Chief Compliance Officer

0001085146-17-002206.txt : 20171103 0001085146-17-002206.hdr.sgml : 20171103 20171103111349 ACCESSION NUMBER: 0001085146-17-002206 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 EFFECTIVENESS DATE: 20171103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL CENTRAL INDEX KEY: 0001020317 IRS NUMBER: 363667359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05740 FILM NUMBER: 171175142 BUSINESS ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125547529 MAIL ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 19990324 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001020317 XXXXXXXX 09-30-2017 09-30-2017 false PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL

161 NORTH CLARK STREET SUITE 2200 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05740 N Patrick Herrington Chief Compliance Officer 312-554-7525 /s/ Patrick Herrington Chicago IL 10-31-2017 0 188 533426 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 434 2068 SH SOLE 0 0 2068 ABBOTT LABS COM 002824100 1134 21258 SH SOLE 0 0 21258 ABBVIE INC COM 00287Y109 4636 52171 SH SOLE 0 0 52171 AGNC INVT CORP COM 00123Q104 349 16090 SH SOLE 0 0 16090 AIR LEASE CORP CL A 00912X302 10690 250827 SH SOLE 82875 0 167952 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1008 5835 SH SOLE 0 0 5835 ALLSTATE CORP COM 020002101 367 3991 SH SOLE 0 0 3991 ALPHABET INC CAP STK CL A 02079K305 6502 6677 SH SOLE 0 0 6677 ALPHABET INC CAP STK CL C 02079K107 6538 6817 SH SOLE 0 0 6817 ALTRIA GROUP INC COM 02209S103 560 8829 SH SOLE 0 0 8829 AMAZON COM INC COM 023135106 1995 2075 SH SOLE 0 0 2075 AMERICAN ELEC PWR INC COM 025537101 690 9818 SH SOLE 0 0 9818 AMGEN INC COM 031162100 340 1821 SH SOLE 0 0 1821 ANNALY CAP MGMT INC 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