0000941655-11-000008.txt : 20110419 0000941655-11-000008.hdr.sgml : 20110419 20110418214702 ACCESSION NUMBER: 0000941655-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110419 DATE AS OF CHANGE: 20110418 EFFECTIVENESS DATE: 20110419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC CENTRAL INDEX KEY: 0001020455 IRS NUMBER: 133087622 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05883 FILM NUMBER: 11766773 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127516677 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: RHO MANAGEMENT CO INC DATE OF NAME CHANGE: 19960806 13F-HR 1 r_11-0331.txt SCHEDULE 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011. Check here if Amendment [ ]; Amendment No.: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rho Capital Partners, Inc. Address: 152 West 57th Street 23rd Floor New York, New York 10019 13F File Number: 28-5883 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter E. Kalkanis Title: Chief Financial Officer Phone: 212-751-6677 /s/ Peter E. Kalkanis New York, New York Dated: April 18, 2011. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 16 Form 13F Information Table Value Total: $453,513 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 - - Rho Management Partners L.P. FORM 13F INFORMATION TABLE Value Shares/ Sh/ Put/ Invstmt Oth Voting Authority Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discret Mngrs Sole Shared None ACTIVE POWER INC COM 00504W100 9,850 3,361,727 SH Other 1 3,361,727 ANACOR PHARMA COM 032420101 38,900 5,621,423 SH Sole 5,621,423 BLUEFLY INC COM 096227301 26,294 8,823,529 SH Sole 8,823,529 CITIGROUP INC COM 172967101 89 20,130 SH Other 1 20,130 CAPSTONE TURBINE COM 14067D102 1,737 959,721 SH Other 1 959,721 HSBC HOLDINGS PLC COM 404280406 4,455 86,000 SH Other 1 86,000 ISHARES INC COM 464286848 9,656 936,122 SH Other 1 936,122 GENVEC, INC. COM 37246C109 74 186,917 SH Sole 186,917 GENVEC, INC. COM 37246C109 1,262 3,186,486 SH Other 1 3,186,486 INTRALINKS HOLDGS COM 46118H104 274,426 10,262,767 SH Sole 10,262,767 REACHLOCAL INC COM 75525F104 66,639 3,331,966 SH Sole 3,331,966 SYMETRA FINANCL COM 87151Q106 5,845 429,744 SH Other 1 429,744 TEMPLTON DRAGN FND COM 88018T101 9,376 302,461 SH Other 1 302,461 TEMPLTON RUS EAST EUR F COM 88022F105 3,450 144,003 SH Other 1 144,003 VERENIUM CORP COM 92340P209 659 216,902 SH Sole 216,902 VERENIUM CORP COM 92340P209 801 263,357 SH Other 1 263,357