOLE 0 3600 0 8400 MICHAEL KORS HOLDINGS LTD COMMON STOCK G60754101 12700 271426 SH SOLE 0 105157 0 142188 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 14452 232566 SH SOLE 0 85111 0 131418 MICROSOFT CORP COMMON STOCK 594918104 445 7727 SH SOLE 0 2318 0 5409 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 759 17298 SH SOLE 0 5189 0 12109 MONSANTO CO NEW COMMON STOCK 61166W101 218 2133 SH SOLE 0 640 0 1493 MOODYS CORP COMMON STOCK 615369105 10592 97818 SH SOLE 0 36544 0 53653 Nestle S A Spnsd ADR Repsting Reg S AMERICAN DEPOSITORY 641069406 967 12243 SH SOLE 0 3673 0 8570 NEW GOLD INC COMMON STOCK 644535106 144 33000 SH SOLE 0 9900 0 23100 NEWELL BRANDS INC COMMON STOCK 651229106 30532 579793 SH SOLE 0 214604 0 324394 NEXTERA ENERGY CAP 5.0% PFD PREFERRED STOCK 65339K886 307 12010 SH SOLE 0 3603 0 8407 NEXTERA ENERGY CAPITAL 5.25% PFD SE PREFERRED STOCK 65339K100 1216 47320 SH SOLE 0 14196 0 33124 NEXTERA ENERGY CAPITAL PFD SER G PREFERRED STOCK 65339K605 4711 183797 SH SOLE 0 44174 0 103073 NEXTERA ENERGY INC COMMON STOCK 65339F101 24182 197692 SH SOLE 0 72093 0 111876 NEXTERA ENERGY PTNRS COM UNIT PART COMMON STOCK 65341B106 551 19700 SH SOLE 0 5910 0 13790 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 25842 120786 SH SOLE 0 45157 0 66533 NORTHSTAR ELECTRONICS INC COMMON STOCK 66704D101 0 15000 SH SOLE 0 4500 0 10500 NOVO-NORDISK A-S ADR AMERICAN DEPOSITORY 670100205 3374 81131 SH SOLE 0 24006 0 56015 NVIDIA CORP COMMON STOCK 67066G104 1488 21710 SH SOLE 0 6513 0 15197 OCCIDENTAL PETE CORP COMMON STOCK 674599105 481 6597 SH SOLE 0 1979 0 4618 OLD DOMINION FREIGHT LNS COMMON STOCK 679580100 19404 282817 SH SOLE 0 104094 0 157273 PARTNERRE LTD 7.25% PFD H PREFERRED STOCK BMG686031 309 10300 SH SOLE 0 3090 0 7210 PFIZER INC COMMON STOCK 717081103 38289 1130460 SH SOLE 0 424669 0 617986 PHILIP MORRIS INTL INC COMMON STOCK 718172109 237 2436 SH SOLE 0 731 0 1705 PITNEY BOWES INC 6.70% PFD PREFERRED STOCK 724479506 6123 229825 SH SOLE 0 43928 0 102498 PLAINS GP HLDGS LP CL A COMMON STOCK 72651A108 275 21250 SH SOLE 0 6375 0 14875 PNC FINANCIAL SERVICES 6.125% SERIE PREFERRED STOCK 693475857 9863 338127 SH SOLE 0 65868 0 153691 POWERSHARES INSURED NATL MUN BOND FIXED INCOME ETF 73936T474 250 9600 SH SOLE 0 2880 0 6720 POWERSHARES SENIOR LOAN FIXED INCOME ETF 73936Q769 455 19607 SH SOLE 0 5882 0 13725 PROCTER & GAMBLE COMMON STOCK 742718109 751 8363 SH SOLE 0 2509 0 5854 PROLOGIS INC COMMON STOCK 74340W103 15360 286888 SH SOLE 0 108856 0 155276 PRUDENTIAL FIN 5.750% 12/15/12 SER PREFERRED STOCK 744320607 230 8700 SH SOLE 0 2610 0 6090 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 1009 12353 SH SOLE 0 3706 0 8647 PS BUSINESS PKS INC 6.0% PFD SER T PREFERRED STOCK 69360J685 419 16425 SH SOLE 0 3810 0 8890 PUBLIC STORAGE 4.95 PFD SER D PREFERRED STOCK 74460W735 213 8245 SH SOLE 0 2474 0 5772 PUBLIC STORAGE 5.400% PFD SER B PREFERRED STOCK 74460W776 914 34606 SH SOLE 0 10382 0 24224 PUBLIC STORAGE 6.000% PFD SERIES Z PREFERRED STOCK 74460W826 275 10000 SH SOLE 0 3000 0 7000 PUBLIC STORAGE 6.375% PFD SERIES Y PREFERRED STOCK 74460W842 4436 158673 SH SOLE 0 22620 0 52780 QUALCOMM INC COMMON STOCK 747525103 17081 249360 SH SOLE 0 93924 0 135650 QWEST CORP 6.625% PFD PREFERRED STOCK 74913G709 4372 167050 SH SOLE 0 28440 0 66360 QWEST CORP 7.00% PFD 04/01/52 PREFERRED STOCK 74913G402 6663 260156 SH SOLE 0 40217 0 93839 QWEST CORP NT 10/01/54 PREFERRED STOCK 74913G105 200 7400 SH SOLE 0 2220 0 5180 RAYMOND JAMES FINL INC S 6.9% PFD PREFERRED STOCK 754730208 310 12000 SH SOLE 0 3600 0 8400 RAYTHEON CO COM NEW COMMON STOCK 755111507 1277 9381 SH SOLE 0 2814 0 6567 REINSURANCE GROUP OF AMERICA 5.75% PREFERRED STOCK 759351802 2660 91425 SH SOLE 0 15068 0 35158 REINSURANCE GROUP OF AMERICA 6.2% P PREFERRED STOCK 759351703 4824 167953 SH SOLE 0 35486 0 82802 REYNOLDS AMERICAN INC COMMON STOCK 761713106 267 5655 SH SOLE 0 1696 0 3958 ROSS STORES INC COM COMMON STOCK 778296103 10675 166026 SH SOLE 0 49534 0 115579 S P D R S&P 500 ETF TR EXPIRING 01/ COMMON STOCK 78462F103 816 3773 SH SOLE 0 1249 0 2524 S&P GLOBAL INC COMMON STOCK 78409V104 11332 89537 SH SOLE 0 33176 0 49757 SCE TRUST IV 5.375% PFD SER J PREFERRED STOCK 78409G206 347 11975 SH SOLE 0 2805 0 6545 SCHLUMBERGER LTD COMMON STOCK 806857108 21540 273910 SH SOLE 0 102327 0 150206 SCHWAB CHARLES 6.0% PFD SER B PREFERRED STOCK 808513204 5557 210900 SH SOLE 0 36675 0 85575 SEACOR HOLDINGS INC CONVERTIBLE BONDS 81170YAB5 61 75000 SH SOLE 0 22500 0 52500 SECTOR SPDR TR SBI CONS STPLS COMMON STOCK 81369Y308 7066 132791 SH SOLE 0 39837 0 92954 SENOMYX INC COMMON STOCK 81724Q107 70 16500 SH SOLE 0 4950 0 11550 SIMON PPTY GP 8.375% SER J PFD PREFERRED STOCK 828806885 865 11185 SH SOLE 0 3356 0 7830 SOUTHERN CO 6.25% PFD PREFERRED STOCK 842587206 10844 389663 SH SOLE 0 71676 0 167244 SPDR BARCLAYS INTERMED TERM CORP BO FIXED INCOME ETF 78464A375 1221 34974 SH SOLE 0 10492 0 24482 SPDR GOLD TRUST SPDR GOLD SHARES COMMON STOCK 78463V107 24306 193459 SH SOLE 0 79764 0 113695 STANLEY BLACK & DECKER I PFD 5.75% PREFERRED STOCK 854502705 1554 60290 SH SOLE 0 18087 0 42203 STARBUCKS CORP COMMON STOCK 855244109 288 5324 SH SOLE 0 1597 0 3727 STATE STREET CORP 5.35% PFD SER G PREFERRED STOCK 857477855 214 8000 SH SOLE 0 2400 0 5600 SUNTRUST BANKS INC COMMON STOCK 867914103 18751 428104 SH SOLE 0 157789 0 239836 TARGET CORP COMMON STOCK 87612E106 1731 25203 SH SOLE 0 7561 0 17642 TEXAS CAPITAL BK 6.50% 9/1/42 SER PREFERRED STOCK 882228307 377 14650 SH SOLE 0 4395 0 10255 THE SOUTHERN COMPANY COMMON STOCK 842587107 264 5152 SH SOLE 0 1546 0 3606 TORCHMARK CORP 6.125% PFD SER C PREFERRED STOCK 891027401 9285 341125 SH SOLE 0 65775 0 153475 TREEHOUSE FOODS INC COMMON STOCK 89469A104 975 11180 SH SOLE 0 3354 0 7826 UNION PACIFIC CORP COMMON STOCK 907818108 10828 111024 SH SOLE 0 37572 0 68436 UNITED RENTALS INC COM COMMON STOCK 911363109 17481 222717 SH SOLE 0 84647 0 121231 UNITED TECHNOLOGIES COMMON STOCK 913017109 403 3964 SH SOLE 0 1189 0 2775 US BANCORP COMMON STOCK 902973304 25843 602532 SH SOLE 0 228034 0 326267 US BANCORP PFD 6% SER G PREFERRED STOCK 902973817 545 21250 SH SOLE 0 4402 0 10272 US BANCORP PFD SERIES F 6.50% PREFERRED STOCK 902973833 2112 70117 PRN SOLE 0 20102 0 46904 VANGUARD S&P 500 ETF EXCHANGE TRADED FUND 922908363 1043 5251 PRN SOLE 0 1575 0 3675 VERISIGN INC COM COMMON STOCK 92343E102 10254 131058 SH SOLE 0 52387 0 65515 VERITEX HOLDINGS INC. COMMON STOCK 923451108 194 11135 SH SOLE 0 3340 0 7794 VERIZON COMMUNICATIONS SR NT 5.9% P PREFERRED STOCK 92343V302 3687 131975 SH SOLE 0 30630 0 71470 VISA INC CL A COMMON STOCK 92826C839 22135 267659 SH SOLE 0 110141 0 126848 VORNADO REALTY TRUST 5.4% SERIES L PREFERRED STOCK 929042844 1065 41785 SH SOLE 0 9213 0 21497 VULCAN MATERIALS CO COMMON STOCK 929160109 7827 68821 SH SOLE 0 25173 0 38558 WELLS FARGO & CO 5.50% PFD SER X PREFERRED STOCK 94988U672 349 13530 SH SOLE 0 4059 0 9471 WELLS FARGO & CO 5.85% PFD PREFERRED STOCK 949746556 14824 554150 SH SOLE 0 99799 0 232864 WELLS FARGO & CO NEW COMMON STOCK 949746101 437 9871 SH SOLE 0 2954 0 6892 WELLS FARGO & CO NEW DEP1/1000PF CL PREFERRED STOCK 949746655 349 13685 SH SOLE 0 4106 0 9580 WELLS FARGO CO PFD 5.20% SER PREFERRED STOCK 949746747 774 30660 SH SOLE 0 9138 0 21322 WEYERHAEUSER CO COMMON STOCK 962166104 274 8567 SH SOLE 0 2570 0 5997 WIND ENERGY AMERICA INC COMMON STOCK 973146103 0 30000 SH SOLE 0 9000 0 21000