Chief Compliance Officer

0001085146-14-002419.txt : 20141231 0001085146-14-002419.hdr.sgml : 20141231 20141230195005 ACCESSION NUMBER: 0001085146-14-002419 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141231 DATE AS OF CHANGE: 20141230 EFFECTIVENESS DATE: 20141231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL CENTRAL INDEX KEY: 0001020317 IRS NUMBER: 363667359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-05740 FILM NUMBER: 141317081 BUSINESS ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125547529 MAIL ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 19990324 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001020317 XXXXXXXX 09-30-2014 09-30-2014 true 1 NEW HOLDINGS false PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL

161 NORTH CLARK STREET SUITE 2200 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05740 N Patrick Herrington Chief Compliance Officer 312-554-7526 /s/ Patrick Herrington Chicago IL 12-30-2014 0 142 589021 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 320 2258 SH SOLE 0 0 2258 ABBOTT LABS COM 002824100 893 21469 SH SOLE 0 0 21469 ABBVIE INC COM 00287Y109 1194 20671 SH SOLE 0 0 20671 ACE LTD SHS H0023R105 918 8756 SH SOLE 0 0 8756 ACHILLION PHARMACEUTICALS IN COM 00448Q201 110 11000 SH SOLE 0 0 11000 AETNA INC NEW COM 00817Y108 243 3000 SH SOLE 0 0 3000 ALLSTATE CORP COM 020002101 249 4057 SH SOLE 0 0 4057 ALTRIA GROUP INC COM 02209S103 1178 25648 SH SOLE 0 0 25648 AMBEV SA SPONSORED ADR 02319V103 183 28000 SH SOLE 0 0 28000 AMERICAN APPAREL INC COM 023850100 8 10000 SH SOLE 0 0 10000 AMERICAN ELEC PWR INC COM 025537101 509 9752 SH SOLE 0 0 9752 ANNALY CAP MGMT INC COM 035710409 2249 210546 SH SOLE 0 0 210546 AON PLC SHS CL A G0408V102 9429 107547 SH SOLE 0 0 107547 APACHE CORP COM 037411105 238 2540 SH SOLE 0 0 2540 APPLE INC COM 037833100 4591 45566 SH SOLE 0 0 45566 ARCHER DANIELS MIDLAND CO COM 039483102 208 4078 SH SOLE 0 0 4078 AT&T INC COM 00206R102 1534 43532 SH SOLE 0 0 43532 AUTOMATIC DATA PROCESSING IN COM 053015103 299 3600 SH SOLE 0 0 3600 AVON PRODS INC COM 054303102 11461 909635 SH SOLE 262405 0 647230 BANK AMER CORP COM 060505104 686 40244 SH SOLE 0 0 40244 BANK NEW YORK MELLON CORP COM 064058100 6307 162837 SH SOLE 0 0 162837 BAXTER INTL INC COM 071813109 448 6243 SH SOLE 0 0 6243 BECTON DICKINSON & CO COM 075887109 230 2017 SH SOLE 0 0 2017 BERKSHIRE HATHAWAY INC DEL CL A 084670108 621 3 SH SOLE 0 0 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3453 24998 SH SOLE 0 0 24998 BIOGEN IDEC INC COM 09062X103 283 856 SH SOLE 0 0 856 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 299 9500 SH SOLE 0 0 9500 BLACKSTONE MTG TR INC COM CL A 09257W100 569 20985 SH SOLE 0 0 20985 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 632 33800 SH SOLE 0 0 33800 BP PLC SPONSORED ADR 055622104 7956 181019 SH SOLE 0 0 181019 BRISTOL MYERS SQUIBB CO COM 110122108 1173 22918 SH SOLE 0 0 22918 CANADIAN NATL RY CO COM 136375102 4467 62947 SH SOLE 0 0 62947 CATERPILLAR INC DEL COM 149123101 398 4022 SH SOLE 0 0 4022 CBOE HLDGS INC COM 12503M108 409 7635 SH SOLE 0 0 7635 CENTRAL FD CDA LTD CL A 153501101 12066 979765 SH SOLE 0 0 979765 CENTRAL GOLDTRUST TR UNIT 153546106 55114 1332213 SH SOLE 841422 0 490791 CHEVRON CORP NEW COM 166764100 1884 15790 SH SOLE 0 0 15790 CME GROUP INC COM 12572Q105 1369 17116 SH SOLE 0 0 17116 COACH INC COM 189754104 240 6740 SH SOLE 0 0 6740 COHEN & STEERS INFRASTRUCTUR COM 19248A109 415 17915 SH SOLE 0 0 17915 COMCAST CORP NEW CL A SPL 20030N200 241 4500 SH SOLE 0 0 4500 CONOCOPHILLIPS COM 20825C104 1483 19382 SH SOLE 0 0 19382 DANAHER CORP DEL COM 235851102 419 5520 SH SOLE 0 0 5520 DEAN FOODS CO NEW COM NEW 242370203 6796 512907 SH SOLE 0 0 512907 DISNEY WALT CO COM DISNEY 254687106 227 2546 SH SOLE 0 0 2546 DOMINION RES INC VA NEW COM 25746U109 339 4900 SH SOLE 0 0 4900 DUKE ENERGY CORP NEW COM NEW 26441C204 277 3702 SH SOLE 0 0 3702 E M C CORP MASS COM 268648102 235 8025 SH SOLE 0 0 8025 EMERSON ELEC CO COM 291011104 2021 32288 SH SOLE 0 0 32288 ENTERPRISE PRODS PARTNERS L COM 293792107 592 14690 SH SOLE 0 0 14690 ETFS GOLD TR SHS 26922Y105 789 6659 SH SOLE 0 0 6659 EXELON CORP COM 30161N101 16235 476239 SH SOLE 0 0 476239 EXPEDITORS INTL WASH INC COM 302130109 346 8525 SH SOLE 0 0 8525 EXXON MOBIL CORP COM 30231G102 8523 90622 SH SOLE 0 0 90622 FEDEX CORP COM 31428X106 334 2067 SH SOLE 0 0 2067 FEMALE HEALTH CO COM 314462102 135 38600 SH SOLE 37600 0 1000 FREEPORT-MCMORAN INC CL B 35671D857 545 16690 SH SOLE 0 0 16690 FTD COS INC COM 30281V108 19753 579086 SH SOLE 275531 0 303555 GABELLI EQUITY TR INC COM 362397101 100 15680 SH SOLE 0 0 15680 GABELLI EQUITY TR INC RIGHT 10/20/2014 362397184 1 15701 SH SOLE 0 0 15701 GENERAL ELECTRIC CO COM 369604103 4789 186926 SH SOLE 0 0 186926 GENERAL MTRS CO COM 37045V100 247 7722 SH SOLE 0 0 7722 GILEAD SCIENCES INC COM 375558103 835 7845 SH SOLE 0 0 7845 GOLUB CAP BDC INC COM 38173M102 270 16905 SH SOLE 0 0 16905 GOOGLE INC CL A 38259P508 5133 8723 SH SOLE 0 0 8723 GOOGLE INC CL C 38259P706 5019 8693 SH SOLE 0 0 8693 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 230 10500 SH SOLE 0 0 10500 HERBALIFE LTD COM USD SHS G4412G101 2033 46478 SH SOLE 0 0 46478 HOME DEPOT INC COM 437076102 382 4166 SH SOLE 0 0 4166 ILLINOIS TOOL WKS INC COM 452308109 530 6283 SH SOLE 0 0 6283 INTERNATIONAL BUSINESS MACHS COM 459200101 1809 9532 SH SOLE 0 0 9532 ISHARES 1-3 YR CR BD ETF 464288646 1591 15115 SH SOLE 0 0 15115 ISHARES U.S. PFD STK ETF 464288687 365 9235 SH SOLE 0 0 9235 ISHARES GOLD TRUST ISHARES 464285105 331 28300 SH SOLE 0 0 28300 ISHARES TR CORE S&P500 ETF 464287200 1640 8271 SH SOLE 0 0 8271 JOHNSON & JOHNSON COM 478160104 5556 52123 SH SOLE 0 0 52123 JPMORGAN CHASE & CO COM 46625H100 2036 33795 SH SOLE 0 0 33795 KRAFT FOODS GROUP INC COM 50076Q106 234 4143 SH SOLE 0 0 4143 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 253 3000 SH SOLE 0 0 3000 MANULIFE FINL CORP COM 56501R106 411 21352 SH SOLE 0 0 21352 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 4074 190775 SH SOLE 0 0 190775 MCDERMOTT INTL INC COM 580037109 9846 1721297 SH SOLE 764541 0 956756 MCDONALDS CORP COM 580135101 711 7495 SH SOLE 0 0 7495 MEDTRONIC INC COM 585055106 835 13477 SH SOLE 0 0 13477 MERCK & CO INC NEW COM 58933Y105 4981 84018 SH SOLE 0 0 84018 METLIFE INC COM 59156R108 279 5191 SH SOLE 0 0 5191 MFA FINL INC COM 55272X102 491 63150 SH SOLE 0 0 63150 MICROSOFT CORP COM 594918104 2774 59839 SH SOLE 0 0 59839 MONDELEZ INTL INC CL A 609207105 392 11440 SH SOLE 0 0 11440 MOSAIC CO NEW COM 61945C103 28348 638315 SH SOLE 270078 0 368237 NABORS INDUSTRIES LTD SHS G6359F103 12194 535760 SH SOLE 195052 0 340708 NEWLINK GENETICS CORP COM 651511107 203 9500 SH Call SOLE 0 0 9500 NEXTERA ENERGY INC COM 65339F101 323 3440 SH SOLE 0 0 3440 NIKE INC CL B 654106103 244 2740 SH SOLE 0 0 2740 NOVARTIS A G SPONSORED ADR 66987V109 24371 258907 SH SOLE 82250 0 176657 NUVEEN FLOATING RATE INCOME COM 67072T108 186 16450 SH SOLE 0 0 16450 OCCIDENTAL PETE CORP DEL COM 674599105 243 2525 SH SOLE 0 0 2525 OPTIMUMBANK HOLDINGS INC COM PAR $0.01 68401P304 21 16174 SH SOLE 0 0 16174 ORACLE CORP COM 68389X105 204 5342 SH SOLE 0 0 5342 PDI INC COM 69329V100 1527 636441 SH SOLE 570518 0 65923 PEPSICO INC COM 713448108 4451 47817 SH SOLE 0 0 47817 PFIZER INC COM 717081103 1569 53075 SH SOLE 0 0 53075 PHILIP MORRIS INTL INC COM 718172109 2298 27556 SH SOLE 0 0 27556 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 359 6100 SH SOLE 0 0 6100 PRIVATEBANCORP INC COM 742962103 266 8900 SH SOLE 0 0 8900 PROCTER & GAMBLE CO COM 742718109 1716 20491 SH SOLE 0 0 20491 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 65 12950 SH SOLE 0 0 12950 RENTECH INC COM 760112102 5261 3076698 SH SOLE 2994340 0 82358 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 5611 451051 SH SOLE 0 0 451051 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 872 11452 SH SOLE 0 0 11452 SANFILIPPO JOHN B & SON INC COM 800422107 25509 788287 SH SOLE 353199 0 435088 SCANSOURCE INC COM 806037107 821 23745 SH SOLE 0 0 23745 SK TELECOM LTD SPONSORED ADR 78440P108 25798 850285 SH SOLE 247245 0 603040 SPDR GOLD TRUST GOLD SHS 78463V107 1954 16815 SH SOLE 0 0 16815 SPDR S&P 500 ETF TR TR UNIT 78462F103 711 3610 SH SOLE 0 0 3610 SPECTRA ENERGY CORP COM 847560109 208 5306 SH SOLE 0 0 5306 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 27698 2778180 SH SOLE 2050365 0 727815 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 306 44505 SH SOLE 0 0 44505 STAPLES INC COM 855030102 12854 1062285 SH SOLE 516280 0 546005 STARBUCKS CORP COM 855244109 567 7520 SH SOLE 0 0 7520 SUPERVALU INC COM 868536103 149 16626 SH SOLE 0 0 16626 SYKES ENTERPRISES INC COM 871237103 3284 164387 SH SOLE 95042 0 69345 TERADATA CORP DEL COM 88076W103 25484 607925 SH SOLE 252200 0 355725 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 31477 585623 SH SOLE 222059 0 363564 TITAN INTL INC ILL COM 88830M102 19754 1671205 SH SOLE 823543 0 847662 TRANSOCEAN LTD REG SHS H8817H100 252 7871 SH SOLE 0 0 7871 UNION PAC CORP COM 907818108 374 3452 SH SOLE 0 0 3452 UNITED TECHNOLOGIES CORP COM 913017109 528 5001 SH SOLE 0 0 5001 VANGUARD INDEX FDS REIT ETF 922908553 449 6245 SH SOLE 0 0 6245 VANGUARD INDEX FDS TOTAL STK MKT 922908769 784 7740 SH SOLE 0 0 7740 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2767 66335 SH SOLE 0 0 66335 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 559 7000 SH SOLE 0 0 7000 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 546 13730 SH SOLE 0 0 13730 VERIZON COMMUNICATIONS INC COM 92343V104 539 10784 SH SOLE 0 0 10784 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 262 7969 SH SOLE 0 0 7969 WALGREEN CO COM 931422109 1175 19820 SH SOLE 0 0 19820 WAL-MART STORES INC COM 931142103 13161 172113 SH SOLE 0 0 172113 WELLS FARGO & CO NEW COM 949746101 640 12332 SH SOLE 0 0 12332 WESTERN ASSET HIGH INCM FD I COM 95766J102 166 18500 SH SOLE 0 0 18500 WESTERN UN CO COM 959802109 26731 1666544 SH SOLE 598993 0 1067551 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 18819 454574 SH SOLE 260550 0 194024 ZEBRA TECHNOLOGIES CORP CL A 989207105 2062 29050 SH SOLE 0 0 29050