0000941655-11-000013.txt : 20111107
0000941655-11-000013.hdr.sgml : 20111107
20111107124225
ACCESSION NUMBER: 0000941655-11-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111107
DATE AS OF CHANGE: 20111107
EFFECTIVENESS DATE: 20111107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC
CENTRAL INDEX KEY: 0001020455
IRS NUMBER: 133087622
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05883
FILM NUMBER: 111183674
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2127516677
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: RHO MANAGEMENT CO INC
DATE OF NAME CHANGE: 19960806
13F-HR
1
r_11-0930.txt
SCHEDULE 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011.
Check here if Amendment [ ]; Amendment No.:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rho Capital Partners, Inc.
Address: 152 West 57th Street
23rd Floor
New York, New York 10019
13F File Number: 28-5883
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter E. Kalkanis
Title: Chief Financial Officer
Phone: 212-751-6677
/s/ Peter E. Kalkanis New York, New York Dated: November 7, 2011.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 15
Form 13F Information Table Value Total: $197,168
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name
1 - - Rho Management Partners L.P.
FORM 13F INFORMATION TABLE
Value Shares/ Sh/ Put/ Invst Oth Voting Authority
Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discr Mngrs Sole Shared None
ACTIVE POWER INC COM 00504W100 4,776 3,702,524 SH Other 1 3,702,524
ANACOR PHARMA COM 032420101 32,042 5,621,423 SH Sole 5,621,423
BLUEFLY INC COM 096227301 27,611 11,601,306 SH Sole 11,601,306
CAPSTONE TURBINE COM 14067D102 960 959,721 SH Other 1 959,721
HSBC HOLDINGS PLC COM 404280406 3,372 88,654 SH Other 1 88,654
ISHARES INC COM 464286848 3,133 331,150 SH Other 1 331,150
GENVEC, INC. COM 37246C109 54 18,692 SH Sole 18,692
GENVEC, INC. COM 37246C109 921 318,647 SH Other 1 318,647
INTRALINKS HOLDGS COM 46118H104 59,389 7,908,012 SH Sole 7,908,012
REACHLOCAL INC COM 75525F104 36,218 3,331,966 SH Sole 3,331,966
SYMETRA FINANCL COM 87151Q106 18,111 231,744 SH Other 1 231,744
TEMPLETON DRAGON FND COM 88018T101 7,320 302,461 SH Other 1 302,461
TEMPLETON RUS EAST EUR COM 88022F105 2,108 144,003 SH Other 1 144,003
VERENIUM CORP COM 92340P209 521 216,902 SH Sole 216,902
VERENIUM CORP COM 92340P209 632 263,357 SH Other 1 263,357