0001085146-12-000269.txt : 20120213
0001085146-12-000269.hdr.sgml : 20120213
20120210182733
ACCESSION NUMBER: 0001085146-12-000269
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120210
EFFECTIVENESS DATE: 20120213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL
CENTRAL INDEX KEY: 0001020317
IRS NUMBER: 363667359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05740
FILM NUMBER: 12594642
BUSINESS ADDRESS:
STREET 1: 21 S CLARK ST.
STREET 2: SUITE 3325
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3125547529
MAIL ADDRESS:
STREET 1: 21 S CLARK ST.
STREET 2: SUITE 3325
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc.
DATE OF NAME CHANGE: 20060117
FORMER COMPANY:
FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL
DATE OF NAME CHANGE: 19990324
13F-HR
1
pekin4q2011.txt
PEKIN, SINGER STRAUSS ASSET MANAGEMENT, INC.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]This Amendment
(Check only one.) [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pekin, Singer Strauss Asset Management, Inc.
Address: 21 South Clark Street, Suite 3325
Chicago, Illinois 60603
13F File Number: 028-5740
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person signing this Report on Behalf of Reporting Manager:
Name: William Schmidle
Title: Chief Financial Officer
Phone: 312-554-7526
Signature, Place, and Date of Signing:
William Schmidle Chicago, Illinois February 10, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 149
FORM 13F INFORMATION TABLE VALUE TOTAL: 355,754,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
TRANSOCEAN INC SR NT ISIN#US89 CONV 893830AW9 4007 4076000 PRN SOLE 4076000
3DFX INTERACTIVE INC XXX REGIS COM 88553X103 0 21750 SH SOLE 21750
3M CO COM COM 88579Y101 287 3514 SH SOLE 3514
ABBOTT LABS COM COM 002824100 870 15477 SH SOLE 15477
ACE LIMITED SHS ISIN#CH0044328 COM H0023R105 474 6756 SH SOLE 6756
ADVANCE AMER CASH ADVANCE CTRS COM 00739W107 488 54500 SH SOLE 54500
ALBANY MOLECULAR RESH INC COM COM 012423109 6138 2094956 SH SOLE 2094956
ALCARD CHEMICALS GROUP INC COM COM 013775101 0 90000 SH SOLE 90000
ALTRIA GROUP INC COM COM 02209S103 641 21606 SH SOLE 21606
AMERICAN ELECTRIC POWER CO COM 025537101 390 9452 SH SOLE 9452
ANNALY CAP MGMT INC COM COM 035710409 10300 645360 SH SOLE 645360
APPLE INC COM COM 037833100 1612 3980 SH SOLE 3980
ARGEX MNG INC COM ISIN#CA04013 COM 04013Q109 40 100000 SH SOLE 100000
AT&T INC COM COM 00206R102 1109 36684 SH SOLE 36684
AUGME TECHNOLOGIES INC COM ISI COM 051057107 23 17500 SH SOLE 17500
AUTOMATIC DATA PROCESSING INC COM 053015103 331 6125 SH SOLE 6125
AVI BIOPHARMA INC COM COM 002346104 18 23700 SH SOLE 23700
AVON PRODS INC COM COM 054303102 20474 1171964 SH SOLE 1171964
BANK AMER CORP COM COM 060505104 219 39300 SH SOLE 39300
BANK OF NEW YORK MELLON CORP C COM 064058100 1895 95188 SH SOLE 95188
BAXTER INTL INC COM COM 071813109 223 4499 SH SOLE 4499
BECTON DICKINSON & CO COM 075887109 203 2715 SH SOLE 2715
BERKSHIRE HATHAWAY INC DEL CL COM 084670108 230 2 SH SOLE 2
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 728 9536 SH SOLE 9536
BP PLC SPONS ADR COM 055622104 10305 241113 SH SOLE 241113
BRISTOL MYERS SQUIBB CO COM COM 110122108 766 21732 SH SOLE 21732
CANADIAN NATL RY CO COM ISIN#C COM 136375102 3970 50531 SH SOLE 50531
CATERPILLAR INC COM 149123101 447 4929 SH SOLE 4929
CBOE HLDGS INC COM COM 12503M108 1965 75995 SH SOLE 75995
CENTRAL FD CDA LTD CL A COM 153501101 11300 576258 SH SOLE 576258
CENTRAL GOLDTRUST TR UNIT COM 153546106 27787 469612 SH SOLE 469612
CHEVRON CORP NEW COM COM 166764100 2418 22726 SH SOLE 22726
CINTAS CORP COM 172908105 1969 56566 SH SOLE 56566
CISCO SYSTEMS INC COM 17275R102 142 7853 SH SOLE 7853
CME GROUP INC COM COM 12572Q105 1252 5138 SH SOLE 5138
COCA COLA COMPANY COM 191216100 2583 36917 SH SOLE 36917
COHEN & STEERS INFRASTRUCTURE COM 19248A109 225 14250 SH SOLE 14250
CONOCOPHILLIPS COM COM 20825C104 1593 21867 SH SOLE 21867
COPYTELE INC COM 217721109 1 10000 SH SOLE 10000
DANAHER CORP COM COM 235851102 245 5200 SH SOLE 5200
DELL INC COM COM 24702R101 1702 116339 SH SOLE 116339
DISNEY WALT CO DISNEY COM COM 254687106 212 5651 SH SOLE 5651
DOMINION RES INC VA COM COM 25746U109 447 8426 SH SOLE 8426
DU PONT E I DE NEMOURS & CO CO COM 263534109 336 7335 SH SOLE 7335
DUKE ENERGY CORP NEW COM COM 26441C105 357 16212 SH SOLE 16212
DUN & BRADSTREET CORP DEL NEW COM 26483E100 381 5097 SH SOLE 5097
DYADIC INTERNATIONAL INC COM 26745T101 157 161832 SH SOLE 161832
ECO2 PLASTICS INC COM COM 27885H105 0 80000 SH SOLE 80000
EMERSON ELEC CO COM COM 291011104 1405 30165 SH SOLE 30165
ETFS GOLD TR SH COM 26922Y105 5155 33275 SH SOLE 33275
EXELON CORP COM COM 30161N101 4983 114892 SH SOLE 114892
EXPEDITION MINING ORD SHS ISIN COM 30212V102 2 20000 SH SOLE 20000
EXXON MOBIL CORP COM COM 30231G102 7996 94335 SH SOLE 94335
FEMALE HEALTH CO COM COM 314462102 174 38600 SH SOLE 38600
FOCUS ENHANCEMENTS INXXX BANKR COM 344159108 0 10000 SH SOLE 10000
GABELLI EQUITY TRUST INC COM 362397101 63 12530 SH SOLE 12530
GATX CORP COM 361448103 410 9400 SH SOLE 9400
GENERAL DYNAMICS CORP COM COM 369550108 213 3200 SH SOLE 3200
GENERAL ELECTRIC CO COM COM 369604103 4167 232680 SH SOLE 232680
GOOGLE INC CL A COM 38259P508 252 390 SH SOLE 390
HANESBRANDS INC COM COM 410345102 11764 538165 SH SOLE 538165
HOME DEPOT INC COM COM 437076102 341 8119 SH SOLE 8119
ILLINOIS TOOL WORKS INC COM COM 452308109 299 6400 SH SOLE 6400
IMAGEMAX INC COM 45245V101 0 28500 SH SOLE 28500
INDIGENOUS GLOBAL DEV CORP COM COM 45567W109 0 13300 SH SOLE 13300
INTEL CORP COM COM 458140100 267 11000 SH SOLE 11000
INTERNATIONAL BUSINESS MACHS C COM 459200101 1327 7218 SH SOLE 7218
IPASS INC COM ISIN#US46261V108 COM 46261V108 19 14000 SH SOLE 14000
ISHARES COMEX GOLD TR ISHARES COM 464285105 1919 126000 SH SOLE 126000
ISHARES SILVER TR ISHARES COM 46428Q109 251 9300 SH SOLE 9300
ITERIS INC NEW COM COM 46564T107 14 10635 SH SOLE 10635
JOHNSON & JOHNSON COM COM 478160104 19162 292186 SH SOLE 292186
JP MORGAN CHASE & CO COM ISIN# COM 46625H100 898 27012 SH SOLE 27012
KIMBERLY CLARK CORP COM 494368103 4336 58943 SH SOLE 58943
KRAFT FOODS INC CL A COM 50075N104 517 13850 SH SOLE 13850
MANULIFE FINL CORP COM ISIN#CA COM 56501R106 326 30698 SH SOLE 30698
MCDONALDS CORP COM 580135101 239 2382 SH SOLE 2382
MEDTRONIC INC COM 585055106 552 14427 SH SOLE 14427
MERCK & CO INC NEW COM COM 58933Y105 4677 124069 SH SOLE 124069
MFA FINL INC COM COM 55272X102 235 34950 SH SOLE 34950
MHM SVCS INC COM NEW COM 55301L202 855 325 SH SOLE 325
MICROSOFT CORP COM COM 594918104 1565 60300 SH SOLE 60300
MOLEX INC COM COM 608554101 1274 53375 SH SOLE 53375
NABORS INDS LTD SHS ISIN#BMG63 COM G6359F103 15275 880930 SH SOLE 880930
NEWELL RUBBERMAID INC COM COM 651229106 396 24524 SH SOLE 24524
NEWMONT MNG CORP COM COM 651639106 366 6100 SH SOLE 6100
NEXTERA ENERGY INC COM COM 65339F101 228 3740 SH SOLE 3740
NOBLE CORPORATION BAAR NAMEN A COM H5833N103 11324 374710 SH SOLE 374710
NOKIA CORP SPONSORED ADR COM 654902204 76 15675 SH SOLE 15675
OCCIDENTAL PETE CORP COM COM 674599105 115 1225 SH SOLE 1225
PDI INC COM COM 69329V100 4306 667618 SH SOLE 667618
PEPSICO INC COM COM 713448108 2826 42594 SH SOLE 42594
PERSHING RES CO INC COM COM 715310108 12 226100 SH SOLE 226100
PFIZER INC COM COM 717081103 6725 310774 SH SOLE 310774
PHILIP MORRIS INTL INC COM COM 718172109 1909 24321 SH SOLE 24321
PICO HLDGS INC COM NEW COM 693366205 7284 353926 SH SOLE 353926
POWERWAVE TECHNOLOGIES INC COM COM 739363307 112 53920 SH SOLE 53920
PRAXAIR INC COM 74005P104 240 2244 SH SOLE 2244
PRIVATEBANCORP INC COM COM 742962103 116 10550 SH SOLE 10550
PROCTER & GAMBLE CO COM COM 742718109 1745 26152 SH SOLE 26152
RADIO ONE INC CL D NON VTG COM 75040P405 198 197754 SH SOLE 197754
RSTK BIG DAWG HLDGS INC COM 089999601 0 14286 SH SOLE 14286
SANFILIPPO JOHN B & SON INC CO COM 800422107 11757 1559294 SH SOLE 1559294
SEALED AIR CORP NEW COM COM 81211K100 18302 1063424 SH SOLE 1063424
SHELLCASE LIMITED F COM m82775103 0 23500 SH SOLE 23500
SPDR GOLD TR GOLD SHS COM 78463V107 9040 59477 SH SOLE 59477
SPDR S&P 500 ETF TR TR UNIT COM 78462F103 247 1972 SH SOLE 1972
SPECTRA ENERGY CORP COM COM 847560109 220 7156 SH SOLE 7156
SPEIZMAN INDUSTRIES IXXX REGIS COM 847805108 0 35400 SH SOLE 35400
SPROTT PHYSICAL GOLD TR UNIT I COM 85207H104 25138 1821562 SH SOLE 1821562
STAPLES INC COM 855030102 7351 529200 SH SOLE 529200
STARBUCKS CORP COM COM 855244109 220 4785 SH SOLE 4785
SUPERVALU INC COM COM 868536103 180 22126 SH SOLE 22126
SYKES ENTERPRISES INC COM COM 871237103 770 49200 SH SOLE 49200
TEVA PHARMACEUTICAL INDUSTRIES COM 881624209 264 6544 SH SOLE 6544
UNION PACIFIC CORP COM COM 907818108 318 3006 SH SOLE 3006
UNITED TECHNOLOGIES CORP COM COM 913017109 404 5527 SH SOLE 5527
URANIUM PARTN CORP COM ISIN#CA COM 917017105 7104 1325315 SH SOLE 1325315
VANGUARD INTL EQUITY INDEX FDS COM 922042858 1634 42773 SH SOLE 42773
VERIZON COMMUNICATIONS COM COM 92343V104 838 20885 SH SOLE 20885
VODAFONE GROUP PLC SPON ADR NE COM 92857W209 217 7745 SH SOLE 7745
WAL MART STORES INC COM COM 931142103 17951 300388 SH SOLE 300388
WALGREEN CO COM 931422109 539 16310 SH SOLE 16310
WELLS FARGO & CO NEW COM COM 949746101 238 8633 SH SOLE 8633
WESTERN UN CO COM COM 959802109 7376 403959 SH SOLE 403959
WEYERHAEUSER CO COM 962166104 15125 810125 SH SOLE 810125
WILLIS GROUP HLDGS PUBLIC LTD COM G96666105 18446 475405 SH SOLE 475405
ZEBRA TECHNOLOGIES CORP CL A COM 989207105 1768 49400 SH SOLE 49400
ZODIAC EXPL INC COM ISIN#CA989 COM 98978E101 7 25000 SH SOLE 25000
ASAHI GLASS ADR ADR 043393206 446 53135 SH SOLE 53135
NOVARTIS AG SPONSORED ADR ADR 66987V109 18780 328490 SH SOLE 328490
ROHM CO LTD ADR ADR 775376106 1164 49895 SH SOLE 49895
ROYAL DUTCH SHELL PLC SPONSORE ADR 780259206 685 9375 SH SOLE 9375
SK TELECOM LTD SPONSORED ADR I ADR 78440P108 16085 1181815 SH SOLE 1181815
ALLIANCEBERNSTEIN HLDGS L P UN LTD 01881G106 2066 157925 SH SOLE 157925
ENTERPRISE PRODS PARTNERS L P LTD 293792107 350 7555 SH SOLE 7555
APPLESEED FUND INSTITUTIONAL C 90470K164 1601 136237 SH SOLE 136237
PIMCO COMMODITY REAL RETURN ST 722005667 102 15666 SH SOLE 15666
T ROWE PRICE EMERGING MARKETS 77956H864 209 7340 SH SOLE 7340
VANGUARD 500 INDEX FUND INVEST 922908108 246 2122 SH SOLE 2122
DR.CI:LABO CO LTD SHS ISIN#JP3 COM J12459103 5031 945 SH SOLE 945
MABUCHI MOTORS SHS ISIN#JP3870 COM J39186101 8341 200200 SH SOLE 200200
ROHM CO ISIN#JP3982800009 COM J65328122 5087 109000 SH SOLE 109000
SHIMANO INDL CO LTD ORD ISIN#J COM J72262108 7813 160700 SH SOLE 160700