0000941655-11-000008.txt : 20110419
0000941655-11-000008.hdr.sgml : 20110419
20110418214702
ACCESSION NUMBER: 0000941655-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110419
DATE AS OF CHANGE: 20110418
EFFECTIVENESS DATE: 20110419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RHO CAPITAL PARTNERS INC
CENTRAL INDEX KEY: 0001020455
IRS NUMBER: 133087622
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05883
FILM NUMBER: 11766773
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2127516677
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: RHO MANAGEMENT CO INC
DATE OF NAME CHANGE: 19960806
13F-HR
1
r_11-0331.txt
SCHEDULE 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011.
Check here if Amendment [ ]; Amendment No.:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rho Capital Partners, Inc.
Address: 152 West 57th Street
23rd Floor
New York, New York 10019
13F File Number: 28-5883
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter E. Kalkanis
Title: Chief Financial Officer
Phone: 212-751-6677
/s/ Peter E. Kalkanis New York, New York Dated: April 18, 2011.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 16
Form 13F Information Table Value Total: $453,513
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name
1 - - Rho Management Partners L.P.
FORM 13F INFORMATION TABLE
Value Shares/ Sh/ Put/ Invstmt Oth Voting Authority
Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discret Mngrs Sole Shared None
ACTIVE POWER INC COM 00504W100 9,850 3,361,727 SH Other 1 3,361,727
ANACOR PHARMA COM 032420101 38,900 5,621,423 SH Sole 5,621,423
BLUEFLY INC COM 096227301 26,294 8,823,529 SH Sole 8,823,529
CITIGROUP INC COM 172967101 89 20,130 SH Other 1 20,130
CAPSTONE TURBINE COM 14067D102 1,737 959,721 SH Other 1 959,721
HSBC HOLDINGS PLC COM 404280406 4,455 86,000 SH Other 1 86,000
ISHARES INC COM 464286848 9,656 936,122 SH Other 1 936,122
GENVEC, INC. COM 37246C109 74 186,917 SH Sole 186,917
GENVEC, INC. COM 37246C109 1,262 3,186,486 SH Other 1 3,186,486
INTRALINKS HOLDGS COM 46118H104 274,426 10,262,767 SH Sole 10,262,767
REACHLOCAL INC COM 75525F104 66,639 3,331,966 SH Sole 3,331,966
SYMETRA FINANCL COM 87151Q106 5,845 429,744 SH Other 1 429,744
TEMPLTON DRAGN FND COM 88018T101 9,376 302,461 SH Other 1 302,461
TEMPLTON RUS EAST EUR F COM 88022F105 3,450 144,003 SH Other 1 144,003
VERENIUM CORP COM 92340P209 659 216,902 SH Sole 216,902
VERENIUM CORP COM 92340P209 801 263,357 SH Other 1 263,357