0000941655-12-000003.txt : 20120207
0000941655-12-000003.hdr.sgml : 20120207
20120207145410
ACCESSION NUMBER: 0000941655-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120207
DATE AS OF CHANGE: 20120207
EFFECTIVENESS DATE: 20120207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC
CENTRAL INDEX KEY: 0001020455
IRS NUMBER: 133087622
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05883
FILM NUMBER: 12577327
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2127516677
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: RHO MANAGEMENT CO INC
DATE OF NAME CHANGE: 19960806
13F-HR
1
r_11-1231.txt
SCHEDULE 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011.
Check here if Amendment [ ]; Amendment No.:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rho Capital Partners, Inc.
Address: 152 West 57th Street
23rd Floor
New York, New York 10019
13F File Number: 28-5883
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter E. Kalkanis
Title: Chief Financial Officer
Phone: 212-751-6677
/s/ Peter E. Kalkanis New York, New York Dated: February 7, 2012.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 25
Form 13F Information Table Value Total: $156,093
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name
1 - - Rho Management Partners L.P.
FORM 13F INFORMATION TABLE
Value Shares/ Sh/ Put/ Invst Oth Voting Authority
Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discr Mngrs Sole Shared None
3M COMPANY COM 88579Y101 217 2,654 SH Other 1 2,654
ACTIVE POWER INC COM 00504W100 3,000 4,545,124 SH Other 1 4,545,124
ANACOR PHARMA COM 032420101 34,853 5,621,423 SH Sole 5,621,423
BLUEFLY INC COM 96227301 25,001 11,601,306 SH Sole 11,601,306
CAPSTONE TURBINE COM 14067D102 1,113 959,721 SH Other 1 959,721
CATERPILLAR COM 149123101 218 2,401 SH Other 1 2,401
CISCO SYSTEMS COM 17275R102 210 11,628 SH Other 1 11,628
COCA-COLA CO COM 191216100 221 3,160 SH Other 1 3,160
DUPONT COM 263534109 222 4,845 SH Other 1 4,845
EXXON MOBILE COM 30231G102 224 2,646 SH Other 1 2,646
GENVEC, INC. COM 37246C109 42 18,036 SH Sole 18,036
GENVEC, INC. COM 37246C109 742 318,647 SH Other 1 318,647
HSBC HOLDINGS PLC COM 404280406 3,418 89,713 SH Other 1 89,713
INTRALINKS COM 46118H104 49,346 7,908,012 SH Sole 7,908,012
ISHARES INC COM 464286848 3,017 331,150 SH Other 1 331,150
PROCTER & GAMBLE COM 742718109 217 3,252 SH Other 1 3,252
REACHLOCAL COM 75525F104 20,592 3,331,966 SH Sole 3,331,966
SCHLUMBERGER COM 806857108 211 3,092 SH Other 1 3,092
SYMETRA FINANCL COM 87151Q106 2,102 231,744 SH Other 1 231,744
TEMPLETON DRAGN FND COM 88018T101 7,698 302,461 SH Other 1 302,461
TEMPLETON RUS EAST EUR COM 88022F105 1,960 144,003 SH Other 1 144,003
UNITED TECHNOLOGIES COM 913017109 208 2,848 SH Other 1 2,848
VERENIUM CORP COM 92340P209 473 216,902 SH Sole 216,902
VERENIUM CORP COM 92340P209 574 263,357 SH Other 1 263,357
YUM! BRANDS COM 988498101 214 3,623 SH Other 1 3,623