0001085146-17-000229.txt : 20170201
0001085146-17-000229.hdr.sgml : 20170201
20170131180124
ACCESSION NUMBER: 0001085146-17-000229
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170201
DATE AS OF CHANGE: 20170131
EFFECTIVENESS DATE: 20170201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL
CENTRAL INDEX KEY: 0001020317
IRS NUMBER: 363667359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05740
FILM NUMBER: 17562421
BUSINESS ADDRESS:
STREET 1: 161 NORTH CLARK STREET
STREET 2: SUITE 2200
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125547529
MAIL ADDRESS:
STREET 1: 161 NORTH CLARK STREET
STREET 2: SUITE 2200
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc.
DATE OF NAME CHANGE: 20060117
FORMER COMPANY:
FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL
DATE OF NAME CHANGE: 19990324
13F-HR
1
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13F-HR
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false
false
false
0001020317
XXXXXXXX
12-31-2016
12-31-2016
false
PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL
161 NORTH CLARK STREET
SUITE 2200
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05740
N
Patrick Herrington
Chief Compliance Officer
312-554-7525
/s/ Patrick Herrington
Chicago
IL
01-30-2017
0
171
1122072
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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COM
88579Y101
369
2068
SH
SOLE
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0
2068
ABBOTT LABS
COM
002824100
843
21950
SH
SOLE
0
0
21950
ABBVIE INC
COM
00287Y109
3408
54430
SH
SOLE
0
0
54430
AETNA INC NEW
COM
00817Y108
372
3000
SH
SOLE
0
0
3000
AGNC INVT CORP
COM
00123Q104
352
19430
SH
SOLE
0
0
19430
AIR LEASE CORP
CL A
00912X302
6018
175286
SH
SOLE
0
0
175286
ALLSTATE CORP
COM
020002101
299
4030
SH
SOLE
0
0
4030
ALPHABET INC
CAP STK CL A
02079K305
5243
6616
SH
SOLE
0
0
6616
ALPHABET INC
CAP STK CL C
02079K107
5202
6740
SH
SOLE
0
0
6740
ALTRIA GROUP INC
COM
02209S103
630
9310
SH
SOLE
0
0
9310
AMAZON COM INC
COM
023135106
1258
1678
SH
SOLE
0
0
1678
AMERICAN ELEC PWR INC
COM
025537101
626
9938
SH
SOLE
0
0
9938
AMERICAN EXPRESS CO
COM
025816109
3936
53136
SH
SOLE
0
0
53136
ANNALY CAP MGMT INC
COM
035710409
3538
354855
SH
SOLE
0
0
354855
AON PLC
SHS CL A
G0408V102
4473
40102
SH
SOLE
0
0
40102
APPLE INC
COM
037833100
3908
33741
SH
SOLE
0
0
33741
ARES CAP CORP
COM
04010L103
617
37400
SH
SOLE
0
0
37400
AT&T INC
COM
00206R102
3490
82063
SH
SOLE
0
0
82063
AUTOMATIC DATA PROCESSING IN
COM
053015103
438
4260
SH
SOLE
0
0
4260
BANK AMER CORP
COM
060505104
545
24640
SH
SOLE
0
0
24640
BANK MONTREAL QUE
COM
063671101
254
3533
SH
SOLE
0
0
3533
BANK NEW YORK MELLON CORP
COM
064058100
4193
88504
SH
SOLE
0
0
88504
BAXTER INTL INC
COM
071813109
295
6643
SH
SOLE
0
0
6643
BECTON DICKINSON & CO
COM
075887109
335
2024
SH
SOLE
0
0
2024
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
244
1
SH
SOLE
0
0
1
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
8090
49638
SH
SOLE
0
0
49638
BIOGEN INC
COM
09062X103
271
956
SH
SOLE
0
0
956
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
603
22307
SH
SOLE
0
0
22307
BLACKSTONE MTG TR INC
COM CL A
09257W100
1756
58405
SH
SOLE
0
0
58405
BOEING CO
COM
097023105
520
3341
SH
SOLE
0
0
3341
BP PLC
SPONSORED ADR
055622104
6185
165457
SH
SOLE
0
0
165457
BRISTOL MYERS SQUIBB CO
COM
110122108
2065
35331
SH
SOLE
0
0
35331
CANADIAN NATL RY CO
COM
136375102
3297
48917
SH
SOLE
0
0
48917
CAPSTEAD MTG CORP
COM NO PAR
14067E506
431
42260
SH
SOLE
0
0
42260
CBOE HLDGS INC
COM
12503M108
430
5823
SH
SOLE
0
0
5823
CBRE GROUP INC
CL A
12504L109
629
19975
SH
SOLE
0
0
19975
CENTRAL FD CDA LTD
CL A
153501101
6393
560260
SH
SOLE
0
0
560260
CF INDS HLDGS INC
COM
125269100
361
11473
SH
SOLE
0
0
11473
CHEVRON CORP NEW
COM
166764100
1959
16645
SH
SOLE
0
0
16645
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
9955
189866
SH
SOLE
91620
0
98246
CHUBB LIMITED
COM
H1467J104
991
7500
SH
SOLE
0
0
7500
CITIGROUP INC
COM NEW
172967424
1254
21095
SH
SOLE
0
0
21095
CME GROUP INC
COM
12572Q105
1526
13233
SH
SOLE
0
0
13233
COACH INC
COM
189754104
221
6300
SH
SOLE
0
0
6300
COCA COLA CO
COM
191216100
713
17200
SH
SOLE
0
0
17200
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
250
12900
SH
SOLE
0
0
12900
COMCAST CORP NEW
CL A
20030N101
348
5037
SH
SOLE
0
0
5037
CONOCOPHILLIPS
COM
20825C104
642
12807
SH
SOLE
0
0
12807
CSX CORP
COM
126408103
681
18947
SH
SOLE
0
0
18947
CVR PARTNERS LP
COM
126633106
574
95428
SH
SOLE
0
0
95428
CVS HEALTH CORP
COM
126650100
212
2689
SH
SOLE
0
0
2689
CYTRX CORP
COM PAR
232828509
6
16105
SH
SOLE
0
0
16105
DANAHER CORP DEL
COM
235851102
430
5520
SH
SOLE
0
0
5520
DIAGEO P L C
SPON ADR NEW
25243Q205
441
4244
SH
SOLE
0
0
4244
DISNEY WALT CO
COM DISNEY
254687106
1718
16480
SH
SOLE
0
0
16480
DOMINION RES INC VA NEW
COM
25746U109
310
4054
SH
SOLE
0
0
4054
DOW CHEM CO
COM
260543103
680
11882
SH
SOLE
0
0
11882
DSW INC
CL A
23334L102
3702
163430
SH
SOLE
0
0
163430
EATON CORP PLC
SHS
G29183103
1743
25987
SH
SOLE
0
0
25987
EMERSON ELEC CO
COM
291011104
1370
24573
SH
SOLE
0
0
24573
ENTERPRISE PRODS PARTNERS L
COM
293792107
336
12422
SH
SOLE
0
0
12422
EQUITY COMWLTH
COM SH BEN INT
294628102
1593
52685
SH
SOLE
0
0
52685
ETFS GOLD TR
SHS
26922Y105
617
5517
SH
SOLE
0
0
5517
EXELON CORP
COM
30161N101
11814
332879
SH
SOLE
0
0
332879
EXPEDITORS INTL WASH INC
COM
302130109
256
4830
SH
SOLE
0
0
4830
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1132
16454
SH
SOLE
0
0
16454
EXXON MOBIL CORP
COM
30231G102
8449
93603
SH
SOLE
0
0
93603
FACEBOOK INC
CL A
30303M102
584
5076
SH
SOLE
0
0
5076
FEDEX CORP
COM
31428X106
385
2067
SH
SOLE
0
0
2067
FREEPORT-MCMORAN INC
CL B
35671D857
217
16450
SH
SOLE
0
0
16450
GABELLI EQUITY TR INC
COM
362397101
127
22980
SH
SOLE
0
0
22980
GENERAL DYNAMICS CORP
COM
369550108
1333
7720
SH
SOLE
0
0
7720
GENERAL ELECTRIC CO
COM
369604103
4835
153000
SH
SOLE
0
0
153000
GENERAL MTRS CO
COM
37045V100
2206
63330
SH
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0
0
63330
GILEAD SCIENCES INC
COM
375558103
1131
15796
SH
SOLE
0
0
15796
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
210
5456
SH
SOLE
0
0
5456
GOLDMAN SACHS GROUP INC
COM
38141G104
147
613
SH
SOLE
0
0
613
GOLDMAN SACHS GROUP INC
COM
38141G104
239
1000
SH
Put
SOLE
0
0
1000
GOLUB CAP BDC INC
COM
38173M102
399
21708
SH
SOLE
0
0
21708
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
217
11375
SH
SOLE
0
0
11375
GRAND CANYON ED INC
COM
38526M106
8298
141961
SH
SOLE
73260
0
68701
HELMERICH & PAYNE INC
COM
423452101
1712
22125
SH
SOLE
0
0
22125
HERBALIFE LTD
COM USD SHS
G4412G101
21719
451169
SH
SOLE
326100
0
125069
HOME DEPOT INC
COM
437076102
438
3266
SH
SOLE
0
0
3266
HOUSTON WIRE & CABLE CO
COM
44244K109
65
10000
SH
SOLE
0
0
10000
IDEX CORP
COM
45167R104
423
4700
SH
SOLE
0
0
4700
INTERNATIONAL BUSINESS MACHS
COM
459200101
1800
10844
SH
SOLE
0
0
10844
ISHARES GOLD TRUST
ISHARES
464285105
290
26150
SH
SOLE
0
0
26150
ISHARES TR
1-3 YR CR BD ETF
464288646
1164
11090
SH
SOLE
0
0
11090
ISHARES TR
CORE S&P500 ETF
464287200
1044
4638
SH
SOLE
0
0
4638
ISHARES TR
CORE US AGGBD ET
464287226
3385
31324
SH
SOLE
0
0
31324
ISHARES TR
TIPS BD ETF
464287176
896
7913
SH
SOLE
0
0
7913
ISHARES TR
U.S. PFD STK ETF
464288687
518
13910
SH
SOLE
0
0
13910
JOHNSON & JOHNSON
COM
478160104
5268
45724
SH
SOLE
0
0
45724
JOINT CORP
COM
47973J102
147
55377
SH
SOLE
30000
0
25377
JONES LANG LASALLE INC
COM
48020Q107
13315
131778
SH
SOLE
48165
0
83613
JPMORGAN CHASE & CO
COM
46625H100
2160
25031
SH
SOLE
0
0
25031
KERYX BIOPHARMACEUTICALS INC
COM
492515101
176
30000
SH
SOLE
0
0
30000
LOCKHEED MARTIN CORP
COM
539830109
266
1066
SH
SOLE
0
0
1066
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
253
3100
SH
SOLE
0
0
3100
MANULIFE FINL CORP
COM
56501R106
278
15616
SH
SOLE
0
0
15616
MCDERMOTT INTL INC
COM
580037109
1448
195950
SH
SOLE
0
0
195950
MCDONALDS CORP
COM
580135101
792
6505
SH
SOLE
0
0
6505
MEDTRONIC PLC
SHS
G5960L103
269
3777
SH
SOLE
0
0
3777
MERCK & CO INC
COM
58933Y105
4330
73559
SH
SOLE
0
0
73559
METLIFE INC
COM
59156R108
736
13665
SH
SOLE
0
0
13665
MFA FINL INC
COM
55272X102
267
34950
SH
SOLE
0
0
34950
MICROSOFT CORP
COM
594918104
2469
39735
SH
SOLE
0
0
39735
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
199
13055
SH
SOLE
0
0
13055
MORNINGSTAR INC
COM
617700109
260
3534
SH
SOLE
0
0
3534
MOSAIC CO NEW
COM
61945C103
9488
323479
SH
SOLE
120378
0
203101
NABORS INDUSTRIES LTD
SHS
G6359F103
562
34271
SH
SOLE
0
0
34271
NEWMONT MINING CORP
COM
651639106
227
6656
SH
SOLE
0
0
6656
NEXTERA ENERGY INC
COM
65339F101
409
3425
SH
SOLE
0
0
3425
NIKE INC
CL B
654106103
301
5915
SH
SOLE
0
0
5915
NOVARTIS A G
SPONSORED ADR
66987V109
10335
141885
SH
SOLE
36750
0
105135
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
127
11350
SH
SOLE
0
0
11350
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
15421
411226
SH
SOLE
229500
0
181726
OCCIDENTAL PETE CORP DEL
COM
674599105
266
3737
SH
SOLE
0
0
3737
ORACLE CORP
COM
68389X105
1143
29731
SH
SOLE
0
0
29731
PEPSICO INC
COM
713448108
4369
41753
SH
SOLE
0
0
41753
PFIZER INC
COM
717081103
2784
85723
SH
SOLE
0
0
85723
PHILIP MORRIS INTL INC
COM
718172109
706
7719
SH
SOLE
0
0
7719
POTASH CORP SASK INC
COM
73755L107
914
50535
SH
SOLE
0
0
50535
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
297
12710
SH
SOLE
0
0
12710
PRIVATEBANCORP INC
COM
742962103
325
6000
SH
SOLE
0
0
6000
PROCTER AND GAMBLE CO
COM
742718109
1017
12093
SH
SOLE
0
0
12093
PROGRESSIVE CORP OHIO
COM
743315103
284
8000
SH
SOLE
0
0
8000
RITE AID CORP
COM
767754104
87
10500
SH
SOLE
0
0
10500
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
610
11218
SH
SOLE
0
0
11218
SCANSOURCE INC
COM
806037107
3692
91501
SH
SOLE
44750
0
46751
SCHLUMBERGER LTD
COM
806857108
1620
19295
SH
SOLE
0
0
19295
SK TELECOM LTD
SPONSORED ADR
78440P108
16631
795745
SH
SOLE
346729
0
449016
SOLAR CAP LTD
COM
83413U100
1917
92095
SH
SOLE
0
0
92095
SPDR GOLD TRUST
GOLD SHS
78463V107
1640
14964
SH
SOLE
0
0
14964
SPDR S&P 500 ETF TR
TR UNIT
78462F103
494
2210
SH
SOLE
0
0
2210
SPDR S&P 500 ETF TR
TR UNIT
78462F103
670814
3001000
SH
Put
SOLE
3000000
0
1000
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
417
11430
SH
SOLE
0
0
11430
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
47169
5023306
SH
SOLE
2806839
0
2216467
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
137
22550
SH
SOLE
0
0
22550
STARBUCKS CORP
COM
855244109
1053
18965
SH
SOLE
0
0
18965
STERICYCLE INC
COM
858912108
1980
25700
SH
SOLE
0
0
25700
SUNCOR ENERGY INC NEW
COM
867224107
7707
235751
SH
SOLE
0
0
235751
SUNWORKS INC
COM
86803X105
107
53720
SH
SOLE
0
0
53720
SUPERVALU INC
COM
868536103
78
16626
SH
SOLE
0
0
16626
SYNTEL INC
COM
87162H103
11856
599079
SH
SOLE
326566
0
272513
TEMPLETON GLOBAL INCOME FD
COM
880198106
4114
634843
SH
SOLE
0
0
634843
TITAN INTL INC ILL
COM
88830M102
7414
661355
SH
SOLE
274438
0
386917
UNION PAC CORP
COM
907818108
1050
10127
SH
SOLE
0
0
10127
UNITED NAT FOODS INC
COM
911163103
23373
489805
SH
SOLE
267160
0
222645
UNITED TECHNOLOGIES CORP
COM
913017109
532
4856
SH
SOLE
0
0
4856
US BANCORP DEL
COM NEW
902973304
2687
52305
SH
SOLE
0
0
52305
VANECK MERK GOLD TRUST
GOLD TRUST
921078101
1211
106300
SH
SOLE
0
0
106300
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
852
40719
SH
SOLE
0
0
40719
VANGUARD INDEX FDS
REIT ETF
922908553
1119
13555
SH
SOLE
0
0
13555
VANGUARD INDEX FDS
SMALL CP ETF
922908751
349
2710
SH
SOLE
0
0
2710
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2109
18287
SH
SOLE
0
0
18287
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1284
35889
SH
SOLE
0
0
35889
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
910
10620
SH
SOLE
0
0
10620
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1608
20260
SH
SOLE
0
0
20260
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1442
39465
SH
SOLE
0
0
39465
VERIZON COMMUNICATIONS INC
COM
92343V104
18221
341337
SH
SOLE
105065
0
236272
VISA INC
COM CL A
92826C839
1104
14145
SH
SOLE
0
0
14145
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1583
19133
SH
SOLE
0
0
19133
WAL-MART STORES INC
COM
931142103
2598
37594
SH
SOLE
0
0
37594
WEC ENERGY GROUP INC
COM
92939U106
201
3425
SH
SOLE
0
0
3425
WELLS FARGO & CO NEW
COM
949746101
305
5530
SH
SOLE
0
0
5530
WESTERN ASSET HIGH INCM FD I
COM
95766J102
71
10000
SH
SOLE
0
0
10000
WEYERHAEUSER CO
COM
962166104
1134
37680
SH
SOLE
0
0
37680
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
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SH
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0
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ZEBRA TECHNOLOGIES CORP
CL A
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SH
SOLE
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0
22575