0001085146-16-003614.txt : 20160509
0001085146-16-003614.hdr.sgml : 20160509
20160506201709
ACCESSION NUMBER: 0001085146-16-003614
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160509
DATE AS OF CHANGE: 20160506
EFFECTIVENESS DATE: 20160509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL
CENTRAL INDEX KEY: 0001020317
IRS NUMBER: 363667359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05740
FILM NUMBER: 161629676
BUSINESS ADDRESS:
STREET 1: 161 NORTH CLARK STREET
STREET 2: SUITE 2200
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125547529
MAIL ADDRESS:
STREET 1: 161 NORTH CLARK STREET
STREET 2: SUITE 2200
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc.
DATE OF NAME CHANGE: 20060117
FORMER COMPANY:
FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL
DATE OF NAME CHANGE: 19990324
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001020317
XXXXXXXX
03-31-2016
03-31-2016
false
PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL
161 NORTH CLARK STREET
SUITE 2200
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05740
N
Patrick Herrington
Chief Compliance Officer
312-554-7525
/s/ Patrick Herrington
Chicago
IL
05-05-2016
0
161
429980
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
305
1831
SH
SOLE
0
0
1831
ABBOTT LABS
COM
002824100
885
21150
SH
SOLE
0
0
21150
ABBVIE INC
COM
00287Y109
3057
53523
SH
SOLE
0
0
53523
AETNA INC NEW
COM
00817Y108
337
3000
SH
SOLE
0
0
3000
ALLSTATE CORP
COM
020002101
276
4094
SH
SOLE
0
0
4094
ALPHABET INC
CAP STK CL C
02079K107
5184
6959
SH
SOLE
0
0
6959
ALPHABET INC
CAP STK CL A
02079K305
5223
6846
SH
SOLE
0
0
6846
ALTRIA GROUP INC
COM
02209S103
805
12847
SH
SOLE
0
0
12847
AMAZON COM INC
COM
023135106
2172
3659
SH
SOLE
0
0
3659
AMERICAN ELEC PWR INC
COM
025537101
660
9938
SH
SOLE
0
0
9938
AMERICAN EXPRESS CO
COM
025816109
4148
67552
SH
SOLE
0
0
67552
ANNALY CAP MGMT INC
COM
035710409
3144
306481
SH
SOLE
0
0
306481
AON PLC
SHS CL A
G0408V102
5717
54739
SH
SOLE
0
0
54739
APPLE INC
COM
037833100
3694
33893
SH
SOLE
0
0
33893
ARES CAP CORP
COM
04010L103
348
23465
SH
SOLE
0
0
23465
AT&T INC
COM
00206R102
3367
85954
SH
SOLE
0
0
85954
AUTOMATIC DATA PROCESSING IN
COM
053015103
323
3600
SH
SOLE
0
0
3600
BANK AMER CORP
COM
060505104
326
24140
SH
SOLE
0
0
24140
BANK NEW YORK MELLON CORP
COM
064058100
3626
98448
SH
SOLE
0
0
98448
BAXALTA INC
COM
07177M103
258
6393
SH
SOLE
0
0
6393
BAXTER INTL INC
COM
071813109
286
6973
SH
SOLE
0
0
6973
BECTON DICKINSON & CO
COM
075887109
307
2024
SH
SOLE
0
0
2024
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
213
1
SH
SOLE
0
0
1
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
7314
51551
SH
SOLE
0
0
51551
BIOGEN INC
COM
09062X103
249
956
SH
SOLE
0
0
956
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
658
23460
SH
SOLE
0
0
23460
BLACKSTONE MTG TR INC
COM CL A
09257W100
1370
51003
SH
SOLE
0
0
51003
BOEING CO
COM
097023105
334
2632
SH
SOLE
0
0
2632
BP PLC
SPONSORED ADR
055622104
6054
200594
SH
SOLE
0
0
200594
BRISTOL MYERS SQUIBB CO
COM
110122108
2022
31658
SH
SOLE
0
0
31658
CANADIAN NATL RY CO
COM
136375102
3430
54909
SH
SOLE
0
0
54909
CAPSTEAD MTG CORP
COM NO PAR
14067E506
210
21210
SH
SOLE
0
0
21210
CATERPILLAR INC DEL
COM
149123101
542
7079
SH
SOLE
0
0
7079
CBOE HLDGS INC
COM
12503M108
346
5293
SH
SOLE
0
0
5293
CENTRAL FD CDA LTD
CL A
153501101
7582
632339
SH
SOLE
0
0
632339
CHEVRON CORP NEW
COM
166764100
1720
18029
SH
SOLE
0
0
18029
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
5673
102300
SH
SOLE
39700
0
62600
CHUBB LIMITED
COM
H1467J104
834
7000
SH
SOLE
0
0
7000
CISCO SYS INC
COM
17275R102
201
7050
SH
SOLE
0
0
7050
CME GROUP INC
COM
12572Q105
1323
13772
SH
SOLE
0
0
13772
COACH INC
COM
189754104
293
7300
SH
SOLE
0
0
7300
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
254
12825
SH
SOLE
0
0
12825
COMCAST CORP NEW
CL A
20030N101
308
5037
SH
SOLE
0
0
5037
CONOCOPHILLIPS
COM
20825C104
554
13763
SH
SOLE
0
0
13763
CSX CORP
COM
126408103
495
19205
SH
SOLE
0
0
19205
CVR PARTNERS LP
COM
126633106
152
18200
SH
SOLE
0
0
18200
CVS HEALTH CORP
COM
126650100
574
5529
SH
SOLE
0
0
5529
CYTRX CORP
COM PAR $.001
232828509
37
13915
SH
SOLE
0
0
13915
DANAHER CORP DEL
COM
235851102
524
5520
SH
SOLE
0
0
5520
DIAGEO P L C
SPON ADR NEW
25243Q205
601
5576
SH
SOLE
0
0
5576
DISNEY WALT CO
COM DISNEY
254687106
1702
17134
SH
SOLE
0
0
17134
DOMINION RES INC VA NEW
COM
25746U109
305
4054
SH
SOLE
0
0
4054
DOW CHEM CO
COM
260543103
233
4582
SH
SOLE
0
0
4582
DSW INC
CL A
23334L102
13364
483487
SH
SOLE
200000
0
283487
DUKE ENERGY CORP NEW
COM NEW
26441C204
245
3035
SH
SOLE
0
0
3035
E M C CORP MASS
COM
268648102
210
7894
SH
SOLE
0
0
7894
EATON CORP PLC
SHS
G29183103
1781
28475
SH
SOLE
0
0
28475
EMERSON ELEC CO
COM
291011104
1970
36223
SH
SOLE
0
0
36223
ENTERPRISE PRODS PARTNERS L
COM
293792107
316
12830
SH
SOLE
0
0
12830
EQUITY COMWLTH
COM SH BEN INT
294628102
14406
510482
SH
SOLE
196699
0
313783
ETFS GOLD TR
SHS
26922Y105
662
5517
SH
SOLE
0
0
5517
EXELON CORP
COM
30161N101
13801
384854
SH
SOLE
0
0
384854
EXPEDITORS INTL WASH INC
COM
302130109
355
7265
SH
SOLE
0
0
7265
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1449
21101
SH
SOLE
0
0
21101
EXXON MOBIL CORP
COM
30231G102
7747
92679
SH
SOLE
0
0
92679
FACEBOOK INC
CL A
30303M102
261
2284
SH
SOLE
0
0
2284
FEDEX CORP
COM
31428X106
336
2067
SH
SOLE
0
0
2067
FEMALE HEALTH CO
COM
314462102
72
38606
SH
SOLE
37600
0
1006
FREEPORT-MCMORAN INC
CL B
35671D857
187
18050
SH
SOLE
0
0
18050
FTD COS INC
COM
30281V108
203
7745
SH
SOLE
0
0
7745
GABELLI EQUITY TR INC
COM
362397101
98
17980
SH
SOLE
0
0
17980
GENERAL ELECTRIC CO
COM
369604103
5014
157710
SH
SOLE
0
0
157710
GENERAL MTRS CO
COM
37045V100
1818
57827
SH
SOLE
0
0
57827
GILEAD SCIENCES INC
COM
375558103
1023
11132
SH
SOLE
0
0
11132
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
294
7246
SH
SOLE
0
0
7246
GOLUB CAP BDC INC
COM
38173M102
309
17844
SH
SOLE
0
0
17844
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
205
11490
SH
SOLE
0
0
11490
HALLIBURTON CO
COM
406216101
246
6875
SH
SOLE
0
0
6875
HELMERICH & PAYNE INC
COM
423452101
2590
44105
SH
SOLE
0
0
44105
HERBALIFE LTD
COM USD SHS
G4412G101
343
5575
SH
SOLE
0
0
5575
HOME DEPOT INC
COM
437076102
436
3266
SH
SOLE
0
0
3266
HOUSTON WIRE & CABLE CO
COM
44244K109
70
10000
SH
SOLE
0
0
10000
ILLINOIS TOOL WKS INC
COM
452308109
254
2483
SH
SOLE
0
0
2483
INTERNATIONAL BUSINESS MACHS
COM
459200101
2069
13662
SH
SOLE
0
0
13662
ISHARES GOLD TRUST
ISHARES
464285105
312
26300
SH
SOLE
0
0
26300
ISHARES TR
TIPS BD ETF
464287176
1402
12230
SH
SOLE
0
0
12230
ISHARES TR
CORE S&P500 ETF
464287200
1350
6534
SH
SOLE
0
0
6534
ISHARES TR
CORE US AGGBD ET
464287226
2629
23724
SH
SOLE
0
0
23724
ISHARES TR
1-3 YR CR BD ETF
464288646
1136
10775
SH
SOLE
0
0
10775
ISHARES TR
U.S. PFD STK ETF
464288687
2001
51271
SH
SOLE
0
0
51271
JOHNSON & JOHNSON
COM
478160104
5322
49188
SH
SOLE
0
0
49188
JONES LANG LASALLE INC
COM
48020Q107
1732
14765
SH
SOLE
0
0
14765
JPMORGAN CHASE & CO
COM
46625H100
1515
25590
SH
SOLE
0
0
25590
KERYX BIOPHARMACEUTICALS INC
COM
492515101
140
30000
SH
SOLE
0
0
30000
LPL FINL HLDGS INC
COM
50212V100
568
22900
SH
SOLE
0
0
22900
MANULIFE FINL CORP
COM
56501R106
277
19616
SH
SOLE
0
0
19616
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
1104
55287
SH
SOLE
0
0
55287
MCDERMOTT INTL INC
COM
580037109
4676
1143205
SH
SOLE
741455
0
401750
MCDONALDS CORP
COM
580135101
790
6285
SH
SOLE
0
0
6285
MEDTRONIC PLC
SHS
G5960L103
272
3627
SH
SOLE
0
0
3627
MERCK & CO INC NEW
COM
58933Y105
4161
78642
SH
SOLE
0
0
78642
METLIFE INC
COM
59156R108
720
16391
SH
SOLE
0
0
16391
MFA FINL INC
COM
55272X102
234
34150
SH
SOLE
0
0
34150
MICROSOFT CORP
COM
594918104
1995
36123
SH
SOLE
0
0
36123
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
234
19645
SH
SOLE
0
0
19645
MORNINGSTAR INC
COM
617700109
332
3756
SH
SOLE
0
0
3756
MOSAIC CO NEW
COM
61945C103
13487
499528
SH
SOLE
282592
0
216936
NABORS INDUSTRIES LTD
SHS
G6359F103
1512
164392
SH
SOLE
15202
0
149190
NEXTERA ENERGY INC
COM
65339F101
424
3584
SH
SOLE
0
0
3584
NIKE INC
CL B
654106103
350
5687
SH
SOLE
0
0
5687
NOVARTIS A G
SPONSORED ADR
66987V109
10824
149427
SH
SOLE
36750
0
112677
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
124
11350
SH
SOLE
0
0
11350
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
16205
328509
SH
SOLE
162265
0
166244
ORACLE CORP
COM
68389X105
1240
30323
SH
SOLE
0
0
30323
PEPSICO INC
COM
713448108
4426
43187
SH
SOLE
0
0
43187
PFIZER INC
COM
717081103
2567
86615
SH
SOLE
0
0
86615
PHILIP MORRIS INTL INC
COM
718172109
1570
16003
SH
SOLE
0
0
16003
POTASH CORP SASK INC
COM
73755L107
1350
79315
SH
SOLE
0
0
79315
PRIVATEBANCORP INC
COM
742962103
232
6000
SH
SOLE
0
0
6000
PROCTER & GAMBLE CO
COM
742718109
974
11833
SH
SOLE
0
0
11833
PROGRESSIVE CORP OHIO
COM
743315103
334
9500
SH
SOLE
0
0
9500
RENTECH INC
COM NEW
760112201
1033
465191
SH
SOLE
453713
0
11478
RENTECH NITROGEN PARTNERS L
COM UNIT
760113100
2760
241867
SH
SOLE
0
0
241867
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
724
14946
SH
SOLE
0
0
14946
SCANSOURCE INC
COM
806037107
6156
152460
SH
SOLE
95900
0
56560
SCHLUMBERGER LTD
COM
806857108
1222
16573
SH
SOLE
0
0
16573
SK TELECOM LTD
SPONSORED ADR
78440P108
9404
466260
SH
SOLE
188145
0
278115
SPDR GOLD TRUST
GOLD SHS
78463V107
1513
12858
SH
SOLE
0
0
12858
SPDR S&P 500 ETF TR
TR UNIT
78462F103
671
3266
SH
SOLE
0
0
3266
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
52987
5235867
SH
SOLE
2837371
0
2398496
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
143
23050
SH
SOLE
0
0
23050
STARBUCKS CORP
COM
855244109
893
14965
SH
SOLE
0
0
14965
SUNCOR ENERGY INC NEW
COM
867224107
11081
398446
SH
SOLE
149424
0
249022
SUNWORKS INC
COM
86803X105
149
53720
SH
SOLE
0
0
53720
SUPERVALU INC
COM
868536103
96
16626
SH
SOLE
0
0
16626
SYNTEL INC
COM
87162H103
6443
129037
SH
SOLE
62760
0
66277
TEMPLETON GLOBAL INCOME FD
COM
880198106
4440
681050
SH
SOLE
0
0
681050
TERADATA CORP DEL
COM
88076W103
384
14650
SH
SOLE
0
0
14650
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
478
8925
SH
SOLE
0
0
8925
TITAN INTL INC ILL
COM
88830M102
7826
1454704
SH
SOLE
856353
0
598351
TRANSOCEAN LTD
REG SHS
H8817H100
119
12988
SH
SOLE
0
0
12988
UNION PAC CORP
COM
907818108
1202
15107
SH
SOLE
0
0
15107
UNITED NAT FOODS INC
COM
911163103
24350
604220
SH
SOLE
322756
0
281464
UNITED TECHNOLOGIES CORP
COM
913017109
468
4676
SH
SOLE
0
0
4676
US BANCORP DEL
COM NEW
902973304
2213
54525
SH
SOLE
0
0
54525
VANGUARD INDEX FDS
REIT ETF
922908553
1128
13456
SH
SOLE
0
0
13456
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2038
19447
SH
SOLE
0
0
19447
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
268
6220
SH
SOLE
0
0
6220
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
559
16155
SH
SOLE
0
0
16155
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1476
18445
SH
SOLE
0
0
18445
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1227
34200
SH
SOLE
0
0
34200
VERIZON COMMUNICATIONS INC
COM
92343V104
19702
364307
SH
SOLE
116065
0
248242
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
292
9125
SH
SOLE
0
0
9125
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1566
18595
SH
SOLE
0
0
18595
WAL-MART STORES INC
COM
931142103
2616
38195
SH
SOLE
0
0
38195
WELLS FARGO & CO NEW
COM
949746101
400
8265
SH
SOLE
0
0
8265
WESTERN ASSET HIGH INCM FD I
COM
95766J102
122
18500
SH
SOLE
0
0
18500
WESTERN UN CO
COM
959802109
2427
125810
SH
SOLE
0
0
125810
WHOLE FOODS MKT INC
COM
966837106
427
13735
SH
SOLE
0
0
13735
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
6692
56394
SH
SOLE
7172
0
49222
ZEBRA TECHNOLOGIES CORP
CL A
989207105
1075
15575
SH
SOLE
0
0
15575