0001085146-12-000269.txt : 20120213 0001085146-12-000269.hdr.sgml : 20120213 20120210182733 ACCESSION NUMBER: 0001085146-12-000269 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120210 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL CENTRAL INDEX KEY: 0001020317 IRS NUMBER: 363667359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05740 FILM NUMBER: 12594642 BUSINESS ADDRESS: STREET 1: 21 S CLARK ST. STREET 2: SUITE 3325 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3125547529 MAIL ADDRESS: STREET 1: 21 S CLARK ST. STREET 2: SUITE 3325 CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 19990324 13F-HR 1 pekin4q2011.txt PEKIN, SINGER STRAUSS ASSET MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]This Amendment (Check only one.) [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pekin, Singer Strauss Asset Management, Inc. Address: 21 South Clark Street, Suite 3325 Chicago, Illinois 60603 13F File Number: 028-5740 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: William Schmidle Title: Chief Financial Officer Phone: 312-554-7526 Signature, Place, and Date of Signing: William Schmidle Chicago, Illinois February 10, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 149 FORM 13F INFORMATION TABLE VALUE TOTAL: 355,754,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- TRANSOCEAN INC SR NT ISIN#US89 CONV 893830AW9 4007 4076000 PRN SOLE 4076000 3DFX INTERACTIVE INC XXX REGIS COM 88553X103 0 21750 SH SOLE 21750 3M CO COM COM 88579Y101 287 3514 SH SOLE 3514 ABBOTT LABS COM COM 002824100 870 15477 SH SOLE 15477 ACE LIMITED SHS ISIN#CH0044328 COM H0023R105 474 6756 SH SOLE 6756 ADVANCE AMER CASH ADVANCE CTRS COM 00739W107 488 54500 SH SOLE 54500 ALBANY MOLECULAR RESH INC COM COM 012423109 6138 2094956 SH SOLE 2094956 ALCARD 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