0001104659-16-126217.txt : 20160609 0001104659-16-126217.hdr.sgml : 20160609 20160608181542 ACCESSION NUMBER: 0001104659-16-126217 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160609 DATE AS OF CHANGE: 20160608 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BAY BANCORP, INC. CENTRAL INDEX KEY: 0000859222 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 521660951 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53501 FILM NUMBER: 161704490 BUSINESS ADDRESS: STREET 1: 7151 COLUMBIA GATEWAY STREET 2: SUITE A CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: (410) 312-5400 MAIL ADDRESS: STREET 1: 7151 COLUMBIA GATEWAY STREET 2: SUITE A CITY: COLUMBIA STATE: MD ZIP: 21046 FORMER COMPANY: FORMER CONFORMED NAME: CARROLLTON BANCORP DATE OF NAME CHANGE: 19931228 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOVDE ERIC D CENTRAL INDEX KEY: 0001019973 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 122 W. WASHINGTON AVENUE STREET 2: SUITE 350 CITY: MADISON STATE: WI ZIP: 53703 SC 13D/A 1 a16-12971_1sc13da.htm SC 13D

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Bay Bancorp Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

07203T106

(CUSIP Number)

 

Eric Hovde  608-255-5175

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

May 25, 2016

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No.   

 

 

1.

Names of Reporting Persons
Eric D. Hovde

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
PF /AF

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
United States of America

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
4,746

 

8.

Shared Voting Power
2,775,790

 

9.

Sole Dispositive Power
4,746

 

10.

Shared Dispositive Power
2,775,790

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,776,350

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
25.1%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

2


 

Item 1.

Security and Issuer

 

N/A

 

 

Item 2.

Identity and Background

 

N/A

 

 

Item 3.

Source and Amount of Funds or Other Consideration

 

N/A

 

 

Item 4.

Purpose of Transaction

 

N/A

 

 

Item 5.

Interest in Securities of the Issuer

 

N/A

 

 

Item 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

N/A

 

 

Item 7.

Material to be Filed as Exhibits

 

N/A

 

3


 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

6/8/16

 

Date

 


/s/ Eric D. Hovde

 

Signature

 


/s/ Eric D. Hovde

 

Chairman and Chief Executive Officer

 

 

 

ATTENTION

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

4