-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LqoFSZrUXfCO8+OxBUiaBNejdVgGjAUtHI+cCaBNPHqmo/3SFlynVxb1d6bWrotx jSUSqkX+t9D75246ZZYrzw== 0001140361-10-010029.txt : 20100304 0001140361-10-010029.hdr.sgml : 20100304 20100304154555 ACCESSION NUMBER: 0001140361-10-010029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100302 FILED AS OF DATE: 20100304 DATE AS OF CHANGE: 20100304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broome Theodore G CENTRAL INDEX KEY: 0001465592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 10657231 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 4 1 doc1.xml FORM 4 X0303 4 2010-03-02 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001465592 Broome Theodore G 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 0 0 1 Subsidiary Officer Common Stock 2010-03-02 2010-03-02 4 M 0 5334 36.03 A 21214 D Common Stock 2010-03-02 2010-03-02 4 D 0 4144 53.72 D 17070 D Common Stock 2010-03-03 2010-03-03 4 S 0 740 53.63 D 16330 D Stock Appreciation Rights 36.03 2010-03-02 2010-03-02 4 M 0 5334 36.03 D 2006-06-13 2016-06-13 Common Stock 5334 0 D includes 10,500 restricted stock units and 1,208 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting. after a 12 month period of the grant date, 1/3 of total shares are exercisable for each anniversary date after that for 3 such periods. Theodore G. Broome, by Terri L. Marks, POA 2010-03-04 -----END PRIVACY-ENHANCED MESSAGE-----