EX-99.(D)(1)(A) 2 d616275dex99d1a.htm EX-99.(D)(1)(A) EX-99.(d)(1)(A)

Exhibit (d)(1)(A)

Appendix A to Unified Investment Advisory Agreement

(August 28, 2018)

FUND SCHEDULE – LITMAN GREGORY FUNDS TRUST

 

Fund

   Effective Date

•  Litman Gregory Masters Equity Fund

   April 1, 2013

•  Litman Gregory Masters International Fund

   April 1, 2013

•  Litman Gregory Masters Smaller Companies Fund

   April 1, 2013

•  Litman Gregory Masters Alternative Strategies Fund

   April 1, 2013

•  Litman Gregory Masters High Income Alternatives Fund

   August 28, 2018

 

LITMAN GREGORY FUNDS TRUST,

on behalf of its series listed above

    LITMAN GREGORY FUND ADVISORS, LLC
By:  

/s/ Jeremy L. DeGroot

    By:  

/s/ John Coughlan

Name:   Jeremy L. DeGroot     Name:   John Coughlan
Title:   President     Title:   Chief Operating Officer


Appendix B to Unified Investment Advisory Agreement

(August 28, 2018)

FEE SCHEDULE – LITMAN GREGORY FUNDS TRUST

 

Fund

  

Fee Rate

•  Litman Gregory Masters Equity Fund

   1.10% of the Fund’s daily net assets up to $750 million 1.00% of the Fund’s daily net assets in excess of $750 million

•  Litman Gregory Masters International Fund

  

1.10% of the Fund’s daily net assets up to $1 billion

1.00% of the Fund’s daily net assets in excess of $1 billion

•  Litman Gregory Masters Smaller Companies Fund

   1.14% of the Fund’s daily net assets up to $450 million 1.04% of the Fund’s daily net assets in excess of $450 million

•  Litman Gregory Masters Alternative Strategies Fund

  

1.40% of the Fund’s daily net assets up to $2 billion

1.30% of the Fund’s daily net assets between $2 billion and $3 billion 1.25% of the Fund’s daily net assets between $3 billion and $4 billion

1.20% of the Fund’s daily net assets in excess of $4 billion

•  Litman Gregory Masters High Income Alternatives Fund

  

0.95% of the Fund’s daily net assets up to $1 billion

0.925% of the Fund’s daily net assets between $1 billion and $2 billion 0.90% of the Fund’s daily net assets between $2 billion and $3 billion

0.875% of the Fund’s daily net assets between $3 billion and $4 billion 0.85% of the Fund’s daily net assets in excess of $4 billion

 

LITMAN GREGORY FUNDS TRUST,

on behalf of its series listed above

    LITMAN GREGORY FUND ADVISORS, LLC
By:  

/s/ Jeremy L. DeGroot

    By:  

/s/ John Coughlan

Name:   Jeremy L. DeGroot     Name:   John Coughlan
Title:   President     Title:   Chief Operating Officer