0001085146-12-000698.txt : 20120511
0001085146-12-000698.hdr.sgml : 20120511
20120511164142
ACCESSION NUMBER: 0001085146-12-000698
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120511
DATE AS OF CHANGE: 20120511
EFFECTIVENESS DATE: 20120511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL
CENTRAL INDEX KEY: 0001020317
IRS NUMBER: 363667359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05740
FILM NUMBER: 12835140
BUSINESS ADDRESS:
STREET 1: 21 S CLARK ST.
STREET 2: SUITE 3325
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3125547529
MAIL ADDRESS:
STREET 1: 21 S CLARK ST.
STREET 2: SUITE 3325
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc.
DATE OF NAME CHANGE: 20060117
FORMER COMPANY:
FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL
DATE OF NAME CHANGE: 19990324
13F-HR
1
pekin13f03312012.txt
PEKIN, SINGER STRAUSS ASSET MANAGEMENT, INC.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pekin, Singer Strauss Asset Management, Inc.
Address: 21 South Clark Street, Suite 3325
Chicago, Illinois 60603
13F File Number: 028-5740
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person signing this Report on Behalf of Reporting Manager:
Name: William Schmidle
Title: Chief Financial Officer
Phone: 312-554-7526
Signature, Place, and Date of Signing:
William Schmidle Chicago, Illinois May 11, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 149
FORM 13F INFORMATION TABLE VALUE TOTAL: 355,754,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
TRANSOCEAN INC SR NT ISIN#US89 CONV 893830AW9 4722 4776000 PRN SOLE 4776000
3DFX INTERACTIVE INC XXX REGIS COM 88553X103 0 21750 SH SOLE 21750
3M CO COM COM 88579Y101 344 3858 SH SOLE 3858
ABBOTT LABS COM COM 002824100 979 15977 SH SOLE 15977
ACE LIMITED SHS ISIN#CH0044328 COM H0023R105 495 6756 SH SOLE 6756
ALBANY MOLECULAR RESH INC COM COM 012423109 5649 2092206 SH SOLE 2092206
ALCARD CHEMICALS GROUP INC COM COM 013775101 0 90000 SH SOLE 90000
ALLSTATE CORP COM COM 020002101 237 7191 SH SOLE 7191
ALTRIA GROUP INC COM COM 02209S103 732 23716 SH SOLE 23716
AMERICAN ELECTRIC POWER CO COM 025537101 365 9452 SH SOLE 9452
AMERICAN EXPRESS COMPANY COM 025816109 205 3550 SH SOLE 3550
ANNALY CAP MGMT INC COM COM 035710409 9654 610270 SH SOLE 610270
AON CORP COM 037389103 16618 338733 SH SOLE 338733
APPLE INC COM COM 037833100 2350 3920 SH SOLE 3920
ARGEX MNG INC COM ISIN#CA04013 COM 04013Q109 85 100000 SH SOLE 100000
AT&T INC COM COM 00206R102 1120 35862 SH SOLE 35862
AUGME TECHNOLOGIES INC COM ISI COM 051057107 76 35000 SH SOLE 35000
AUTOMATIC DATA PROCESSING INC COM 053015103 62 1125 SH SOLE 1125
AVI BIOPHARMA INC COM COM 002346104 36 23700 SH SOLE 23700
AVON PRODS INC COM COM 054303102 19024 982645 SH SOLE 982645
BANK AMER CORP COM COM 060505104 363 37900 SH SOLE 37900
BANK OF NEW YORK MELLON CORP C COM 064058100 3560 147529 SH SOLE 147529
BAXTER INTL INC COM COM 071813109 269 4499 SH SOLE 4499
BECTON DICKINSON & CO COM 075887109 204 2632 SH SOLE 2632
BERKSHIRE HATHAWAY INC DEL CL COM 084670108 244 2 SH SOLE 2
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 758 9336 SH SOLE 9336
BP PLC SPONS ADR COM 055622104 10358 230153 SH SOLE 230153
BRISTOL MYERS SQUIBB CO COM COM 110122108 602 17850 SH SOLE 17850
CANADIAN NATL RY CO COM ISIN#C COM 136375102 3712 46796 SH SOLE 46796
CATERPILLAR INC COM 149123101 406 3815 SH SOLE 3815
CBOE HLDGS INC COM COM 12503M108 1986 69870 SH SOLE 69870
CENTRAL FD CDA LTD CL A COM 153501101 12272 559358 SH SOLE 559358
CENTRAL GOLDTRUST TR UNIT COM 153546106 32413 508765 SH SOLE 508765
CHEVRON CORP NEW COM COM 166764100 1965 18324 SH SOLE 18324
CINTAS CORP COM 172908105 1820 46516 SH SOLE 46516
CME GROUP INC COM COM 12572Q105 1573 5438 SH SOLE 5438
COCA COLA COMPANY COM 191216100 771 10423 SH SOLE 10423
COHEN & STEERS INFRASTRUCTURE COM 19248A109 251 14250 SH SOLE 14250
CONOCOPHILLIPS COM COM 20825C104 1662 21867 SH SOLE 21867
COPYTELE INC COM 217721109 2 10000 SH SOLE 10000
DANAHER CORP COM COM 235851102 291 5200 SH SOLE 5200
DELL INC COM COM 24702R101 1567 94439 SH SOLE 94439
DISNEY WALT CO DISNEY COM COM 254687106 204 4651 SH SOLE 4651
DOMINION RES INC VA COM COM 25746U109 431 8426 SH SOLE 8426
DOW CHEM CO COM 260543103 402 11600 SH SOLE 11600
DU PONT E I DE NEMOURS & CO CO COM 263534109 335 6335 SH SOLE 6335
DUKE ENERGY CORP NEW COM COM 26441C105 327 15587 SH SOLE 15587
DUN & BRADSTREET CORP DEL NEW COM 26483E100 432 5097 SH SOLE 5097
DYADIC INTERNATIONAL INC COM 26745T101 197 155432 SH SOLE 155432
ECO2 PLASTICS INC COM COM 27885H105 0 80000 SH SOLE 80000
EMC CORP (MASS) COM COM 268648102 210 7025 SH SOLE 7025
EMERSON ELEC CO COM COM 291011104 1616 30965 SH SOLE 30965
ETFS GOLD TR SH COM 26922Y105 5415 32775 SH SOLE 32775
EXELON CORP COM COM 30161N101 4528 115492 SH SOLE 115492
EXPEDITION MINING ORD SHS ISIN COM 30212V102 2 20000 SH SOLE 20000
EXXON MOBIL CORP COM COM 30231G102 8414 97019 SH SOLE 97019
FEDEX CORP COM COM 31428X106 209 2275 SH SOLE 2275
FEMALE HEALTH CO COM COM 314462102 209 38600 SH SOLE 38600
FOCUS ENHANCEMENTS INXXX BANKR COM 344159108 0 10000 SH SOLE 10000
FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 429 11280 SH SOLE 11280
GABELLI EQUITY TRUST INC COM 362397101 72 12530 SH SOLE 12530
GATX CORP COM 361448103 339 8400 SH SOLE 8400
GENERAL DYNAMICS CORP COM COM 369550108 235 3200 SH SOLE 3200
GENERAL ELECTRIC CO COM COM 369604103 4296 214033 SH SOLE 214033
GOOGLE INC CL A COM 38259P508 170 265 SH SOLE 265
HANESBRANDS INC COM COM 410345102 14741 499020 SH SOLE 499020
HOME DEPOT INC COM COM 437076102 260 5178 SH SOLE 5178
ILLINOIS TOOL WORKS INC COM COM 452308109 366 6400 SH SOLE 6400
IMAGEMAX INC COM 45245V101 0 28500 SH SOLE 28500
INDIGENOUS GLOBAL DEV CORP COM COM 45567W109 0 13300 SH SOLE 13300
INTEL CORP COM COM 458140100 309 11000 SH SOLE 11000
INTERNATIONAL BUSINESS MACHS C COM 459200101 1464 7018 SH SOLE 7018
ISHARES COMEX GOLD TR ISHARES COM 464285105 1643 101000 SH SOLE 101000
ISHARES SILVER TR ISHARES COM 46428Q109 292 9300 SH SOLE 9300
ITERIS INC NEW COM COM 46564T107 16 10635 SH SOLE 10635
JOHNSON & JOHNSON COM COM 478160104 15338 232541 SH SOLE 232541
JP MORGAN CHASE & CO COM ISIN# COM 46625H100 1039 22588 SH SOLE 22588
KIMBERLY CLARK CORP COM 494368103 4067 55043 SH SOLE 55043
KRAFT FOODS INC CL A COM 50075N104 515 13550 SH SOLE 13550
MANULIFE FINL CORP COM ISIN#CA COM 56501R106 415 30698 SH SOLE 30698
MCDONALDS CORP COM 580135101 234 2382 SH SOLE 2382
MEDTRONIC INC COM 585055106 571 14577 SH SOLE 14577
MERCK & CO INC NEW COM COM 58933Y105 4204 109489 SH SOLE 109489
MFA FINL INC COM COM 55272X102 261 34950 SH SOLE 34950
MICROSOFT CORP COM COM 594918104 2151 66700 SH SOLE 66700
MOLEX INC COM COM 608554101 1499 53313 SH SOLE 53313
NABORS INDS LTD SHS ISIN#BMG63 COM G6359F103 15281 873690 SH SOLE 873690
NEWELL RUBBERMAID INC COM COM 651229106 437 24524 SH SOLE 24524
NEWMONT MNG CORP COM COM 651639106 313 6100 SH SOLE 6100
NEXEN INC COM SHS ISIN#CA65334 COM 65334H102 4966 271272 SH SOLE 271272
NEXTERA ENERGY INC COM COM 65339F101 228 3740 SH SOLE 3740
NOBLE CORPORATION BAAR NAMEN A COM H5833N103 11126 296925 SH SOLE 296925
NOKIA CORP SPONSORED ADR COM 654902204 86 15675 SH SOLE 15675
PDI INC COM COM 69329V100 4653 697568 SH SOLE 697568
PEPSICO INC COM COM 713448108 2826 42594 SH SOLE 42594
PERSHING RES CO INC COM COM 715310108 5 226100 SH SOLE 226100
PFIZER INC COM COM 717081103 3229 142575 SH SOLE 142575
PHILIP MORRIS INTL INC COM COM 718172109 2104 23746 SH SOLE 23746
PICO HLDGS INC COM NEW COM 693366205 8500 362461 SH SOLE 362461
POWERWAVE TECHNOLOGIES INC COM COM 739363307 98 47640 SH SOLE 47640
PRAXAIR INC COM 74005P104 257 2244 SH SOLE 2244
PRIVATEBANCORP INC COM COM 742962103 160 10550 SH SOLE 10550
PROCTER & GAMBLE CO COM COM 742718109 1623 24152 SH SOLE 24152
RADIO ONE INC CL D NON VTG COM 75040P405 180 185754 SH SOLE 185754
RSTK BIG DAWG HLDGS INC COM 089999601 0 14286 SH SOLE 14286
SANFILIPPO JOHN B & SON INC CO COM 800422107 19340 1550914 SH SOLE 1550914
SEALED AIR CORP NEW COM COM 81211K100 20300 1051274 SH SOLE 1051274
SHELLCASE LIMITED F COM m82775103 0 23500 SH SOLE 23500
SPDR GOLD TR GOLD SHS COM 78463V107 9618 59327 SH SOLE 59327
SPDR S&P 500 ETF TR TR UNIT COM 78462F103 278 1973 SH SOLE 1973
SPECTRA ENERGY CORP COM COM 847560109 226 7156 SH SOLE 7156
SPEIZMAN INDUSTRIES IXXX REGIS COM 847805108 0 35400 SH SOLE 35400
SPROTT PHYSICAL GOLD TR UNIT I COM 85207H104 29738 2059410 SH SOLE 2059410
STAPLES INC COM 855030102 10445 645150 SH SOLE 645150
STARBUCKS CORP COM COM 855244109 212 3785 SH SOLE 3785
SUPERVALU INC COM COM 868536103 155 27126 SH SOLE 27126
SYKES ENTERPRISES INC COM COM 871237103 2372 150151 SH SOLE 150151
TEVA PHARMACEUTICAL INDUSTRIES COM 881624209 340 7544 SH SOLE 7544
TRANSOCEAN LTD ZUG NAMEN AKT I COM H8817H100 346 6321 SH SOLE 6321
UNION PACIFIC CORP COM COM 907818108 299 2779 SH SOLE 2779
UNITED TECHNOLOGIES CORP COM COM 913017109 458 5527 SH SOLE 5527
URANIUM PARTN CORP COM ISIN#CA COM 917017105 7682 1346615 SH SOLE 1346615
VANGUARD INTL EQUITY INDEX FDS COM 922042858 1913 44013 SH SOLE 44013
VERIZON COMMUNICATIONS COM COM 92343V104 724 18945 SH SOLE 18945
VODAFONE GROUP PLC SPON ADR NE COM 92857W209 315 11395 SH SOLE 11395
WAL MART STORES INC COM COM 931142103 17588 287388 SH SOLE 287388
WALGREEN CO COM 931422109 546 16310 SH SOLE 16310
WELLS FARGO & CO NEW COM COM 949746101 295 8633 SH SOLE 8633
WESTERN UN CO COM COM 959802109 11702 664893 SH SOLE 664893
WEYERHAEUSER CO COM 962166104 9309 424680 SH SOLE 424680
WILLIS GROUP HLDGS PUBLIC LTD COM G96666105 18207 520510 SH SOLE 520510
ZEBRA TECHNOLOGIES CORP CL A COM 989207105 1911 46400 SH SOLE 46400
ZODIAC EXPL INC COM ISIN#CA989 COM 98978E101 2 25000 SH SOLE 25000
ASAHI GLASS ADR ADR 043393206 454 53280 SH SOLE 53280
COMPANHIA DE BEBIDAS DAS AMERS ADR 20441W203 227 5500 SH SOLE 5500
NOVARTIS AG SPONSORED ADR ADR 66987V109 22570 407336 SH SOLE 407336
ROHM CO LTD ADR ADR 775376106 1114 45095 SH SOLE 45095
ROYAL DUTCH SHELL PLC SPONSORE ADR 780259206 650 9275 SH SOLE 9275
SK TELECOM LTD SPONSORED ADR I ADR 78440P108 18273 1313650 SH SOLE 1313650
TESCO PLC SPON ADR ISIN#US8815 ADR 881575302 8598 537728 SH SOLE 537728
ALLIANCEBERNSTEIN HLDGS L P UN LTD 01881G106 2704 173200 SH SOLE 173200
ENTERPRISE PRODS PARTNERS L P LTD 293792107 381 7555 SH SOLE 7555
APPLESEED FUND INSTITUTIONAL C 90470K164 1972 153112.075SH SOLE 153112.075
HARBOR CAPITAL APPRECIATION FU 411511819 245 5654.604 SH SOLE 5654.604
PIMCO COMMODITY REAL RETURN ST 722005667 105 15666.648SH SOLE 15666.648
T ROWE PRICE BLUE CHIP GROWTH 77954Q106 201 4384.673 SH SOLE 4384.673
T ROWE PRICE EMERGING MARKETS 77956H864 236 7360.163 SH SOLE 7360.163
VANGUARD 500 INDEX FUND INVEST 922908108 304 2344.597 SH SOLE 2344.597
DR.CI:LABO CO LTD SHS ISIN#JP3 COM J12459103 4387 945 SH SOLE 945
MABUCHI MOTORS SHS ISIN#JP3870 COM J39186101 9136 200200 SH SOLE 200200
ROHM CO ISIN#JP3982800009 COM J65328122 5411 109000 SH SOLE 109000
SHIMANO INDL CO LTD ORD ISIN#J COM J72262108 9251 152700 SH SOLE 152700
TESCO PLC SHS ISIN#GB000884709 COM G87621101 11598 2200000 SH SOLE 2200000